Vault-13

INNOVATOR ETFS TRUST XBAP

US EQUITY ACCELE · ETP · CUSIP 45783Y301

36 institutional holders +3 vs Q3 2023
1,721,3141.7m shares reported held*
$52.6mreported value*
5 new 6 added 16 reduced 3 sold out net sold ≈ $2.5m (-81.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $30.57.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 16Q4 22: 15Q1 23: 18Q2 23: 38Q3 23: 33Q4 23: 3636Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202216
Q4 202215
Q1 202318
Q2 202338
Q3 202333
Q4 202336

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 2 bought or addedQ4 22: 7 cut or sold outQ4 22Q1 23: 10 bought or addedQ1 23: 5 cut or sold outQ1 23Q2 23: 28 bought or addedQ2 23: 6 cut or sold outQ2 23Q3 23: 10 bought or addedQ3 23: 15 cut or sold outQ3 23Q4 23: 11 bought or addedQ4 23: 19 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202227
Q1 2023105
Q2 2023286
Q3 20231015
Q4 20231119

Biggest buyers

Arlington Capital Management, Inc. New +26,954+27.0k
OLD MISSION CAPITAL LLC New +26,310+26.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +9,516+9.5k
COMMONWEALTH EQUITY SERVICES, LLC Added +8,117+8.1k
Kestra Advisory Services, LLC New +6,860+6.9k
LPL Financial LLC Added +4,584+4.6k
Orion Capital Management LLC Added +3,206+3.2k
Millington Financial Advisors, LLC Added +792+792
UBS Group AG New +752+752
Brookstone Capital Management Added +284+284

Biggest sellers

CORRADO ADVISORS, LLC Sold out -79,571-79.6k
CITADEL ADVISORS LLC Sold out -22,360-22.4k
Cambridge Investment Research Advisors, Inc. Reduced -15,266-15.3k
OSAIC HOLDINGS, INC. Reduced -10,706-10.7k
Sunbelt Securities, Inc. Reduced -8,820-8.8k
Garden State Investment Advisory Services LLC Sold out -7,000-7.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -5,810-5.8k
First Commonwealth Financial Corp /PA/ Reduced -5,293-5.3k
WealthPLAN Partners, LLC Reduced -4,401-4.4k
Sequoia Financial Advisors, LLC Reduced -2,604-2.6k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 First Commonwealth Financial Corp /PA/ 4.64% of their portfolio Indiana, PA 490,226490.2k $15.0m $15.0m 4.64% Reduced -5.3k -5,293
2 Millington Financial Advisors, LLC 4.67% of their portfolio NAPERVILLE, IL 190,693190.7k $5.8m $5.8m 4.67% Added +792 +792
3 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 152,276152.3k $4.7m $4.7m 0.04% Reduced -1.1k -1,121
4 Brookstone Capital Management 0.07% of their portfolio WHEATON, IL 110,446110.4k $3.4m $3.4m 0.07% Added +284 +284
5 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 107,263107.3k $3.3m $3.3m 0.01% Reduced -15.3k -15,266
6 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 107,259107.3k $3.3m $3.3m 0.02% Reduced -986 -986
7 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 103,121103.1k $3.2m $3.2m 0.01% Reduced -10.7k -10,706
8 Fragasso Financial Advisors Inc 0.16% of their portfolio SEWICKLEY, PA 59,21959.2k $1.8m $1.8m 0.16% Reduced -459 -459
9 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 53,36153.4k $1.6m $1.6m 0.00% Added +8.1k +8,117
10 Orion Capital Management LLC 0.78% of their portfolio CORONADO, CA 43,46743.5k $1.3m $1.3m 0.78% Added +3.2k +3,206
11 WorthPointe, LLC 0.62% of their portfolio La Jolla, CA 39,62739.6k $1.2m $1.2m 0.62% Reduced -43 -43
12 Arlington Capital Management, Inc. 0.75% of their portfolio ARLINGTON HEIGHTS, IL 26,95427.0k $824.1k $824.1k 0.75% New
13 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 26,31026.3k $804.4k $804.4k 0.02% New
14 CENTAURUS FINANCIAL, INC. 0.05% of their portfolio ANAHEIM, CA 19,95019.9k $610.0k $610.0k 0.05% Unchanged
15 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 13,63713.6k $416.9k $416.9k 0.00% Added +4.6k +4,584
16 WealthPLAN Partners, LLC 0.04% of their portfolio OMAHA, NE 13,42713.4k $410.5k $410.5k 0.04% Reduced -4.4k -4,401
17 Outlook Wealth Advisors, LLC 0.14% of their portfolio SHENANDOAH, TX 13,30413.3k $406.8k $406.8k 0.14% Reduced -2.1k -2,084
18 Sequoia Financial Advisors, LLC 0.01% of their portfolio Akron, OH 13,20413.2k $403.7k $403.7k 0.01% Reduced -2.6k -2,604
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 12,95613.0k $396.1k $396.1k 0.00% Reduced -5.8k -5,810
20 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 12,87312.9k $393.6k $393.6k 0.03% Reduced -300 -300
21 Sunbelt Securities, Inc. 0.05% of their portfolio HOUSTON, TX 12,83412.8k $392.4k $392.4k 0.05% Reduced -8.8k -8,820
22 World Investment Advisors 0.05% of their portfolio LINCROFT, NJ 12,74312.7k $389.6k $389.6k 0.05% Added +171 +171
23 DHJJ Financial Advisors, Ltd. 0.16% of their portfolio NAPERVILLE, IL 11,02311.0k $337.0k $337.0k 0.16% Reduced -1.1k -1,115
24 Crown Wealth Group, LLC 0.18% of their portfolio Charlotte, NC 9,7039.7k $296.7k $296.7k 0.18% Unchanged
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,5169.5k $290.9k $290.9k 0.00% New
26 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 8,5828.6k $262.4k $262.4k 0.00% Unchanged
27 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 8,4008.4k $257.0k $257.0k 0.00% Unchanged
28 Global Trust Asset Management, LLC 0.11% of their portfolio PALM BEACH GARDENS, FL 8,2108.2k $251.0k $251.0k 0.11% Unchanged
29 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 8,0958.1k $247.5k $247.5k 0.01% Reduced -590 -590
30 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 7,5627.6k $233.2k $233.2k 0.01% Reduced -227 -227
31 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 6,8606.9k $209.7k $209.7k 0.00% New
32 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.04% of their portfolio BLUE BELL, PA 5,6405.6k $172.4k $172.4k 0.04% Unchanged
33 Clear Point Advisors Inc. 0.04% of their portfolio MELVILLE, NY 1,5001.5k $45.9k $45.9k 0.04% First filing
34 UBS Group AG 0.00% of their portfolio ZURICH, V8 752752 $23.0k $23.0k 0.00% New
35 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 321321 $9.8k $9.8k 0.00% Unchanged
36 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged