Vault-13

INNOVATOR ETFS TRUST ISEP

INNOVATOR INTER · ETP · CUSIP 45783Y533

69 institutional holders +4 vs Q3 2025
2,442,0152.4m shares reported held*
$79.8mreported value*
5 new 10 added 23 reduced 3 sold out net sold ≈ $25.6m (-786.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.67.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0255075Q3 23: 11Q4 23: 23Q1 24: 24Q2 24: 26Q3 24: 41Q4 24: 44Q1 25: 46Q2 25: 54Q3 25: 65Q4 25: 6969Q3 23Q1 24Q3 24Q1 25Q3 25Q4 25
Numbers
QuarterHolders
Q3 202311
Q4 202323
Q1 202424
Q2 202426
Q3 202441
Q4 202444
Q1 202546
Q2 202554
Q3 202565
Q4 202569

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q1 24: 7 bought or addedQ1 24: 8 cut or sold outQ2 24: 5 bought or addedQ2 24: 11 cut or sold outQ2 24Q3 24: 28 bought or addedQ3 24: 9 cut or sold outQ4 24: 24 bought or addedQ4 24: 17 cut or sold outQ4 24Q1 25: 21 bought or addedQ1 25: 17 cut or sold outQ2 25: 21 bought or addedQ2 25: 21 cut or sold outQ2 25Q3 25: 46 bought or addedQ3 25: 19 cut or sold outQ4 25: 15 bought or addedQ4 25: 26 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 202478
Q2 2024511
Q3 2024289
Q4 20242417
Q1 20252117
Q2 20252121
Q3 20254619
Q4 20251526

Biggest buyers

SageView Advisory Group, LLC Added +45,516+45.5k
Gradient Investments LLC Added +20,979+21.0k
GOLDMAN SACHS GROUP INC New +18,729+18.7k
Focus Partners Wealth New +15,528+15.5k
Janney Montgomery Scott LLC Added +7,880+7.9k
Dana Investment Advisors, Inc. New +7,732+7.7k
Worth Financial Advisory Group, LLC Added +6,755+6.8k
Rothschild Wealth LLC New +6,507+6.5k
BCS Wealth Management New +6,426+6.4k
CreativeOne Wealth, LLC Added +990+990

Biggest sellers

Ferguson Shapiro LLC Reduced -438,537-438.5k
JANE STREET GROUP, LLC Sold out -351,617-351.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -38,877-38.9k
Sigma Planning Corp Reduced -21,689-21.7k
KFG WEALTH MANAGEMENT, LLC Reduced -20,923-20.9k
NorthCoast Asset Management LLC Sold out -15,528-15.5k
MGO ONE SEVEN LLC Reduced -11,000-11.0k
RAYMOND JAMES FINANCIAL INC Reduced -10,918-10.9k
SECURED RETIREMENT ADVISORS, LLC Reduced -3,501-3.5k
Americana Partners, LLC Reduced -3,177-3.2k

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Gradient Investments LLC 0.40% of their portfolio ARDEN HILLS, MN 768,513768.5k $25.0m $25.0m 0.40% Added +21.0k +20,979
2 SageView Advisory Group, LLC 0.25% of their portfolio Newport Beach, CA 229,604229.6k $7.5m $7.5m 0.25% Added +45.5k +45,516
3 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 200,162200.2k $6.5m $6.5m 0.01% Added +7.9k +7,880
4 Safe Harbor Wealth Advisors, LLC 5.35% of their portfolio DUBLIN, OH 163,599163.6k $5.5m $5.5m 5.35% First filing
5 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 85,83085.8k $2.8m $2.8m 0.00% Added +661 +661
6 Americana Partners, LLC 0.07% of their portfolio Houston, TX 77,46077.5k $2.5m $2.5m 0.07% Reduced -3.2k -3,177
7 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 68,55968.6k $2.2m $2.2m 0.00% Added +234 +234
8 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 67,31967.3k $2.2m $2.2m 0.00% Reduced -10.9k -10,918
9 CORRADO ADVISORS, LLC 0.99% of their portfolio RAMSEY, NJ 60,74160.7k $2.0m $2.0m 0.99% Reduced -350 -350
10 Fragasso Financial Advisors Inc 0.09% of their portfolio SEWICKLEY, PA 45,11345.1k $1.5m $1.5m 0.09% Reduced -1.6k -1,603
11 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 36,08836.1k $1.2m $1.2m 0.00% Reduced -2.0k -1,984
12 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 33,36333.4k $1.1m $1.1m 0.03% Reduced -21.7k -21,689
13 KFG WEALTH MANAGEMENT, LLC 0.14% of their portfolio GRANGER, IN 32,38832.4k $1.1m $1.1m 0.14% Reduced -20.9k -20,923
14 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 32,01232.0k $1.0m $1.0m 0.03% Added +990 +990
15 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 28,74428.7k $936.9k $936.9k 0.00% Reduced -618 -618
16 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 27,04927.0k $881.6k $881.6k 0.00% Unchanged
17 Soltis Investment Advisors LLC 0.06% of their portfolio ST. GEORGE, UT 26,60526.6k $867.2k $867.2k 0.06% Reduced -881 -881
18 SECURED RETIREMENT ADVISORS, LLC 0.46% of their portfolio ST LOUIS PARK, MN 25,12425.1k $818.9k $818.9k 0.46% Reduced -3.5k -3,501
19 Ferguson Shapiro LLC 0.25% of their portfolio DECATUR, GA 24,69124.7k $804.8k $804.8k 0.25% Reduced -438.5k -438,537
20 Diligent Investors, LLC 0.19% of their portfolio REDLANDS, CA 23,34523.3k $760.9k $760.9k 0.19% Unchanged
21 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 18,72918.7k $610.5k $610.5k 0.00% New
22 PFS Partners, LLC 0.27% of their portfolio MINE HILL, NJ 18,36918.4k $598.7k $598.7k 0.27% Unchanged
23 Berger Financial Group, Inc 0.03% of their portfolio PLYMOUTH, MN 16,65216.7k $542.8k $542.8k 0.03% Unchanged
24 AdvisorNet Financial, Inc 0.03% of their portfolio MINNETONKA, MN 16,23916.2k $529.3k $529.3k 0.03% Unchanged
25 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 15,52815.5k $506.1k $506.1k 0.00% New
26 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 14,77614.8k $481.6k $481.6k 0.01% Added +965 +965
27 Frisch Financial Group, Inc. 0.10% of their portfolio MELVILLE, NY 14,15914.2k $461.5k $461.5k 0.10% Unchanged
28 CYPRESS FINANCIAL PLANNING LLC 0.12% of their portfolio HADDON HEIGHTS, NJ 13,17913.2k $430.3k $430.3k 0.12% Reduced -220 -220
29 Worth Financial Advisory Group, LLC 0.21% of their portfolio CHARLOTTE, NC 13,14013.1k $428.3k $428.3k 0.21% Added +6.8k +6,755
30 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 12,69012.7k $413.6k $413.6k 0.00% Reduced -82 -82
31 WPWealth LLP 0.06% of their portfolio FORT WORTH, TX 12,44812.4k $405.7k $405.7k 0.06% Unchanged
32 Liberty Atlantic Advisors LLC 0.37% of their portfolio ALLEN, TX 11,60411.6k $378.2k $378.2k 0.37% First filing
33 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 11,36711.4k $370.5k $370.5k 0.00% Unchanged
34 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 10,20310.2k $332.6k $332.6k 0.01% Unchanged
35 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 10,09010.1k $328.9k $328.9k 0.01% Reduced -11.0k -11,000
36 Straight Path Wealth Management 0.08% of their portfolio Jenison, MI 9,5809.6k $312.3k $312.3k 0.08% Unchanged
37 Advus Financial Partners, LLC 0.08% of their portfolio WINTER PARK, FL 9,5749.6k $312.1k $312.1k 0.08% Unchanged
38 Brown Financial Advisors 0.11% of their portfolio MILFORD, OH 9,4079.4k $306.6k $306.6k 0.11% Reduced -430 -430
39 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 9,3239.3k $303.9k $303.9k 0.00% Reduced -32 -32
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 8,7158.7k $284.1k $284.1k 0.00% Reduced -38.9k -38,877
41 Clear Point Advisors Inc. 0.22% of their portfolio MELVILLE, NY 8,6868.7k $283.1k $283.1k 0.22% Reduced -520 -520
42 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 8,5958.6k $280.1k $280.1k 0.00% Reduced -1.1k -1,114
43 Beacon Financial Advisory LLC 0.06% of their portfolio CLEVELAND, OH 8,0808.1k $263.4k $263.4k 0.06% Unchanged
44 RIVERCHASE WEALTH MANAGEMENT, LLC 0.14% of their portfolio Flower Mound, TX 7,9838.0k $260.2k $260.2k 0.14% Unchanged
45 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 7,9708.0k $259.8k $259.8k 0.00% Unchanged
46 Dana Investment Advisors, Inc. 0.01% of their portfolio BROOKFIELD, WI 7,7327.7k $252.0k $252.0k 0.01% New
47 SCS Capital Management LLC 0.00% of their portfolio BOSTON, MA 7,6547.7k $249.5k $249.5k 0.00% Unchanged
48 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 7,4027.4k $241.0k $241.0k 0.00% Added +376 +376
49 Lantz Financial LLC 0.05% of their portfolio NAPERVILLE, IL 7,0837.1k $230.9k $230.9k 0.05% Unchanged
50 GILL CAPITAL PARTNERS, LLC 0.07% of their portfolio DENVER, CO 6,9997.0k $228.1k $228.1k 0.07% Unchanged
51 Paladin Wealth, LLC 0.16% of their portfolio ARDEN HILLS, MN 6,9947.0k $228.0k $228.0k 0.16% Reduced -334 -334
52 FIDUCIARY FINANCIAL GROUP, LLC 0.03% of their portfolio SAN RAFAEL, CA 6,9647.0k $227.0k $227.0k 0.03% Unchanged
53 Rothschild Wealth LLC 0.02% of their portfolio OAK BROOK, IL 6,5076.5k $212.1k $212.1k 0.02% New
54 BCS Wealth Management 0.02% of their portfolio JOHNSON CITY, TN 6,4266.4k $209.4k $209.4k 0.02% New
55 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 6,0706.1k $197.8k $197.8k 0.00% Unchanged
56 DHJJ Financial Advisors, Ltd. 0.05% of their portfolio NAPERVILLE, IL 4,5804.6k $149.3k $149.3k 0.05% Unchanged
57 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 3,3303.3k $108.5k $108.5k 0.00% Unchanged
58 Annis Gardner Whiting Capital Advisors, LLC 0.01% of their portfolio TAMPA, FL 2,3952.4k $78.1k $78.1k 0.01% Unchanged
59 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 2,3362.3k $76.1k $76.1k 0.00% Unchanged
60 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,1981.2k $39.0k $39.0k 0.00% Reduced -330 -330
61 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,1261.1k $36.7k $36.7k 0.00% Reduced -1.7k -1,738
62 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,0361.0k $33.8k $33.8k 0.00% Added +960 +960
63 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 900900 $29.0k $29.0k 0.00% Unchanged
64 Noble Wealth Management PBC 0.01% of their portfolio GREENWOOD VILLAGE, CO 500500 $16.3k $16.3k 0.01% Unchanged
65 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 467467 $15.2k $15.2k 0.00% Unchanged
66 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 401401 $13.1k $13.1k 0.00% Unchanged
67 UBS Group AG 0.00% of their portfolio ZURICH, V8 181181 $5.9k $5.9k 0.00% Reduced -396 -396
68 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 181181 $5.9k $5.9k 0.00% Unchanged
69 Financial Network Wealth Advisors LLC 0.01% of their portfolio MURRAY, UT 158158 $5.2k $5.2k 0.01% Unchanged