Vault-13

INNOVATOR ETFS TRUST BUFB

LADDERED ALC BFR · ETP · CUSIP 45783Y756

26 institutional holders +2 vs Q1 2023
1,000,6711.0m shares reported held*
$26.1mreported value*
4 new 11 added 7 reduced 2 sold out net bought ≈ $5.3m (+202.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.08.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 16Q4 22: 23Q1 23: 24Q2 23: 2626Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202216
Q4 202223
Q1 202324
Q2 202326

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 13 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 15 bought or addedQ1 23: 11 cut or sold outQ1 23Q2 23: 15 bought or addedQ2 23: 9 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022136
Q1 20231511
Q2 2023159

Biggest buyers

Thrivent Financial for Lutherans New +161,481+161.5k
World Investment Advisors New +107,446+107.4k
Visionary Wealth Advisors Added +23,141+23.1k
OSAIC HOLDINGS, INC. Added +19,471+19.5k
Financial Architects, Inc Added +13,484+13.5k
D.B. Root & Company, LLC New +11,703+11.7k
CENTAURUS FINANCIAL, INC. Added +10,735+10.7k
Syntegra Private Wealth Group, LLC Added +10,405+10.4k
Schechter Investment Advisors, LLC New +8,114+8.1k
Wealthspire Retirement, LLC Added +4,787+4.8k

Biggest sellers

MTM FINANCIAL GROUP, LLC Reduced -146,849-146.8k
Kathmere Capital Management, LLC Reduced -15,899-15.9k
Sigma Planning Corp Sold out -8,598-8.6k
Cambridge Investment Research Advisors, Inc. Reduced -2,037-2.0k
CONTINUUM WEALTH ADVISORS, LLC Reduced -382-382
Steward Partners Investment Advisory, LLC Sold out -161-161
Tradition Wealth Management, LLC Reduced -155-155
ACAS, LLC Reduced -100-100
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC Reduced -50-50

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 161,481161.5k $4.2m $4.2m 0.01% New
2 Kathmere Capital Management, LLC 0.48% of their portfolio WAYNE, PA 118,251118.3k $3.1m $3.1m 0.48% Reduced -15.9k -15,899
3 Visionary Wealth Advisors 0.23% of their portfolio O'FALLON, IL 111,449111.4k $2.9m $2.9m 0.23% Added +23.1k +23,141
4 World Investment Advisors 0.54% of their portfolio LINCROFT, NJ 107,446107.4k $2.8m $2.8m 0.54% New
5 MTM FINANCIAL GROUP, LLC 1.99% of their portfolio BETHLEHEM, PA 89,96090.0k $2.4m $2.4m 1.99% Reduced -146.8k -146,849
6 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 88,34788.3k $2.3m $2.3m 0.00% Added +19.5k +19,471
7 CAPITAL WEALTH MANAGEMENT, LLC 1.09% of their portfolio W. WARWICK, RI 76,79976.8k $2.0m $2.0m 1.09% Added +2.8k +2,806
8 Financial Architects, Inc 0.26% of their portfolio MARLTON, NJ 65,02965.0k $1.7m $1.7m 0.26% Added +13.5k +13,484
9 Syntegra Private Wealth Group, LLC 0.12% of their portfolio Chesterfield, MO 30,71330.7k $802.6k $802.6k 0.12% Added +10.4k +10,405
10 Wealthspire Retirement, LLC 0.09% of their portfolio ALISO VIEJO, CA 18,75018.8k $490.0k $490.0k 0.09% Added +4.8k +4,787
11 ACAS, LLC 0.66% of their portfolio RANCHO SANTA FE, CA 18,72418.7k $489.3k $489.3k 0.66% Reduced -100 -100
12 CENTAURUS FINANCIAL, INC. 0.04% of their portfolio ANAHEIM, CA 18,57618.6k $485.0k $485.0k 0.04% Added +10.7k +10,735
13 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 16,48516.5k $431.0k $431.0k 0.00% Reduced -2.0k -2,037
14 Bedel Financial Consulting, Inc. 0.08% of their portfolio INDIANAPOLIS, IN 14,54514.5k $380.1k $380.1k 0.08% Added +967 +967
15 CONTINUUM WEALTH ADVISORS, LLC 0.23% of their portfolio SARATOGA SPRINGS, NY 12,21112.2k $319.1k $319.1k 0.23% Reduced -382 -382
16 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 11,88511.9k $310.6k $310.6k 0.01% Unchanged
17 D.B. Root & Company, LLC 0.12% of their portfolio PITTSBURGH, PA 11,70311.7k $305.8k $305.8k 0.12% New
18 Realta Investment Advisors 0.06% of their portfolio WILMINGTON, DE 10,18310.2k $266.1k $266.1k 0.06% Added +623 +623
19 Schechter Investment Advisors, LLC 0.02% of their portfolio BIRMINGHAM, MI 8,1148.1k $212.0k $212.0k 0.02% New
20 HAZLETT, BURT & WATSON, INC. 0.06% of their portfolio WHEELING, WV 2,9352.9k $77.0k $77.0k 0.06% Unchanged
21 Tradition Wealth Management, LLC 0.01% of their portfolio EDINA, MN 2,6392.6k $69.0k $69.0k 0.01% Reduced -155 -155
22 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,2322.2k $58.3k $58.3k 0.00% Unchanged
23 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 1,6501.6k $43.1k $43.1k 0.00% Added +1.4k +1,450
24 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 317317 $8.3k $8.3k 0.00% Reduced -50 -50
25 UBS Group AG 0.00% of their portfolio ZURICH, V8 247247 $6.5k $6.5k 0.00% Added +156 +156
26 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged