Vault-13

INNOVATOR ETFS TRUST XBAP

US EQUITY ACCELE · ETP · CUSIP 45783Y301

18 institutional holders +3 vs Q4 2022
489,816489.8k shares reported held*
$13.5mreported value*
6 new 4 added 2 reduced 3 sold out net bought ≈ $4.6m (+166.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.50.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 16Q4 22: 15Q1 23: 1818Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202216
Q4 202215
Q1 202318

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 2 bought or addedQ4 22: 7 cut or sold outQ4 22Q1 23: 10 bought or addedQ1 23: 5 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202227
Q1 2023105

Biggest buyers

Brookstone Capital Management New +101,124+101.1k
WorthPointe, LLC New +38,091+38.1k
Cetera Investment Advisers New +23,189+23.2k
OSAIC HOLDINGS, INC. Added +16,582+16.6k
Sequoia Financial Advisors, LLC New +15,808+15.8k
ENVESTNET ASSET MANAGEMENT INC Added +8,561+8.6k
Crown Wealth Group, LLC New +7,929+7.9k
Cetera Advisor Networks LLC New +7,400+7.4k
Chicago Partners Investment Group LLC Added +2,791+2.8k
DHJJ Financial Advisors, Ltd. Added +10+10

Biggest sellers

OLD MISSION CAPITAL LLC Sold out -33,247-33.2k
WOLVERINE TRADING, LLC Sold out -18,084-18.1k
Sunbelt Securities, Inc. Reduced -1,534-1.5k
Arkadios Wealth Advisors Reduced -1,355-1.4k
UBS Group AG Sold out -351-351

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Brookstone Capital Management 0.05% of their portfolio WHEATON, IL 101,124101.1k $2.8m $2.8m 0.05% New
2 CORRADO ADVISORS, LLC 1.51% of their portfolio RAMSEY, NJ 82,48082.5k $2.3m $2.3m 1.51% Unchanged
3 Fragasso Financial Advisors Inc 0.19% of their portfolio SEWICKLEY, PA 61,42861.4k $1.7m $1.7m 0.19% Unchanged
4 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 60,37560.4k $1.7m $1.7m 0.00% Added +16.6k +16,582
5 WorthPointe, LLC 0.71% of their portfolio La Jolla, CA 38,09138.1k $1.0m $1.0m 0.71% New
6 Arkadios Wealth Advisors 0.08% of their portfolio ATLANTA, GA 25,73525.7k $707.2k $707.2k 0.08% Reduced -1.4k -1,355
7 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 23,18923.2k $637.2k $637.2k 0.01% New
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 20,48720.5k $563.0k $563.0k 0.00% Added +8.6k +8,561
9 Sequoia Financial Advisors, LLC 0.01% of their portfolio Akron, OH 15,80815.8k $434.4k $434.4k 0.01% New
10 DHJJ Financial Advisors, Ltd. 0.20% of their portfolio NAPERVILLE, IL 13,63813.6k $370.5k $370.5k 0.20% Added +10 +10
11 Chicago Partners Investment Group LLC 0.02% of their portfolio CHICAGO, IL 13,27713.3k $366.6k $366.6k 0.02% Added +2.8k +2,791
12 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 8,4008.4k $230.8k $230.8k 0.00% Unchanged
13 Sunbelt Securities, Inc. 0.04% of their portfolio HOUSTON, TX 8,0908.1k $219.2k $219.2k 0.04% Reduced -1.5k -1,534
14 Crown Wealth Group, LLC 0.18% of their portfolio Charlotte, NC 7,9297.9k $217.9k $217.9k 0.18% New
15 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 7,4007.4k $203.4k $203.4k 0.00% New
16 Orion Capital Management LLC 0.04% of their portfolio CORONADO, CA 2,2652.3k $62.2k $62.2k 0.04% Unchanged
17 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 100100 $2.7k $2.7k 0.00% Unchanged
18 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged