Vault-13

INNOVATOR ETFS TRUST AJUL

EQUITY DEFINED P · ETP · CUSIP 45783Y236

43 institutional holders -4 vs Q4 2024
986,758986.8k shares reported held*
$26.4mreported value*
1 new 11 added 12 reduced 3 sold out net sold ≈ $5.1m (-190.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.74.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q2 24: 1Q3 24: 38Q4 24: 47Q1 25: 4343Q2 24Q3 24Q4 24Q1 25
Numbers
QuarterHolders
Q2 20241
Q3 202438
Q4 202447
Q1 202543

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 36 bought or addedQ3 24: 1 cut or sold outQ3 24Q4 24: 19 bought or addedQ4 24: 11 cut or sold outQ4 24Q1 25: 12 bought or addedQ1 25: 15 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q3 2024361
Q4 20241911
Q1 20251215

Biggest buyers

RAYMOND JAMES FINANCIAL INC Added +8,638+8.6k
GOLDMAN SACHS GROUP INC Added +7,684+7.7k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +7,337+7.3k
OLD MISSION CAPITAL LLC Added +4,517+4.5k
OSAIC HOLDINGS, INC. Added +3,690+3.7k
COMMONWEALTH EQUITY SERVICES, LLC Added +2,793+2.8k
Syntegra Private Wealth Group, LLC Added +1,335+1.3k
Brookstone Capital Management Added +1,198+1.2k
Bullseye Investment Management, LLC Added +1,017+1.0k
BARCLAYS PLC Added +867+867

Biggest sellers

RFG Advisory, LLC Sold out -141,719-141.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -23,799-23.8k
JANE STREET GROUP, LLC Sold out -23,423-23.4k
Legacy Wealth Managment, LLC/ID Reduced -9,176-9.2k
HighTower Advisors, LLC Reduced -8,281-8.3k
CITADEL ADVISORS LLC Sold out -7,760-7.8k
Trek Financial, LLC Reduced -5,212-5.2k
Foundations Investment Advisors, LLC Reduced -2,377-2.4k
Noble Wealth Management PBC Reduced -2,296-2.3k
Tradition Wealth Management, LLC Reduced -1,862-1.9k

