Vault-13

INNOVATOR ETFS TRUST XBJA

US EQT ACC 9 BFR · ETP · CUSIP 45783Y780

30 institutional holders +3 vs Q1 2023
1,682,9381.7m shares reported held*
$41.4mreported value*
5 new 9 added 6 reduced 2 sold out net bought ≈ $14.9m (+605.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.58.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 13Q4 22: 13Q1 23: 27Q2 23: 3030Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202213
Q4 202213
Q1 202327
Q2 202330

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 8 bought or addedQ4 22: 8 cut or sold outQ4 22Q1 23: 21 bought or addedQ1 23: 2 cut or sold outQ1 23Q2 23: 14 bought or addedQ2 23: 8 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202288
Q1 2023212
Q2 2023148

Biggest buyers

Allworth Financial LP New +232,410+232.4k
Steward Partners Investment Advisory, LLC New +107,884+107.9k
Cambridge Investment Research Advisors, Inc. New +103,363+103.4k
Cetera Investment Advisers Added +102,769+102.8k
CENTAURUS FINANCIAL, INC. Added +51,774+51.8k
Sterling Financial Planning, Inc. Added +33,494+33.5k
Snowden Capital Advisors LLC New +22,550+22.6k
SageView Advisory Group, LLC New +19,938+19.9k
OLD MISSION CAPITAL LLC Added +9,704+9.7k
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC Added +9,584+9.6k

Biggest sellers

CITADEL ADVISORS LLC Reduced -66,216-66.2k
CreativeOne Wealth, LLC Reduced -22,550-22.6k
Kestra Advisory Services, LLC Reduced -11,010-11.0k
First Commonwealth Financial Corp /PA/ Reduced -5,245-5.2k
Orion Capital Management LLC Sold out -3,000-3.0k
UBS Group AG Sold out -1,008-1.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -593-593
Visionary Wealth Advisors Reduced -300-300

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Allworth Financial LP 0.05% of their portfolio FOLSOM, CA 232,410232.4k $5.7m $5.7m 0.05% New
2 Sunbelt Securities, Inc. 0.53% of their portfolio HOUSTON, TX 150,690150.7k $3.7m $3.7m 0.53% Added +2.8k +2,830
3 First Commonwealth Financial Corp /PA/ 1.20% of their portfolio Indiana, PA 149,581149.6k $3.7m $3.7m 1.20% Reduced -5.2k -5,245
4 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 140,580140.6k $3.5m $3.5m 0.03% Added +102.8k +102,769
5 CENTAURUS FINANCIAL, INC. 0.30% of their portfolio ANAHEIM, CA 137,136137.1k $3.4m $3.4m 0.30% Added +51.8k +51,774
6 Sterling Financial Planning, Inc. 1.44% of their portfolio SPARTA, NJ 117,832117.8k $2.9m $2.9m 1.44% Added +33.5k +33,494
7 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 115,580115.6k $2.8m $2.8m 0.01% Added +7.4k +7,352
8 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 107,884107.9k $2.7m $2.7m 0.04% New
9 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 103,363103.4k $2.5m $2.5m 0.01% New
10 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.63% of their portfolio BLUE BELL, PA 96,45696.5k $2.4m $2.4m 0.63% Added +9.6k +9,584
11 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 44,44544.4k $1.1m $1.1m 0.03% Reduced -22.6k -22,550
12 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 35,63335.6k $876.0k $876.0k 0.00% Added +8.0k +7,952
13 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 32,96533.0k $810.5k $810.5k 0.01% Reduced -11.0k -11,010
14 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 29,01729.0k $713.4k $713.4k 0.03% Added +9.7k +9,704
15 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 25,20325.2k $619.6k $619.6k 0.00% Reduced -66.2k -66,216
16 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 22,55022.6k $554.4k $554.4k 0.02% New
17 Visionary Wealth Advisors 0.04% of their portfolio O'FALLON, IL 20,37020.4k $500.8k $500.8k 0.04% Reduced -300 -300
18 SageView Advisory Group, LLC 0.03% of their portfolio Newport Beach, CA 19,93819.9k $490.2k $490.2k 0.03% New
19 Global Trust Asset Management, LLC 0.18% of their portfolio PALM BEACH GARDENS, FL 16,50016.5k $405.7k $405.7k 0.18% Unchanged
20 Epic Trust Investment Advisors, LLC 0.51% of their portfolio RICHLAND, WA 14,50314.5k $356.6k $356.6k 0.51% Unchanged
21 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 13,16013.2k $323.5k $323.5k 0.00% Added +4.0k +3,999
22 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 12,12012.1k $298.0k $298.0k 0.00% Unchanged
23 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 0.00% of their portfolio Cincinnati, OH 10,00010.0k $245.9k $245.9k 0.00% Unchanged
24 WealthPLAN Partners, LLC 0.03% of their portfolio OMAHA, NE 9,97010.0k $245.1k $245.1k 0.03% Unchanged
25 Sound View Wealth Advisors Group, LLC 0.03% of their portfolio SAVANNAH, GA 8,9539.0k $220.1k $220.1k 0.03% Unchanged
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 8,9488.9k $220.0k $220.0k 0.00% Reduced -593 -593
27 Cape Investment Advisory, Inc. 0.05% of their portfolio MCDONOUGH, GA 3,4503.5k $84.8k $84.8k 0.05% Unchanged
28 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 3,2503.2k $80.0k $80.0k 0.00% Unchanged
29 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 451451 $11.1k $11.1k 0.00% Unchanged
30 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged