Vault-13

INNOVATOR ETFS TRUST ISEP

INNOVATOR INTER · ETP · CUSIP 45783Y533

41 institutional holders +15 vs Q2 2024
1,405,3371.4m shares reported held*
$40.7mreported value*
18 new 10 added 6 reduced 3 sold out net bought ≈ $7.6m (+261.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.96.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 23: 11Q4 23: 23Q1 24: 24Q2 24: 26Q3 24: 4141Q3 23Q4 23Q1 24Q2 24Q3 24
Numbers
QuarterHolders
Q3 202311
Q4 202323
Q1 202424
Q2 202426
Q3 202441

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 23: 16 bought or addedQ4 23: 3 cut or sold outQ4 23Q1 24: 7 bought or addedQ1 24: 8 cut or sold outQ1 24Q2 24: 5 bought or addedQ2 24: 11 cut or sold outQ2 24Q3 24: 28 bought or addedQ3 24: 9 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2023163
Q1 202478
Q2 2024511
Q3 2024289

Biggest buyers

RAYMOND JAMES & ASSOCIATES Added +204,852+204.9k
Janney Montgomery Scott LLC New +175,447+175.4k
Fragasso Financial Advisors Inc New +47,727+47.7k
ENVESTNET ASSET MANAGEMENT INC New +37,452+37.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +36,699+36.7k
Kestra Advisory Services, LLC New +29,100+29.1k
Bright Futures Wealth Management, LLC. New +26,299+26.3k
Lantz Financial LLC New +22,325+22.3k
CORRADO ADVISORS, LLC Added +21,688+21.7k
WPWealth LLP New +20,886+20.9k

Biggest sellers

Ferguson Shapiro LLC Reduced -379,969-380.0k
Steward Partners Investment Advisory, LLC Reduced -34,309-34.3k
OLD MISSION CAPITAL LLC Sold out -20,820-20.8k
CITADEL ADVISORS LLC Sold out -20,745-20.7k
Capasso Planning Partners LLC Reduced -9,597-9.6k
MGO ONE SEVEN LLC Reduced -6,000-6.0k
Cambridge Investment Research Advisors, Inc. Reduced -1,268-1.3k
Raymond James Financial Services Advisors, Inc. Reduced -202-202
UBS Group AG Sold out -56-56

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Ferguson Shapiro LLC 4.08% of their portfolio DECATUR, GA 377,394377.4k $10.9m $10.9m 4.08% Reduced -380.0k -379,969
2 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 258,162258.2k $7.5m $7.5m 0.00% Added +204.9k +204,852
3 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 175,447175.4k $5.1m $5.1m 0.01% New
4 KFG WEALTH MANAGEMENT, LLC 0.36% of their portfolio GRANGER, IN 57,92857.9k $1.7m $1.7m 0.36% Unchanged
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 50,08750.1k $1.5m $1.5m 0.00% Added +36.7k +36,699
6 Fragasso Financial Advisors Inc 0.11% of their portfolio SEWICKLEY, PA 47,72747.7k $1.4m $1.4m 0.11% New
7 CORRADO ADVISORS, LLC 0.73% of their portfolio RAMSEY, NJ 40,24240.2k $1.2m $1.2m 0.73% Added +21.7k +21,688
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 37,45237.5k $1.1m $1.1m 0.00% New
9 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 29,10029.1k $843.3k $843.3k 0.00% New
10 Bright Futures Wealth Management, LLC. 0.36% of their portfolio WEBSTER, NY 14580, NY 26,29926.3k $738.9k $738.9k 0.36% New
11 MGO ONE SEVEN LLC 0.03% of their portfolio Beachwood, OH 25,30525.3k $733.3k $733.3k 0.03% Reduced -6.0k -6,000
12 Lantz Financial LLC 0.18% of their portfolio NAPERVILLE, IL 22,32522.3k $647.0k $647.0k 0.18% New
13 WPWealth LLP 0.13% of their portfolio FORT WORTH, TX 20,88620.9k $605.3k $605.3k 0.13% New
14 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 20,21820.2k $585.9k $585.9k 0.02% Unchanged
15 Berger Financial Group, Inc 0.04% of their portfolio PLYMOUTH, MN 19,13719.1k $554.6k $554.6k 0.04% New
16 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 17,08817.1k $495.2k $495.2k 0.00% Added +9.3k +9,325
17 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 15,38715.4k $446.0k $446.0k 0.00% New
18 Worth Financial Advisory Group, LLC 0.25% of their portfolio CHARLOTTE, NC 14,44014.4k $418.5k $418.5k 0.25% New
19 Capasso Planning Partners LLC 0.12% of their portfolio CHARLESTON, SC 13,74713.7k $398.4k $398.4k 0.12% Reduced -9.6k -9,597
20 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 13,70513.7k $397.0k $397.0k 0.00% Added +4.8k +4,811
21 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 13,49913.5k $391.2k $391.2k 0.00% Reduced -202 -202
22 CYPRESS FINANCIAL PLANNING LLC 0.14% of their portfolio HADDON HEIGHTS, NJ 12,69412.7k $367.9k $367.9k 0.14% Added +1.8k +1,835
23 Diligent Investors, LLC 0.09% of their portfolio REDLANDS, CA 12,64512.6k $366.5k $366.5k 0.09% Added +3.4k +3,350
24 PERSONAL CFO SOLUTIONS, LLC 0.04% of their portfolio CHESTER, NJ 10,55510.6k $305.9k $305.9k 0.04% New
25 Straight Path Wealth Management 0.12% of their portfolio Jenison, MI 9,5809.6k $277.6k $277.6k 0.12% Unchanged
26 Clear Point Advisors Inc. 0.21% of their portfolio MELVILLE, NY 9,3599.4k $271.2k $271.2k 0.21% Unchanged
27 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 8,3418.3k $241.7k $241.7k 0.01% New
28 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 7,8847.9k $228.0k $228.0k 0.00% Reduced -1.3k -1,268
29 PFS Partners, LLC 0.13% of their portfolio MINE HILL, NJ 7,8247.8k $226.7k $226.7k 0.13% New
30 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 7,2007.2k $208.7k $208.7k 0.01% New
31 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 6,7936.8k $196.9k $196.9k 0.00% Added +4.1k +4,073
32 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 4,4154.4k $127.9k $127.9k 0.00% Reduced -34.3k -34,309
33 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 3,2003.2k $92.7k $92.7k 0.01% Unchanged
34 AdvisorNet Financial, Inc 0.01% of their portfolio MINNETONKA, MN 2,4442.4k $70.8k $70.8k 0.01% Added +1.5k +1,451
35 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 2,3852.4k $69.0k $69.0k 0.01% Added +401 +401
36 Continuum Advisory, LLC 0.01% of their portfolio EAGLE, ID 2,2512.3k $62.3k $62.3k 0.01% New
37 DHJJ Financial Advisors, Ltd. 0.01% of their portfolio NAPERVILLE, IL 1,1921.2k $34.5k $34.5k 0.01% New
38 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 900900 $26.0k $26.0k 0.00% Unchanged
39 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 6060 $1.7k $1.7k 0.00% New
40 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 4040 $1.2k $1.2k 0.00% New
41 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged