Vault-13

INNOVATOR ETFS TRUST APRJ

PREM INCM 30 BAR · ETP · CUSIP 45783Y616

27 institutional holders +5 vs Q3 2023
1,048,2891.0m shares reported held*
$25.8mreported value*
3 new 9 added 6 reduced 2 sold out net bought ≈ $753.4k (+30.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.58.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q2 23: 22Q3 23: 22Q4 23: 2727Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q2 202322
Q3 202322
Q4 202327

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 23: 12 bought or addedQ3 23: 9 cut or sold outQ3 23Q4 23: 12 bought or addedQ4 23: 8 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q3 2023129
Q4 2023128

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP New +39,615+39.6k
HARBOUR INVESTMENTS, INC. Added +11,660+11.7k
Cetera Investment Advisers New +10,064+10.1k
Kestra Advisory Services, LLC Added +7,254+7.3k
KFG WEALTH MANAGEMENT, LLC Added +3,550+3.5k
MML INVESTORS SERVICES, LLC Added +2,560+2.6k
Richard P Slaughter Associates Inc Added +2,369+2.4k
CITADEL ADVISORS LLC Added +2,058+2.1k
UBS Group AG New +1,570+1.6k
TOWNSQUARE CAPITAL LLC Added +186+186

Biggest sellers

GOLDMAN SACHS GROUP INC Sold out -21,582-21.6k
OLD MISSION CAPITAL LLC Sold out -12,649-12.6k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -6,757-6.8k
Capital Analysts, LLC Reduced -4,776-4.8k
Outlook Wealth Advisors, LLC Reduced -2,065-2.1k
Atria Wealth Solutions, Inc. Reduced -2,050-2.0k
U.S. Capital Wealth Advisors, LLC Reduced -488-488
Brookstone Capital Management Reduced -22-22

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 186,640186.6k $4.6m $4.6m 0.01% Reduced -6.8k -6,757
2 HARBOUR INVESTMENTS, INC. 0.11% of their portfolio MADISON, WI 110,776110.8k $2.7m $2.7m 0.11% Added +11.7k +11,660
3 MTM FINANCIAL GROUP, LLC 1.82% of their portfolio BETHLEHEM, PA 101,288101.3k $2.5m $2.5m 1.82% Added +130 +130
4 Richard P Slaughter Associates Inc 0.50% of their portfolio AUSTIN, TX 82,17782.2k $2.0m $2.0m 0.50% Added +2.4k +2,369
5 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 78,79878.8k $1.9m $1.9m 0.02% Added +7.3k +7,254
6 Brookstone Capital Management 0.03% of their portfolio WHEATON, IL 66,50566.5k $1.6m $1.6m 0.03% Reduced -22 -22
7 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 58,43458.4k $1.4m $1.4m 0.01% Added +2.6k +2,560
8 U.S. Capital Wealth Advisors, LLC 0.05% of their portfolio AUSTIN, TX 53,51253.5k $1.3m $1.3m 0.05% Reduced -488 -488
9 KFG WEALTH MANAGEMENT, LLC 0.46% of their portfolio GRANGER, IN 41,36741.4k $1.0m $1.0m 0.46% Added +3.5k +3,550
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 39,61539.6k $973.3k $973.3k 0.00% New
11 VIMA LLC 1.82% of their portfolio TROY, MI 32,13932.1k $789.7k $789.7k 1.82% First filing
12 PRINCIPAL SECURITIES, INC. 0.03% of their portfolio DES MOINES, IA 27,91827.9k $685.9k $685.9k 0.03% First filing
13 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 25,03225.0k $615.0k $615.0k 0.01% Reduced -2.0k -2,050
14 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 23,12523.1k $568.2k $568.2k 0.00% Added +2.1k +2,058
15 World Investment Advisors 0.05% of their portfolio LINCROFT, NJ 15,60315.6k $389.6k $389.6k 0.05% Added +36 +36
16 Capital Analysts, LLC 0.02% of their portfolio FORT WASHINGTON, PA 15,25615.3k $375.0k $375.0k 0.02% Reduced -4.8k -4,776
17 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 0.15% of their portfolio New Cumberland, PA 14,70814.7k $361.4k $361.4k 0.15% Unchanged
18 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 14,25114.3k $350.1k $350.1k 0.01% Added +186 +186
19 Financial Network Wealth Advisors LLC 0.37% of their portfolio MURRAY, UT 14,25114.3k $350.1k $350.1k 0.37% First filing
20 Maia Wealth LLC 0.13% of their portfolio DENVER, CO 13,31213.3k $327.1k $327.1k 0.13% First filing
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 12,30312.3k $302.3k $302.3k 0.00% Unchanged
22 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 10,06410.1k $247.3k $247.3k 0.00% New
23 Outlook Wealth Advisors, LLC 0.08% of their portfolio SHENANDOAH, TX 9,0529.1k $222.4k $222.4k 0.08% Reduced -2.1k -2,065
24 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,5701.6k $38.6k $38.6k 0.00% New
25 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 380380 $9.3k $9.3k 0.00% Unchanged
26 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 213213 $5.2k $5.2k 0.00% Unchanged
27 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged