Vault-13

INNOVATOR ETFS TRUST BUFB

LADDERED ALC BFR · ETP · CUSIP 45783Y756

31 institutional holders +5 vs Q2 2023
1,513,5271.5m shares reported held*
$38.6mreported value*
6 new 10 added 7 reduced 1 sold out net bought ≈ $14.1m (+553.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.49.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 16Q4 22: 23Q1 23: 24Q2 23: 26Q3 23: 3131Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202216
Q4 202223
Q1 202324
Q2 202326
Q3 202331

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 13 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 15 bought or addedQ1 23: 11 cut or sold outQ1 23Q2 23: 15 bought or addedQ2 23: 9 cut or sold outQ2 23Q3 23: 16 bought or addedQ3 23: 8 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022136
Q1 20231511
Q2 2023159
Q3 2023168

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC New +261,434+261.4k
HighTower Advisors, LLC New +105,847+105.8k
OSAIC HOLDINGS, INC. Added +67,954+68.0k
World Investment Advisors Added +58,586+58.6k
Wealthspire Retirement, LLC Added +21,998+22.0k
KFG WEALTH MANAGEMENT, LLC New +21,018+21.0k
Bedel Financial Consulting, Inc. Added +9,724+9.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +9,497+9.5k
Capital Investment Advisory Services, LLC New +6,564+6.6k
CENTAURUS FINANCIAL, INC. Added +3,565+3.6k

Biggest sellers

Kathmere Capital Management, LLC Reduced -8,319-8.3k
MTM FINANCIAL GROUP, LLC Reduced -3,923-3.9k
Thrivent Financial for Lutherans Reduced -3,682-3.7k
Visionary Wealth Advisors Reduced -768-768
UBS Group AG Sold out -247-247
ACAS, LLC Reduced -150-150
CONTINUUM WEALTH ADVISORS, LLC Reduced -103-103
CAPITAL WEALTH MANAGEMENT, LLC Reduced -93-93

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 261,434261.4k $6.7m $6.7m 0.00% New
2 World Investment Advisors 0.84% of their portfolio LINCROFT, NJ 166,032166.0k $4.2m $4.2m 0.84% Added +58.6k +58,586
3 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 157,799157.8k $4.0m $4.0m 0.01% Reduced -3.7k -3,682
4 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 156,301156.3k $4.0m $4.0m 0.01% Added +68.0k +67,954
5 Visionary Wealth Advisors 0.23% of their portfolio O'FALLON, IL 110,681110.7k $2.8m $2.8m 0.23% Reduced -768 -768
6 Kathmere Capital Management, LLC 0.42% of their portfolio WAYNE, PA 109,932109.9k $2.8m $2.8m 0.42% Reduced -8.3k -8,319
7 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 105,847105.8k $2.7m $2.7m 0.01% New
8 MTM FINANCIAL GROUP, LLC 1.83% of their portfolio BETHLEHEM, PA 86,03786.0k $2.2m $2.2m 1.83% Reduced -3.9k -3,923
9 CAPITAL WEALTH MANAGEMENT, LLC 1.07% of their portfolio W. WARWICK, RI 76,70676.7k $2.0m $2.0m 1.07% Reduced -93 -93
10 Wealthspire Retirement, LLC 0.20% of their portfolio ALISO VIEJO, CA 40,74840.7k $1.0m $1.0m 0.20% Added +22.0k +21,998
11 Syntegra Private Wealth Group, LLC 0.13% of their portfolio Chesterfield, MO 32,01132.0k $816.0k $816.0k 0.13% Added +1.3k +1,298
12 BEDEL FINANCIAL CONSULTING INC 0.13% of their portfolio INDIANAPOLIS, IN 24,26924.3k $618.6k $618.6k 0.13% First filing
13 Bedel Financial Consulting, Inc. 0.13% of their portfolio INDIANAPOLIS, IN 24,26924.3k $618.6k $618.6k 0.13% Added +9.7k +9,724
14 CENTAURUS FINANCIAL, INC. 0.05% of their portfolio ANAHEIM, CA 22,14122.1k $564.0k $564.0k 0.05% Added +3.6k +3,565
15 KFG WEALTH MANAGEMENT, LLC 0.29% of their portfolio GRANGER, IN 21,01821.0k $535.7k $535.7k 0.29% New
16 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 18,61618.6k $475.0k $475.0k 0.00% Added +2.1k +2,131
17 ACAS, LLC 0.59% of their portfolio RANCHO SANTA FE, CA 18,57418.6k $473.4k $473.4k 0.59% Reduced -150 -150
18 D.B. Root & Company, LLC 0.12% of their portfolio PITTSBURGH, PA 12,23812.2k $311.9k $311.9k 0.12% Added +535 +535
19 CONTINUUM WEALTH ADVISORS, LLC 0.22% of their portfolio SARATOGA SPRINGS, NY 12,10812.1k $308.6k $308.6k 0.22% Reduced -103 -103
20 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 11,88511.9k $302.9k $302.9k 0.01% Unchanged
21 Realta Investment Advisors 0.06% of their portfolio WILMINGTON, DE 10,18310.2k $266.1k $266.1k 0.06% Unchanged
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,4979.5k $242.1k $242.1k 0.00% New
23 Schechter Investment Advisors, LLC 0.02% of their portfolio BIRMINGHAM, MI 8,1148.1k $206.8k $206.8k 0.02% Unchanged
24 Capital Investment Advisory Services, LLC 0.02% of their portfolio RALEIGH, NC 6,5646.6k $167.3k $167.3k 0.02% New
25 HAZLETT, BURT & WATSON, INC. 0.06% of their portfolio WHEELING, WV 3,3603.4k $86.0k $86.0k 0.06% Added +425 +425
26 Tradition Wealth Management, LLC 0.01% of their portfolio EDINA, MN 2,6392.6k $67.0k $67.0k 0.01% Unchanged
27 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,2322.2k $56.9k $56.9k 0.00% Unchanged
28 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 1,7501.8k $44.6k $44.6k 0.00% Added +100 +100
29 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 317317 $8.1k $8.1k 0.00% Unchanged
30 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 225225 $5.7k $5.7k 0.00% New
31 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged