Vault-13

INNOVATOR ETFS TRUST APRJ

PREM INCM 30 BAR · ETP · CUSIP 45783Y616

28 institutional holders +1 vs Q4 2023
856,197856.2k shares reported held*
$21.0mreported value*
3 new 10 added 7 reduced 1 sold out net sold ≈ $4.4m (-178.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.54.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q2 23: 22Q3 23: 22Q4 23: 27Q1 24: 2828Q2 23Q3 23Q4 23Q1 24
Numbers
QuarterHolders
Q2 202322
Q3 202322
Q4 202327
Q1 202428

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 23: 12 bought or addedQ3 23: 9 cut or sold outQ3 23Q4 23: 12 bought or addedQ4 23: 8 cut or sold outQ4 23Q1 24: 13 bought or addedQ1 24: 8 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q3 2023129
Q4 2023128
Q1 2024138

Biggest buyers

OLD MISSION CAPITAL LLC New +22,262+22.3k
CoreCap Advisors, LLC New +8,796+8.8k
Cetera Investment Advisers Added +7,799+7.8k
Kestra Advisory Services, LLC Added +7,173+7.2k
HARBOUR INVESTMENTS, INC. Added +7,030+7.0k
UBS Group AG Added +4,009+4.0k
MTM FINANCIAL GROUP, LLC Added +2,309+2.3k
World Investment Advisors Added +724+724
ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC Added +342+342
TOWNSQUARE CAPITAL LLC Added +116+116

Biggest sellers

COMMONWEALTH EQUITY SERVICES, LLC Reduced -93,987-94.0k
Richard P Slaughter Associates Inc Reduced -46,972-47.0k
MML INVESTORS SERVICES, LLC Reduced -34,842-34.8k
VIMA LLC Sold out -32,139-32.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -17,713-17.7k
U.S. Capital Wealth Advisors, LLC Reduced -13,729-13.7k
Capital Analysts, LLC Reduced -142-142
Brookstone Capital Management Reduced -39-39

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 HARBOUR INVESTMENTS, INC. 0.10% of their portfolio MADISON, WI 117,806117.8k $2.9m $2.9m 0.10% Added +7.0k +7,030
2 MTM FINANCIAL GROUP, LLC 1.69% of their portfolio BETHLEHEM, PA 103,597103.6k $2.5m $2.5m 1.69% Added +2.3k +2,309
3 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 92,65392.7k $2.3m $2.3m 0.00% Reduced -94.0k -93,987
4 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 85,97186.0k $2.1m $2.1m 0.01% Added +7.2k +7,173
5 Brookstone Capital Management 0.03% of their portfolio WHEATON, IL 66,46666.5k $1.6m $1.6m 0.03% Reduced -39 -39
6 KFG WEALTH MANAGEMENT, LLC 0.42% of their portfolio GRANGER, IN 41,47341.5k $1.0m $1.0m 0.42% Added +106 +106
7 U.S. Capital Wealth Advisors, LLC 0.04% of their portfolio AUSTIN, TX 39,78339.8k $975.7k $975.7k 0.04% Reduced -13.7k -13,729
8 Richard P Slaughter Associates Inc 0.21% of their portfolio AUSTIN, TX 35,20535.2k $863.4k $863.4k 0.21% Reduced -47.0k -46,972
9 PRINCIPAL SECURITIES, INC. 0.02% of their portfolio DES MOINES, IA 27,91827.9k $684.7k $684.7k 0.02% Unchanged
10 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 25,03225.0k $623.9k $623.9k 0.01% Unchanged
11 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 23,59223.6k $579.0k $579.0k 0.00% Reduced -34.8k -34,842
12 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 23,12523.1k $567.1k $567.1k 0.00% Unchanged
13 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 22,26222.3k $546.0k $546.0k 0.01% New
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 21,90221.9k $537.1k $537.1k 0.00% Reduced -17.7k -17,713
15 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 17,86317.9k $438.1k $438.1k 0.00% Added +7.8k +7,799
16 World Investment Advisors 0.06% of their portfolio LINCROFT, NJ 16,32716.3k $400.4k $400.4k 0.06% Added +724 +724
17 Capital Analysts, LLC 0.02% of their portfolio FORT WASHINGTON, PA 15,11415.1k $371.0k $371.0k 0.02% Reduced -142 -142
18 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 0.13% of their portfolio New Cumberland, PA 15,05015.1k $369.1k $369.1k 0.13% Added +342 +342
19 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 14,36714.4k $352.4k $352.4k 0.01% Added +116 +116
20 Financial Network Wealth Advisors LLC 0.35% of their portfolio MURRAY, UT 14,36714.4k $352.4k $352.4k 0.35% Added +116 +116
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 12,30312.3k $301.7k $301.7k 0.00% Unchanged
22 Outlook Wealth Advisors, LLC 0.07% of their portfolio SHENANDOAH, TX 9,0529.1k $222.0k $222.0k 0.07% Unchanged
23 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 8,7968.8k $215.7k $215.7k 0.01% New
24 UBS Group AG 0.00% of their portfolio ZURICH, V8 5,5795.6k $136.8k $136.8k 0.00% Added +4.0k +4,009
25 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 380380 $9.3k $9.3k 0.00% Unchanged
26 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 213213 $5.2k $5.2k 0.00% Unchanged
27 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $25 $25 0.00% New
28 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged