Vault-13

INNOVATOR ETFS TRUST AJAN

EQUITY DEFI 2026 · ETP · CUSIP 45783Y418

48 institutional holders +2 vs Q3 2024
1,204,5711.2m shares reported held*
$31.6mreported value*
4 new 4 added 18 reduced 3 sold out net bought ≈ $56.2k (+2.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.25.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q1 24: 38Q2 24: 46Q3 24: 46Q4 24: 4848Q1 24Q2 24Q3 24Q4 24
Numbers
QuarterHolders
Q1 202438
Q2 202446
Q3 202446
Q4 202448

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 24: 23 bought or addedQ2 24: 14 cut or sold outQ2 24Q3 24: 12 bought or addedQ3 24: 18 cut or sold outQ3 24Q4 24: 8 bought or addedQ4 24: 21 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q2 20242314
Q3 20241218
Q4 2024821

Biggest buyers

GILL CAPITAL PARTNERS, LLC New +34,272+34.3k
Focus Partners Wealth Added +29,990+30.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +29,460+29.5k
AE Wealth Management LLC New +5,763+5.8k
BARCLAYS PLC New +5,620+5.6k
Farther Finance Advisors, LLC New +4,496+4.5k
OLIVER LAGORE VANVALIN INVESTMENT GROUP Added +535+535
OSAIC HOLDINGS, INC. Added +250+250

Biggest sellers

OLD MISSION CAPITAL LLC Sold out -15,229-15.2k
Kingsview Wealth Management, LLC Reduced -11,816-11.8k
Mutual Advisors, LLC Sold out -11,676-11.7k
JANE STREET GROUP, LLC Reduced -10,530-10.5k
Executive Wealth Management, LLC Reduced -9,237-9.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -9,181-9.2k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -6,217-6.2k
Cetera Investment Advisers Reduced -5,302-5.3k
Brookstone Capital Management Reduced -5,146-5.1k
RFG Advisory, LLC Reduced -4,415-4.4k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 129,038129.0k $3.4m $3.4m 0.00% Reduced -6.2k -6,217
2 Strategic Blueprint, LLC 0.19% of their portfolio ATLANTA, GA 121,007121.0k $3.2m $3.2m 0.19% Reduced -1.4k -1,361
3 LAKE STREET PRIVATE WEALTH, LLC 0.32% of their portfolio CHICAGO, IL 77,11077.1k $2.0m $2.0m 0.32% Reduced -3.0k -3,000
4 Bison Wealth, LLC 0.22% of their portfolio ATLANTA, GA 67,06267.1k $1.8m $1.8m 0.22% First filing
5 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 59,98060.0k $1.6m $1.6m 0.00% Added +30.0k +29,990
6 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 55,18755.2k $1.4m $1.4m 0.00% First filing
7 CENTAURUS FINANCIAL, INC. 0.07% of their portfolio ANAHEIM, CA 45,32945.3k $1.2m $1.2m 0.07% Reduced -163 -163
8 KFG WEALTH MANAGEMENT, LLC 0.19% of their portfolio GRANGER, IN 39,01739.0k $1.0m $1.0m 0.19% Unchanged
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 37,22137.2k $976.9k $976.9k 0.00% Added +29.5k +29,460
10 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 36,06236.1k $946.4k $946.4k 0.01% Reduced -4.2k -4,250
11 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 35,62835.6k $935.0k $935.0k 0.00% Reduced -1.9k -1,890
12 GILL CAPITAL PARTNERS, LLC 0.32% of their portfolio DENVER, CO 34,27234.3k $899.5k $899.5k 0.32% New
13 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 31,21531.2k $819.2k $819.2k 0.00% Reduced -5.3k -5,302
14 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 28,25128.3k $741.4k $741.4k 0.02% Reduced -2.1k -2,083
15 Bernard Wealth Management Corp. 0.19% of their portfolio ROYAL OAK, MI 27,55327.6k $723.1k $723.1k 0.19% First filing
16 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 20,84020.8k $546.9k $546.9k 0.00% Unchanged
17 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 20,69720.7k $543.2k $543.2k 0.02% Reduced -595 -595
18 SageView Advisory Group, LLC 0.02% of their portfolio Newport Beach, CA 20,57620.6k $540.0k $540.0k 0.02% Unchanged
19 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 20,55920.6k $539.6k $539.6k 0.00% Unchanged
20 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 20,11020.1k $527.8k $527.8k 0.00% Reduced -9.2k -9,181
21 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 20,07420.1k $526.8k $526.8k 0.01% Reduced -5.1k -5,146
22 MGO ONE SEVEN LLC 0.02% of their portfolio Beachwood, OH 19,80019.8k $519.7k $519.7k 0.02% Unchanged
23 Executive Wealth Management, LLC 0.04% of their portfolio BRIGHTON, MI 18,98319.0k $498.2k $498.2k 0.04% Reduced -9.2k -9,237
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 18,93518.9k $497.0k $497.0k 0.00% Added +250 +250
25 Vantage Financial Partners, LLC 0.12% of their portfolio ELM GROVE, WI 18,14618.1k $476.2k $476.2k 0.12% Unchanged
26 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 16,88616.9k $443.0k $443.0k 0.00% Reduced -888 -888
27 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.11% of their portfolio FLINT, MI 16,55616.6k $434.5k $434.5k 0.11% Added +535 +535
28 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 15,40115.4k $404.2k $404.2k 0.01% Reduced -4.4k -4,415
29 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 15,23115.2k $399.7k $399.7k 0.01% Reduced -11.8k -11,816
30 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 12,21012.2k $320.5k $320.5k 0.01% Unchanged
31 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,87610.9k $285.4k $285.4k 0.00% Reduced -10.5k -10,530
32 MILESTONE ASSET MANAGEMENT, LLC 0.06% of their portfolio PITTSBURGH, PA 10,27210.3k $269.6k $269.6k 0.06% Reduced -218 -218
33 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 9,2399.2k $242.8k $242.8k 0.01% Unchanged
34 Beacon Financial Advisory LLC 0.08% of their portfolio CLEVELAND, OH 8,8008.8k $231.0k $231.0k 0.08% Unchanged
35 John W. Brooker & Co., CPAs 0.09% of their portfolio OAKLAND, CA 8,1608.2k $214.2k $214.2k 0.09% Unchanged
36 Three Seasons Wealth, LLC 0.10% of their portfolio SALT LAKE CITY, UT 8,1138.1k $212.9k $212.9k 0.10% Unchanged
37 World Investment Advisors 0.01% of their portfolio LINCROFT, NJ 7,9618.0k $208.9k $208.9k 0.01% Unchanged
38 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 7,9608.0k $208.9k $208.9k 0.00% Unchanged
39 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.02% of their portfolio Westlake, OH 7,8437.8k $205.8k $205.8k 0.02% Unchanged
40 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 5,7635.8k $151.2k $151.2k 0.00% New
41 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 5,6205.6k $147.5k $147.5k 0.00% New
42 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 4,6094.6k $121.1k $121.1k 0.01% Unchanged
43 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 4,4964.5k $118.0k $118.0k 0.00% New
44 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 2,1342.1k $56.0k $56.0k 0.00% Reduced -2.5k -2,483
45 ATTICUS WEALTH MANAGEMENT, LLC 0.02% of their portfolio Palm Beach Gardens, FL 2,0342.0k $53.4k $53.4k 0.02% Unchanged
46 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 955955 $25.3k $25.3k 0.00% Unchanged
47 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 700700 $18.4k $18.4k 0.00% Unchanged
48 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 100100 $2.6k $2.6k 0.00% Unchanged