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 225,035225.0k $6.0m $6.0m 0.01% Reduced -8.3k -8,281
2 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 120,411120.4k $3.2m $3.2m 0.00% Added +8.6k +8,638
3 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 63,95564.0k $1.7m $1.7m 0.00% Added +2.8k +2,793
4 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 57,18057.2k $1.5m $1.5m 0.01% Reduced -742 -742
5 Noble Wealth Management PBC 0.90% of their portfolio GREENWOOD VILLAGE, CO 49,38249.4k $1.3m $1.3m 0.90% Reduced -2.3k -2,296
6 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 42,66742.7k $1.1m $1.1m 0.02% Added +1.2k +1,198
7 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 39,81139.8k $1.1m $1.1m 0.00% Added +7.3k +7,337
8 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 0.00% of their portfolio Cincinnati, OH 29,50029.5k $788.9k $788.9k 0.00% Unchanged
9 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 28,40428.4k $759.6k $759.6k 0.01% Added +4.5k +4,517
10 MTM FINANCIAL GROUP, LLC 0.41% of their portfolio BETHLEHEM, PA 25,94025.9k $693.7k $693.7k 0.41% Added +35 +35
11 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 24,26924.3k $649.0k $649.0k 0.00% Added +7.7k +7,684
12 Maia Wealth LLC 0.14% of their portfolio DENVER, CO 23,32923.3k $618.8k $618.8k 0.14% Reduced -493 -493
13 Trek Financial, LLC 0.04% of their portfolio Scottsdale, AZ 20,36520.4k $544.6k $544.6k 0.04% Reduced -5.2k -5,212
14 Syntegra Private Wealth Group, LLC 0.06% of their portfolio Chesterfield, MO 20,35320.4k $544.3k $544.3k 0.06% Added +1.3k +1,335
15 BRASS TAX WEALTH MANAGEMENT, INC 0.10% of their portfolio CINCINNATI, OH 18,55918.6k $496.3k $496.3k 0.10% Unchanged
16 Cypress Wealth Services, LLC 0.08% of their portfolio PALM DESERT, CA 15,14515.1k $405.0k $405.0k 0.08% Unchanged
17 Bullseye Investment Management, LLC 0.22% of their portfolio CINCINNATI, OH 13,60713.6k $363.9k $363.9k 0.22% Added +1.0k +1,017
18 Vantage Financial Partners, LLC 0.09% of their portfolio ELM GROVE, WI 13,45813.5k $359.9k $359.9k 0.09% Unchanged
19 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 12,68812.7k $339.3k $339.3k 0.01% Reduced -2.4k -2,377
20 Tradition Wealth Management, LLC 0.03% of their portfolio EDINA, MN 12,40012.4k $331.6k $331.6k 0.03% Reduced -1.9k -1,862
21 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 11,98412.0k $320.0k $320.0k 0.00% Reduced -800 -800
22 Visionary Wealth Advisors 0.02% of their portfolio O'FALLON, IL 11,55111.6k $308.9k $308.9k 0.02% Unchanged
23 KFG WEALTH MANAGEMENT, LLC 0.06% of their portfolio GRANGER, IN 11,41711.4k $305.3k $305.3k 0.06% Unchanged
24 Applied Capital LLC 0.14% of their portfolio LITTLE ROCK, AR 11,04211.0k $295.3k $295.3k 0.14% Reduced -1.7k -1,668
25 Three Seasons Wealth, LLC 0.14% of their portfolio SALT LAKE CITY, UT 10,52010.5k $281.3k $281.3k 0.14% Unchanged
26 World Investment Advisors 0.01% of their portfolio LINCROFT, NJ 10,44110.4k $279.2k $279.2k 0.01% Unchanged
27 Comprehensive Financial Consultants Institutional, Inc. 0.09% of their portfolio Bloomington, IN 9,3869.4k $251.0k $251.0k 0.09% Unchanged
28 Able Wealth Management LLC 0.12% of their portfolio Toms River, NJ 7,7767.8k $207.9k $207.9k 0.12% Unchanged
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 7,7427.7k $207.0k $207.0k 0.00% Reduced -23.8k -23,799
30 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 5,4025.4k $144.5k $144.5k 0.00% Added +867 +867
31 Continuum Advisory, LLC 0.02% of their portfolio EAGLE, ID 5,1565.2k $137.9k $137.9k 0.02% Unchanged
32 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 4,9274.9k $131.8k $131.8k 0.01% Unchanged
33 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 4,5904.6k $122.7k $122.7k 0.00% Added +3.7k +3,690
34 CWM, LLC 0.00% of their portfolio OMAHA, NE 4,4874.5k $120.0k $120.0k 0.00% Unchanged
35 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 3,7503.8k $100.3k $100.3k 0.00% Unchanged
36 Legacy Wealth Managment, LLC/ID 0.06% of their portfolio BOISE, ID 2,8972.9k $77.5k $77.5k 0.06% Reduced -9.2k -9,176
37 HARBOR INVESTMENT ADVISORY, LLC 0.01% of their portfolio LUTHERVILLE, MD 2,1282.1k $56.9k $56.9k 0.01% Unchanged
38 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,9161.9k $51.2k $51.2k 0.00% Unchanged
39 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 1,7501.8k $47.3k $47.3k 0.00% Unchanged
40 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 962962 $25.7k $25.7k 0.00% Unchanged
41 UBS Group AG 0.00% of their portfolio ZURICH, V8 395395 $10.6k $10.6k 0.00% New
42 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 8181 $2.2k $2.2k 0.00% Unchanged
43 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Reduced -841 -841