Vault-13

INNOVATOR ETFS TRUST XBAP

US EQUITY ACCELE · ETP · CUSIP 45783Y301

32 institutional holders -4 vs Q4 2023
1,525,6861.5m shares reported held*
$47.7mreported value*
2 new 7 added 11 reduced 7 sold out net sold ≈ $6.4m (-206.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.24.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 16Q4 22: 15Q1 23: 18Q2 23: 38Q3 23: 33Q4 23: 36Q1 24: 3232Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202216
Q4 202215
Q1 202318
Q2 202338
Q3 202333
Q4 202336
Q1 202432

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 2 bought or addedQ4 22: 7 cut or sold outQ4 22Q1 23: 10 bought or addedQ1 23: 5 cut or sold outQ1 23Q2 23: 28 bought or addedQ2 23: 6 cut or sold outQ2 23Q3 23: 10 bought or addedQ3 23: 15 cut or sold outQ3 23Q4 23: 11 bought or addedQ4 23: 19 cut or sold outQ4 23Q1 24: 9 bought or addedQ1 24: 18 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202227
Q1 2023105
Q2 2023286
Q3 20231015
Q4 20231119
Q1 2024918

Biggest buyers

Cetera Investment Advisers Added +275,506+275.5k
OLD MISSION CAPITAL LLC Added +32,718+32.7k
JT Stratford LLC New +6,444+6.4k
ENVESTNET ASSET MANAGEMENT INC Added +1,811+1.8k
WorthPointe, LLC Added +1,764+1.8k
CoreCap Advisors, LLC New +1,041+1.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +996+996
CENTAURUS FINANCIAL, INC. Added +481+481
Orion Capital Management LLC Added +453+453

Biggest sellers

Millington Financial Advisors, LLC Reduced -170,902-170.9k
Cetera Advisor Networks LLC Sold out -107,259-107.3k
Brookstone Capital Management Reduced -100,255-100.3k
Cambridge Investment Research Advisors, Inc. Reduced -41,810-41.8k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -33,117-33.1k
WealthPLAN Partners, LLC Sold out -13,427-13.4k
Arkadios Wealth Advisors Sold out -12,873-12.9k
World Investment Advisors Sold out -12,743-12.7k
Crown Wealth Group, LLC Sold out -9,703-9.7k
First Commonwealth Financial Corp /PA/ Reduced -8,253-8.3k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 First Commonwealth Financial Corp /PA/ 4.00% of their portfolio Indiana, PA 481,973482.0k $15.1m $15.1m 4.00% Reduced -8.3k -8,253
2 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 427,782427.8k $13.4m $13.4m 0.03% Added +275.5k +275,506
3 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 97,69497.7k $3.1m $3.1m 0.01% Reduced -5.4k -5,427
4 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 65,45365.5k $2.0m $2.0m 0.01% Reduced -41.8k -41,810
5 OLD MISSION CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 59,02859.0k $1.8m $1.8m 0.05% Added +32.7k +32,718
6 Fragasso Financial Advisors Inc 0.15% of their portfolio SEWICKLEY, PA 58,48958.5k $1.8m $1.8m 0.15% Reduced -730 -730
7 Orion Capital Management LLC 0.73% of their portfolio CORONADO, CA 43,92043.9k $1.4m $1.4m 0.73% Added +453 +453
8 WorthPointe, LLC 0.65% of their portfolio La Jolla, CA 41,39141.4k $1.3m $1.3m 0.65% Added +1.8k +1,764
9 Arlington Capital Management, Inc. 0.68% of their portfolio ARLINGTON HEIGHTS, IL 26,17126.2k $817.6k $817.6k 0.68% Reduced -783 -783
10 CENTAURUS FINANCIAL, INC. 0.04% of their portfolio ANAHEIM, CA 20,43120.4k $638.0k $638.0k 0.04% Added +481 +481
11 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 20,24420.2k $632.0k $632.0k 0.00% Reduced -33.1k -33,117
12 Millington Financial Advisors, LLC 0.44% of their portfolio NAPERVILLE, IL 19,79119.8k $618.3k $618.3k 0.44% Reduced -170.9k -170,902
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 14,76714.8k $461.3k $461.3k 0.00% Added +1.8k +1,811
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 13,63713.6k $426.0k $426.0k 0.00% Unchanged
15 Outlook Wealth Advisors, LLC 0.13% of their portfolio SHENANDOAH, TX 13,30413.3k $415.6k $415.6k 0.13% Unchanged
16 Sequoia Financial Advisors, LLC 0.01% of their portfolio Akron, OH 13,20413.2k $412.5k $412.5k 0.01% Unchanged
17 DHJJ Financial Advisors, Ltd. 0.15% of their portfolio NAPERVILLE, IL 10,67910.7k $333.6k $333.6k 0.15% Reduced -344 -344
18 Bright Futures Wealth Management, LLC. 0.19% of their portfolio WEBSTER, NY 14580, NY 10,66710.7k $344.6k $344.6k 0.19% First filing
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 10,51210.5k $328.4k $328.4k 0.00% Added +996 +996
20 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 10,19110.2k $318.4k $318.4k 0.01% Reduced -100.3k -100,255
21 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 8,5828.6k $268.1k $268.1k 0.00% Unchanged
22 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 8,4008.4k $262.5k $262.5k 0.00% Unchanged
23 Global Trust Asset Management, LLC 0.11% of their portfolio PALM BEACH GARDENS, FL 8,2108.2k $256.5k $256.5k 0.11% Unchanged
24 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 8,0958.1k $252.9k $252.9k 0.01% Unchanged
25 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 7,5627.6k $232.0k $232.0k 0.01% Unchanged
26 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 6,8606.9k $214.3k $214.3k 0.00% Unchanged
27 JT Stratford LLC 0.04% of their portfolio GAINESVILLE, GA 6,4446.4k $201.3k $201.3k 0.04% New
28 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.04% of their portfolio BLUE BELL, PA 5,6405.6k $176.2k $176.2k 0.04% Unchanged
29 Sunbelt Securities, Inc. 0.02% of their portfolio HOUSTON, TX 5,1245.1k $160.1k $160.1k 0.02% Reduced -7.7k -7,710
30 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1,0411.0k $32.5k $32.5k 0.00% New
31 Clear Point Advisors Inc. 0.01% of their portfolio MELVILLE, NY 400400 $12.5k $12.5k 0.01% Reduced -1.1k -1,100
32 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged