Vault-13

INNOVATOR ETFS TRUST ISEP

INNOVATOR INTER · ETP · CUSIP 45783Y533

44 institutional holders +3 vs Q3 2024
1,349,0871.3m shares reported held*
$37.2mreported value*
9 new 15 added 11 reduced 6 sold out net bought ≈ $3.2m (+117.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.56.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 23: 11Q4 23: 23Q1 24: 24Q2 24: 26Q3 24: 41Q4 24: 4444Q3 23Q4 23Q1 24Q2 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202311
Q4 202323
Q1 202424
Q2 202426
Q3 202441
Q4 202444

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 23: 16 bought or addedQ4 23: 3 cut or sold outQ4 23Q1 24: 7 bought or addedQ1 24: 8 cut or sold outQ1 24Q2 24: 5 bought or addedQ2 24: 11 cut or sold outQ2 24Q3 24: 28 bought or addedQ3 24: 9 cut or sold outQ3 24Q4 24: 24 bought or addedQ4 24: 17 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q4 2023163
Q1 202478
Q2 2024511
Q3 2024289
Q4 20242417

Biggest buyers

Ferguson Shapiro LLC Added +87,493+87.5k
SageView Advisory Group, LLC New +42,715+42.7k
SECURED RETIREMENT ADVISORS, LLC New +27,709+27.7k
SILVER OAK SECURITIES, INCORPORATED New +23,076+23.1k
MAI Capital Management New +10,396+10.4k
CITADEL ADVISORS LLC New +8,168+8.2k
Cetera Investment Advisers Added +7,855+7.9k
Edge Capital Group, LLC New +7,654+7.7k
OLD MISSION CAPITAL LLC New +7,285+7.3k
ENVESTNET ASSET MANAGEMENT INC Added +6,477+6.5k

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -29,188-29.2k
Bright Futures Wealth Management, LLC. Sold out -26,299-26.3k
WPWealth LLP Sold out -20,886-20.9k
Capasso Planning Partners LLC Sold out -13,747-13.7k
PERSONAL CFO SOLUTIONS, LLC Sold out -10,555-10.6k
Snowden Capital Advisors LLC Reduced -10,015-10.0k
Worth Financial Advisory Group, LLC Reduced -6,480-6.5k
Kestra Advisory Services, LLC Reduced -5,493-5.5k
KFG WEALTH MANAGEMENT, LLC Reduced -5,246-5.2k
Capital Investment Advisory Services, LLC Sold out -3,200-3.2k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Ferguson Shapiro LLC 4.74% of their portfolio DECATUR, GA 464,887464.9k $12.8m $12.8m 4.74% Added +87.5k +87,493
2 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 175,492175.5k $4.8m $4.8m 0.01% Added +45 +45
3 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 66,37166.4k $1.8m $1.8m 0.00% First filing
4 KFG WEALTH MANAGEMENT, LLC 0.27% of their portfolio GRANGER, IN 52,68252.7k $1.5m $1.5m 0.27% Reduced -5.2k -5,246
5 Fragasso Financial Advisors Inc 0.10% of their portfolio SEWICKLEY, PA 47,04647.0k $1.3m $1.3m 0.10% Reduced -681 -681
6 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 43,92943.9k $1.2m $1.2m 0.00% Added +6.5k +6,477
7 SageView Advisory Group, LLC 0.05% of their portfolio Newport Beach, CA 42,71542.7k $1.2m $1.2m 0.05% New
8 CORRADO ADVISORS, LLC 0.68% of their portfolio RAMSEY, NJ 38,01538.0k $1.0m $1.0m 0.68% Reduced -2.2k -2,227
9 Siligmueller & Norvid Wealth Advisors LLC 0.37% of their portfolio GLEN ELLYN, IL 31,85431.9k $877.7k $877.7k 0.37% First filing
10 SECURED RETIREMENT ADVISORS, LLC 0.44% of their portfolio ST LOUIS PARK, MN 27,70927.7k $763.5k $763.5k 0.44% New
11 MGO ONE SEVEN LLC 0.03% of their portfolio Beachwood, OH 25,14525.1k $692.9k $692.9k 0.03% Reduced -160 -160
12 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 24,94324.9k $687.3k $687.3k 0.00% Added +7.9k +7,855
13 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 23,60723.6k $650.5k $650.5k 0.00% Reduced -5.5k -5,493
14 SILVER OAK SECURITIES, INCORPORATED 0.06% of their portfolio JACKSON, TN 23,07623.1k $635.4k $635.4k 0.06% New
15 Lantz Financial LLC 0.16% of their portfolio NAPERVILLE, IL 22,18922.2k $611.4k $611.4k 0.16% Reduced -136 -136
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 20,89920.9k $575.9k $575.9k 0.00% Reduced -29.2k -29,188
17 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 20,39620.4k $562.0k $562.0k 0.00% Added +5.0k +5,009
18 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 19,51019.5k $538.0k $538.0k 0.00% Added +5.8k +5,805
19 Berger Financial Group, Inc 0.04% of their portfolio PLYMOUTH, MN 19,49619.5k $537.2k $537.2k 0.04% Added +359 +359
20 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 13,01613.0k $358.7k $358.7k 0.01% Added +4.7k +4,675
21 Diligent Investors, LLC 0.08% of their portfolio REDLANDS, CA 12,84512.8k $353.9k $353.9k 0.08% Added +200 +200
22 CYPRESS FINANCIAL PLANNING LLC 0.13% of their portfolio HADDON HEIGHTS, NJ 12,78512.8k $352.3k $352.3k 0.13% Added +91 +91
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 11,29311.3k $311.2k $311.2k 0.00% Added +4.5k +4,500
24 PFS Partners, LLC 0.16% of their portfolio MINE HILL, NJ 10,63710.6k $293.1k $293.1k 0.16% Added +2.8k +2,813
25 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 10,39610.4k $286.5k $286.5k 0.00% New
26 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 10,20310.2k $281.1k $281.1k 0.01% Reduced -10.0k -10,015
27 Straight Path Wealth Management 0.10% of their portfolio Jenison, MI 9,5809.6k $264.0k $264.0k 0.10% Unchanged
28 Clear Point Advisors Inc. 0.21% of their portfolio MELVILLE, NY 8,9599.0k $246.9k $246.9k 0.21% Reduced -400 -400
29 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 8,2008.2k $226.0k $226.0k 0.01% Added +1.0k +1,000
30 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 8,1688.2k $225.1k $225.1k 0.00% New
31 Worth Financial Advisory Group, LLC 0.13% of their portfolio CHARLOTTE, NC 7,9608.0k $219.3k $219.3k 0.13% Reduced -6.5k -6,480
32 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 7,8847.9k $217.0k $217.0k 0.00% Unchanged
33 Edge Capital Group, LLC 0.01% of their portfolio ATLANTA, GA 7,6547.7k $210.9k $210.9k 0.01% New
34 OLD MISSION CAPITAL LLC 0.00% of their portfolio CHICAGO, IL 7,2857.3k $200.7k $200.7k 0.00% New
35 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 4,4234.4k $121.9k $121.9k 0.00% Added +8 +8
36 AdvisorNet Financial, Inc 0.01% of their portfolio MINNETONKA, MN 2,4442.4k $67.3k $67.3k 0.01% Unchanged
37 Continuum Advisory, LLC 0.01% of their portfolio EAGLE, ID 2,2512.3k $62.0k $62.0k 0.01% Unchanged
38 DHJJ Financial Advisors, Ltd. 0.01% of their portfolio NAPERVILLE, IL 1,3921.4k $38.4k $38.4k 0.01% Added +200 +200
39 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 900900 $25.0k $25.0k 0.00% Unchanged
40 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 776776 $21.4k $21.4k 0.00% New
41 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 6060 $1.7k $1.7k 0.00% Unchanged
42 UBS Group AG 0.00% of their portfolio ZURICH, V8 1313 $358 $358 0.00% New
43 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 22 $65 $65 0.01% Reduced -2.4k -2,383
44 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged