Vault-13

INNOVATOR ETFS TRUST BUFF

LADERD ALCTN PWR · ETP · CUSIP 45783Y814

60 institutional holders +2 vs Q4 2022
3,150,7713.2m shares reported held*
$113.2mreported value*
11 new 21 added 21 reduced 8 sold out net bought ≈ $21.2m (+585.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.93.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 46Q4 22: 58Q1 23: 6060Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202246
Q4 202258
Q1 202360

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 34 bought or addedQ4 22: 19 cut or sold outQ4 22Q1 23: 32 bought or addedQ1 23: 29 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223419
Q1 20233229

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +436,695+436.7k
KFG WEALTH MANAGEMENT, LLC Added +147,963+148.0k
Hudson Capital Management LLC New +109,620+109.6k
OSAIC HOLDINGS, INC. Added +62,771+62.8k
RiverTree Advisors, LLC New +27,041+27.0k
Kestra Advisory Services, LLC New +23,032+23.0k
Visionary Wealth Advisors Added +20,589+20.6k
Cetera Investment Advisers Added +16,057+16.1k
SageView Advisory Group, LLC Added +15,887+15.9k
Wealthcare Advisory Partners LLC New +13,738+13.7k

Biggest sellers

Sound View Wealth Advisors Group, LLC Reduced -97,474-97.5k
IFP Advisors, Inc Reduced -49,018-49.0k
CITADEL ADVISORS LLC Sold out -42,423-42.4k
Mutual Advisors, LLC Reduced -30,961-31.0k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -29,743-29.7k
MONEY CONCEPTS CAPITAL CORP Sold out -24,386-24.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -21,297-21.3k
FOUNDERS FINANCIAL SECURITIES LLC Reduced -17,996-18.0k
MTM FINANCIAL GROUP, LLC Reduced -10,364-10.4k
MML INVESTORS SERVICES, LLC Reduced -6,781-6.8k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 512,900512.9k $18.4m $18.4m 0.01% Added +436.7k +436,695
2 MTM FINANCIAL GROUP, LLC 9.62% of their portfolio BETHLEHEM, PA 304,312304.3k $10.9m $10.9m 9.62% Reduced -10.4k -10,364
3 KFG WEALTH MANAGEMENT, LLC 5.73% of their portfolio GRANGER, IN 229,372229.4k $8.3m $8.3m 5.73% Added +148.0k +147,963
4 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 220,297220.3k $7.9m $7.9m 0.07% Added +16.1k +16,057
5 Southland Equity Partners LLC 2.59% of their portfolio WILDWOOD, MO 183,527183.5k $6.6m $6.6m 2.59% Reduced -4.3k -4,264
6 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 174,730174.7k $6.3m $6.3m 0.01% Added +62.8k +62,771
7 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 169,318169.3k $6.1m $6.1m 0.01% Reduced -6.1k -6,141
8 Hudson Capital Management LLC 1.56% of their portfolio RAMSEY, NJ 109,620109.6k $3.9m $3.9m 1.56% New
9 SageView Advisory Group, LLC 0.23% of their portfolio Newport Beach, CA 99,08299.1k $3.6m $3.6m 0.23% Added +15.9k +15,887
10 Mutual Advisors, LLC 0.14% of their portfolio OMAHA, NE 92,06692.1k $3.3m $3.3m 0.14% Reduced -31.0k -30,961
11 TOWNSQUARE CAPITAL LLC 0.07% of their portfolio Lehi, UT 84,99285.0k $3.1m $3.1m 0.07% Added +12.9k +12,950
12 FOUNDERS FINANCIAL SECURITIES LLC 0.42% of their portfolio TOWSON, MD 81,25481.3k $2.9m $2.9m 0.42% Reduced -18.0k -17,996
13 Stegent Equity Advisors, Inc. 2.41% of their portfolio HOUSTON, TX 67,63767.6k $2.4m $2.4m 2.41% Added +5.4k +5,411
14 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 63,64963.6k $2.3m $2.3m 0.01% Added +4.6k +4,634
15 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 59,23459.2k $2.1m $2.1m 0.02% Added +2.0k +2,030
16 Glen Eagle Advisors, LLC 0.51% of their portfolio KINGSTON, NJ 56,54256.5k $2.0m $2.0m 0.51% Reduced -6.1k -6,078
17 Advisory Services Network, LLC 0.05% of their portfolio ATLANTA, GA 52,46752.5k $1.9m $1.9m 0.05% Added +4.2k +4,180
18 IFG Advisory, LLC 0.17% of their portfolio ATLANTA, GA 50,70050.7k $1.8m $1.8m 0.17% Reduced -213 -213
19 Visionary Wealth Advisors 0.15% of their portfolio O'FALLON, IL 49,87049.9k $1.8m $1.8m 0.15% Added +20.6k +20,589
20 Kingsview Wealth Management, LLC 0.06% of their portfolio GRANTS PASS, OR 42,00842.0k $1.5m $1.5m 0.06% Added +60 +60
21 ACAS, LLC 2.09% of their portfolio RANCHO SANTA FE, CA 40,51340.5k $1.5m $1.5m 2.09% Reduced -1.1k -1,129
22 Focus Financial Network, Inc. 0.08% of their portfolio MINNEAPOLIS, MN 34,44334.4k $1.2m $1.2m 0.08% Added +3.6k +3,586
23 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 31,62331.6k $1.1m $1.1m 0.05% Reduced -49.0k -49,018
24 Quantitative Advantage, LLC 0.14% of their portfolio MINNETONKA, MN 27,47027.5k $986.8k $986.8k 0.14% Reduced -1.8k -1,825
25 RiverTree Advisors, LLC 0.70% of their portfolio WINTER PARK, FL 27,04127.0k $971.4k $971.4k 0.70% New
26 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 23,03223.0k $827.4k $827.4k 0.01% New
27 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 21,47021.5k $771.0k $771.0k 0.01% Reduced -6.8k -6,781
28 Garden State Investment Advisory Services LLC 0.38% of their portfolio Red Bank, NJ 21,03021.0k $755.4k $755.4k 0.38% Added +1.4k +1,435
29 Financial Architects, Inc 0.12% of their portfolio MARLTON, NJ 20,98921.0k $754.0k $754.0k 0.12% Added +3.7k +3,740
30 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 19,74119.7k $708.0k $708.0k 0.00% Added +2.9k +2,893
31 Truadvice, LLC 0.21% of their portfolio SARASOTA, FL 14,69614.7k $532.6k $532.6k 0.21% Added +10 +10
32 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 13,73813.7k $493.5k $493.5k 0.02% New
33 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 12,76712.8k $458.6k $458.6k 0.01% Added +2.5k +2,495
34 Patriot Financial Group Insurance Agency, LLC 0.09% of their portfolio Westborough, MA 12,35012.3k $443.6k $443.6k 0.09% Added +400 +400
35 Freedom Investment Management, Inc. 0.05% of their portfolio SOUTH WINDSOR, CT 12,24012.2k $439.7k $439.7k 0.05% Reduced -1.2k -1,152
36 SOUTHERN CAPITAL ADVISORS, LLC 0.28% of their portfolio Jackson, TN 10,49210.5k $376.9k $376.9k 0.28% New
37 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 10,26310.3k $368.7k $368.7k 0.01% Reduced -55 -55
38 INTEGRAL INVESTMENT ADVISORS, INC. 0.23% of their portfolio TURLOCK, CA 9,0659.1k $325.6k $325.6k 0.23% Unchanged
39 AdvisorNet Financial, Inc 0.03% of their portfolio MINNETONKA, MN 8,7708.8k $315.0k $315.0k 0.03% Reduced -40 -40
40 DHJJ Financial Advisors, Ltd. 0.17% of their portfolio NAPERVILLE, IL 8,5878.6k $308.5k $308.5k 0.17% Reduced -1.0k -1,034
41 Arlington Capital Management, Inc. 0.26% of their portfolio ARLINGTON HEIGHTS, IL 7,8357.8k $281.4k $281.4k 0.26% Reduced -1.3k -1,270
42 Sound View Wealth Advisors Group, LLC 0.04% of their portfolio SAVANNAH, GA 7,7717.8k $279.2k $279.2k 0.04% Reduced -97.5k -97,474
43 Trek Financial, LLC 0.03% of their portfolio Scottsdale, AZ 7,5217.5k $270.2k $270.2k 0.03% Added +1.4k +1,410
44 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 7,4657.5k $268.2k $268.2k 0.00% Reduced -224 -224
45 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 7,4447.4k $267.4k $267.4k 0.01% Reduced -264 -264
46 Stratos Wealth Advisors, LLC 0.02% of their portfolio BEACHWOOD, OH 6,1046.1k $219.3k $219.3k 0.02% Reduced -301 -301
47 Bellwether Advisors, LLC 0.06% of their portfolio LINCOLN, NE 6,0006.0k $215.5k $215.5k 0.06% New
48 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 5,3125.3k $190.8k $190.8k 0.01% Unchanged
49 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,0003.0k $107.8k $107.8k 0.00% Unchanged
50 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 2,8052.8k $101.2k $101.2k 0.01% New
51 WealthPLAN Partners, LLC 0.01% of their portfolio OMAHA, NE 2,2512.3k $80.9k $80.9k 0.01% New
52 Sugarloaf Wealth Management, LLC 0.01% of their portfolio DULUTH, GA 1,5031.5k $54.0k $54.0k 0.01% Unchanged
53 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 500500 $18.0k $18.0k 0.00% Unchanged
54 UBS Group AG 0.00% of their portfolio ZURICH, V8 396396 $14.2k $14.2k 0.00% New
55 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 320320 $11.5k $11.5k 0.00% Added +220 +220
56 Capital Advisors, Ltd. LLC 0.00% of their portfolio SHAKER HEIGHTS, OH 285285 $10.0k $10.0k 0.00% Unchanged
57 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 250250 $8.9k $8.9k 0.00% New
58 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 112112 $4.0k $4.0k 0.00% New
59 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $15 $15 0.00% Reduced -1 -1
60 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged