Vault-13

INNOVATOR ETFS TRUST BUFB

LADDERED ALC BFR · ETP · CUSIP 45783Y756

56 institutional holders +6 vs Q1 2024
2,434,9392.4m shares reported held*
$74.4mreported value*
8 new 22 added 15 reduced 3 sold out net bought ≈ $12.3m (+403.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $30.56.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 16Q4 22: 23Q1 23: 24Q2 23: 26Q3 23: 31Q4 23: 40Q1 24: 50Q2 24: 5656Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202216
Q4 202223
Q1 202324
Q2 202326
Q3 202331
Q4 202340
Q1 202450
Q2 202456

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 13 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 15 bought or addedQ1 23: 11 cut or sold outQ2 23: 15 bought or addedQ2 23: 9 cut or sold outQ2 23Q3 23: 16 bought or addedQ3 23: 8 cut or sold outQ4 23: 18 bought or addedQ4 23: 15 cut or sold outQ4 23Q1 24: 32 bought or addedQ1 24: 14 cut or sold outQ2 24: 30 bought or addedQ2 24: 18 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022136
Q1 20231511
Q2 2023159
Q3 2023168
Q4 20231815
Q1 20243214
Q2 20243018

Biggest buyers

Capital Asset Advisory Services LLC New +340,621+340.6k
Steward Partners Investment Advisory, LLC Added +64,034+64.0k
LPL Financial LLC Added +43,656+43.7k
AXXCESS WEALTH MANAGEMENT, LLC New +19,443+19.4k
Cetera Investment Advisers Added +18,186+18.2k
HighTower Advisors, LLC Added +17,667+17.7k
MML INVESTORS SERVICES, LLC New +16,832+16.8k
Cambridge Investment Research Advisors, Inc. Added +16,591+16.6k
Private Advisor Group, LLC New +15,683+15.7k
World Investment Advisors Added +13,305+13.3k

Biggest sellers

TRUIST FINANCIAL CORP Reduced -46,815-46.8k
SageView Advisory Group, LLC Reduced -43,736-43.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -42,178-42.2k
Delta Investment Management, LLC Reduced -31,867-31.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -28,902-28.9k
Visionary Wealth Advisors Reduced -22,299-22.3k
OLD MISSION CAPITAL LLC Sold out -16,331-16.3k
D.B. Root & Company, LLC Reduced -5,577-5.6k
HAZLETT, BURT & WATSON, INC. Reduced -2,060-2.1k
Realta Investment Advisors Reduced -1,300-1.3k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Capital Asset Advisory Services LLC 0.57% of their portfolio Williamston, MI 340,621340.6k $10.5m $10.5m 0.57% New
2 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 213,674213.7k $6.5m $6.5m 0.02% Added +5.9k +5,931
3 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 178,264178.3k $5.4m $5.4m 0.00% Reduced -42.2k -42,178
4 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 166,866166.9k $5.1m $5.1m 0.01% Added +17.7k +17,667
5 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 165,725165.7k $5.1m $5.1m 0.01% Added +826 +826
6 4J Wealth Management LLC 3.10% of their portfolio MCLEAN, VA 122,828122.8k $3.7m $3.7m 3.10% Added +6.2k +6,158
7 Kathmere Capital Management, LLC 0.30% of their portfolio WAYNE, PA 92,25992.3k $2.8m $2.8m 0.30% Added +136 +136
8 CAPITAL WEALTH MANAGEMENT, LLC 1.11% of their portfolio W. WARWICK, RI 79,31379.3k $2.4m $2.4m 1.11% Added +10.5k +10,516
9 Visionary Wealth Advisors 0.15% of their portfolio O'FALLON, IL 76,11576.1k $2.3m $2.3m 0.15% Reduced -22.3k -22,299
10 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 73,88873.9k $2.3m $2.3m 0.00% Reduced -46.8k -46,815
11 World Investment Advisors 0.14% of their portfolio LINCROFT, NJ 73,19373.2k $2.2m $2.2m 0.14% Added +13.3k +13,305
12 MTM FINANCIAL GROUP, LLC 1.41% of their portfolio BETHLEHEM, PA 72,41972.4k $2.2m $2.2m 1.41% Reduced -202 -202
13 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 65,92265.9k $2.0m $2.0m 0.02% Added +64.0k +64,034
14 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 61,84761.8k $1.9m $1.9m 0.00% Added +18.2k +18,186
15 Wealthspire Retirement, LLC 0.15% of their portfolio ALISO VIEJO, CA 59,53259.5k $1.8m $1.8m 0.15% Added +3.5k +3,526
16 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 57,34757.3k $1.8m $1.8m 0.00% Added +43.7k +43,656
17 Syntegra Private Wealth Group, LLC 0.21% of their portfolio Chesterfield, MO 54,47754.5k $1.7m $1.7m 0.21% Unchanged
18 Diligent Investors, LLC 0.33% of their portfolio REDLANDS, CA 43,25043.2k $1.3m $1.3m 0.33% Added +4.6k +4,555
19 Bedel Financial Consulting, Inc. 0.17% of their portfolio INDIANAPOLIS, IN 38,92538.9k $1.2m $1.2m 0.17% Added +5.4k +5,434
20 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 34,52234.5k $1.1m $1.1m 0.00% Added +16.6k +16,591
21 PRINCIPAL SECURITIES, INC. 0.03% of their portfolio DES MOINES, IA 31,54131.5k $962.7k $962.7k 0.03% Added +2.8k +2,807
22 KFG WEALTH MANAGEMENT, LLC 0.28% of their portfolio GRANGER, IN 23,18023.2k $707.5k $707.5k 0.28% Reduced -130 -130
23 CENTAURUS FINANCIAL, INC. 0.05% of their portfolio ANAHEIM, CA 22,81022.8k $696.0k $696.0k 0.05% Reduced -44 -44
24 Delta Investment Management, LLC 0.15% of their portfolio SAN FRANCISCO, CA 22,34522.3k $682.0k $682.0k 0.15% Reduced -31.9k -31,867
25 AXXCESS WEALTH MANAGEMENT, LLC 0.02% of their portfolio CARLSBAD, CA 19,44319.4k $593.4k $593.4k 0.02% New
26 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 18,88218.9k $576.3k $576.3k 0.02% Added +8.7k +8,737
27 CONTINUUM WEALTH ADVISORS, LLC 0.30% of their portfolio SARATOGA SPRINGS, NY 18,57418.6k $566.9k $566.9k 0.30% Added +306 +306
28 Independent Wealth Network Inc. 0.26% of their portfolio URBANDALE, IA 18,57018.6k $566.8k $566.8k 0.26% Reduced -79 -79
29 ACAS, LLC 0.49% of their portfolio RANCHO SANTA FE, CA 18,13118.1k $557.2k $557.2k 0.49% Reduced -340 -340
30 SageView Advisory Group, LLC 0.02% of their portfolio Newport Beach, CA 17,39917.4k $531.1k $531.1k 0.02% Reduced -43.7k -43,736
31 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 16,83216.8k $514.0k $514.0k 0.00% New
32 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 15,68315.7k $478.7k $478.7k 0.00% New
33 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 15,48115.5k $472.5k $472.5k 0.00% Added +2.8k +2,819
34 CoreCap Advisors, LLC 0.04% of their portfolio SOUTHFIELD, MI 11,61511.6k $354.5k $354.5k 0.04% New
35 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 11,57311.6k $353.0k $353.0k 0.00% Added +1.6k +1,629
36 Realta Investment Advisors 0.07% of their portfolio WILMINGTON, DE 11,54011.5k $352.2k $352.2k 0.07% Reduced -1.3k -1,300
37 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 10,66610.7k $325.5k $325.5k 0.00% New
38 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 10,66610.7k $325.5k $325.5k 0.01% Unchanged
39 Schechter Investment Advisors, LLC 0.02% of their portfolio BIRMINGHAM, MI 8,1148.1k $247.6k $247.6k 0.02% Unchanged
40 D.B. Root & Company, LLC 0.08% of their portfolio PITTSBURGH, PA 7,9768.0k $243.4k $243.4k 0.08% Reduced -5.6k -5,577
41 DIVERSIFY WEALTH MANAGEMENT, LLC 0.03% of their portfolio SANDY, UT 7,5277.5k $222.7k $222.7k 0.03% First filing
42 Capital Investment Advisory Services, LLC 0.02% of their portfolio RALEIGH, NC 6,6786.7k $203.8k $203.8k 0.02% Reduced -302 -302
43 Householder Group Estate & Retirement Specialist, LLC 0.03% of their portfolio SCOTTSDALE, AZ 2,9513.0k $90.0k $90.0k 0.03% New
44 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 2,9322.9k $89.5k $89.5k 0.01% Added +555 +555
45 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,8562.9k $87.2k $87.2k 0.00% Unchanged
46 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,2322.2k $68.1k $68.1k 0.00% Unchanged
47 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 1,8001.8k $54.9k $54.9k 0.00% Added +200 +200
48 HAZLETT, BURT & WATSON, INC. 0.02% of their portfolio WHEELING, WV 1,3001.3k $40.0k $40.0k 0.02% Reduced -2.1k -2,060
49 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,2001.2k $36.6k $36.6k 0.00% Unchanged
50 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 1,0201.0k $31.0k $31.0k 0.00% Reduced -26 -26
51 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 1,0001.0k $30.5k $30.5k 0.00% Unchanged
52 CWM, LLC 0.00% of their portfolio OMAHA, NE 478478 $15.0k $15.0k 0.00% Added +147 +147
53 Financial Network Wealth Advisors LLC 0.01% of their portfolio MURRAY, UT 405405 $12.4k $12.4k 0.01% New
54 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 317317 $9.7k $9.7k 0.00% Unchanged
55 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 225225 $6.9k $6.9k 0.00% Unchanged
56 Clear Point Advisors Inc. 0.00% of their portfolio MELVILLE, NY 1010 $305 $305 0.00% Unchanged