Vault-13

INNOVATOR ETFS TRUST XBAP

US EQUITY ACCELE · ETP · CUSIP 45783Y301

33 institutional holders -5 vs Q2 2023
1,801,0241.8m shares reported held*
$52.1mreported value*
2 new 8 added 9 reduced 6 sold out net bought ≈ $4.1m (+140.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.91.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 16Q4 22: 15Q1 23: 18Q2 23: 38Q3 23: 3333Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202216
Q4 202215
Q1 202318
Q2 202338
Q3 202333

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 2 bought or addedQ4 22: 7 cut or sold outQ4 22Q1 23: 10 bought or addedQ1 23: 5 cut or sold outQ1 23Q2 23: 28 bought or addedQ2 23: 6 cut or sold outQ2 23Q3 23: 10 bought or addedQ3 23: 15 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202227
Q1 2023105
Q2 2023286
Q3 20231015

Biggest buyers

Cetera Advisor Networks LLC Added +100,845+100.8k
Cambridge Investment Research Advisors, Inc. Added +36,093+36.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +29,961+30.0k
Cetera Investment Advisers Added +21,805+21.8k
CITADEL ADVISORS LLC Added +13,788+13.8k
LPL Financial LLC New +9,053+9.1k
Snowden Capital Advisors LLC New +8,685+8.7k
OSAIC HOLDINGS, INC. Added +7,353+7.4k
Brookstone Capital Management Added +5,393+5.4k
WorthPointe, LLC Added +57+57

Biggest sellers

WealthPLAN Partners, LLC Reduced -49,207-49.2k
WOLVERINE TRADING, LLC Sold out -14,385-14.4k
SageView Advisory Group, LLC Sold out -8,265-8.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -7,929-7.9k
Millington Financial Advisors, LLC Reduced -3,590-3.6k
First Commonwealth Financial Corp /PA/ Reduced -2,071-2.1k
DHJJ Financial Advisors, Ltd. Reduced -1,310-1.3k
Arkadios Wealth Advisors Reduced -1,305-1.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -1,115-1.1k
Sunbelt Securities, Inc. Reduced -850-850

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 First Commonwealth Financial Corp /PA/ 4.78% of their portfolio Indiana, PA 495,519495.5k $14.3m $14.3m 4.78% Reduced -2.1k -2,071
2 Millington Financial Advisors, LLC 4.92% of their portfolio NAPERVILLE, IL 189,901189.9k $5.5m $5.5m 4.92% Reduced -3.6k -3,590
3 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 153,397153.4k $4.4m $4.4m 0.04% Added +21.8k +21,805
4 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 122,529122.5k $3.5m $3.5m 0.02% Added +36.1k +36,093
5 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 113,827113.8k $3.3m $3.3m 0.00% Added +7.4k +7,353
6 Brookstone Capital Management 0.07% of their portfolio WHEATON, IL 110,162110.2k $3.2m $3.2m 0.07% Added +5.4k +5,393
7 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 108,245108.2k $3.1m $3.1m 0.02% Added +100.8k +100,845
8 CORRADO ADVISORS, LLC 1.58% of their portfolio RAMSEY, NJ 79,57179.6k $2.3m $2.3m 1.58% Reduced -790 -790
9 Fragasso Financial Advisors Inc 0.18% of their portfolio SEWICKLEY, PA 59,67859.7k $1.7m $1.7m 0.18% Unchanged
10 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 45,24445.2k $1.3m $1.3m 0.00% Added +30.0k +29,961
11 Orion Capital Management LLC 0.76% of their portfolio CORONADO, CA 40,26140.3k $1.2m $1.2m 0.76% Unchanged
12 WorthPointe, LLC 0.70% of their portfolio La Jolla, CA 39,67039.7k $1.1m $1.1m 0.70% Added +57 +57
13 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 22,36022.4k $646.4k $646.4k 0.00% Added +13.8k +13,788
14 Sunbelt Securities, Inc. 0.09% of their portfolio HOUSTON, TX 21,65421.7k $626.0k $626.0k 0.09% Reduced -850 -850
15 CENTAURUS FINANCIAL, INC. 0.05% of their portfolio ANAHEIM, CA 19,95019.9k $577.0k $577.0k 0.05% Unchanged
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 18,76618.8k $542.5k $542.5k 0.00% Reduced -1.1k -1,115
17 WealthPLAN Partners, LLC 0.06% of their portfolio OMAHA, NE 17,82817.8k $515.4k $515.4k 0.06% Reduced -49.2k -49,207
18 Sequoia Financial Advisors, LLC 0.01% of their portfolio Akron, OH 15,80815.8k $457.0k $457.0k 0.01% Unchanged
19 Outlook Wealth Advisors, LLC 0.17% of their portfolio SHENANDOAH, TX 15,38815.4k $444.9k $444.9k 0.17% Unchanged
20 Arkadios Wealth Advisors 0.04% of their portfolio ATLANTA, GA 13,17313.2k $380.8k $380.8k 0.04% Reduced -1.3k -1,305
21 World Investment Advisors 0.07% of their portfolio LINCROFT, NJ 12,57212.6k $363.5k $363.5k 0.07% Reduced -520 -520
22 DHJJ Financial Advisors, Ltd. 0.18% of their portfolio NAPERVILLE, IL 12,13812.1k $350.9k $350.9k 0.18% Reduced -1.3k -1,310
23 Crown Wealth Group, LLC 0.21% of their portfolio Charlotte, NC 9,7039.7k $280.5k $280.5k 0.21% Unchanged
24 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 9,0539.1k $261.7k $261.7k 0.00% New
25 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 8,6858.7k $251.1k $251.1k 0.01% New
26 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 8,5828.6k $248.1k $248.1k 0.00% Unchanged
27 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 8,4008.4k $247.2k $247.2k 0.00% Unchanged
28 Global Trust Asset Management, LLC 0.11% of their portfolio PALM BEACH GARDENS, FL 8,2108.2k $237.3k $237.3k 0.11% Unchanged
29 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 7,7897.8k $223.1k $223.1k 0.01% Unchanged
30 Garden State Investment Advisory Services LLC 0.09% of their portfolio Red Bank, NJ 7,0007.0k $202.4k $202.4k 0.09% Unchanged
31 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.04% of their portfolio BLUE BELL, PA 5,6405.6k $163.1k $163.1k 0.04% Unchanged
32 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 321321 $9.3k $9.3k 0.00% Unchanged
33 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged