Vault-13

INNOVATOR ETFS TRUST RBUF

US SMALL CAP 10 · ETP · CUSIP 45783Y228

34 institutional holders +5 vs Q3 2025
1,165,3731.2m shares reported held*
$33.9mreported value*
9 new 14 added 3 reduced 4 sold out net bought ≈ $4.1m (+140.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.05.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

02040Q2 24: 1Q3 24: 8Q4 24: 16Q1 25: 25Q2 25: 28Q3 25: 29Q4 25: 3434Q2 24Q4 24Q2 25Q4 25
Numbers
QuarterHolders
Q2 20241
Q3 20248
Q4 202416
Q1 202525
Q2 202528
Q3 202529
Q4 202534

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 7 bought or addedQ3 24: 1 cut or sold outQ3 24Q4 24: 12 bought or addedQ4 24: 3 cut or sold outQ4 24Q1 25: 20 bought or addedQ1 25: 5 cut or sold outQ1 25Q2 25: 16 bought or addedQ2 25: 11 cut or sold outQ2 25Q3 25: 21 bought or addedQ3 25: 7 cut or sold outQ3 25Q4 25: 23 bought or addedQ4 25: 7 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q3 202471
Q4 2024123
Q1 2025205
Q2 20251611
Q3 2025217
Q4 2025237

Biggest buyers

Cetera Investment Advisers Added +50,024+50.0k
Pallas Capital Advisors LLC Added +34,552+34.6k
Brookstone Capital Management New +23,568+23.6k
CAPTRUST FINANCIAL ADVISORS Added +22,330+22.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +16,460+16.5k
INDEPENDENT FINANCIAL GROUP, LLC Added +15,452+15.5k
Kestra Advisory Services, LLC New +9,316+9.3k
JANE STREET GROUP, LLC New +7,735+7.7k
CRUX WEALTH ADVISORS New +7,557+7.6k
WEALTHGARDEN F.S. LLC New +7,200+7.2k

Biggest sellers

Stuart Chaussee & Associates, Inc. Sold out -20,562-20.6k
TABLEAUX LLC Reduced -15,752-15.8k
CENTAURUS FINANCIAL, INC. Reduced -13,256-13.3k
RAYMOND JAMES FINANCIAL INC Reduced -11,125-11.1k
GOLDMAN SACHS GROUP INC Sold out -9,463-9.5k
CITADEL ADVISORS LLC Sold out -9,171-9.2k
UBS Group AG Sold out -204-204

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Pallas Capital Advisors LLC 0.26% of their portfolio BRAINTREE, MA 274,908274.9k $8.0m $8.0m 0.26% Added +34.6k +34,552
2 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 131,029131.0k $3.8m $3.8m 0.00% Reduced -11.1k -11,125
3 CENTAURUS FINANCIAL, INC. 0.16% of their portfolio ANAHEIM, CA 118,908118.9k $3.5m $3.5m 0.16% Reduced -13.3k -13,256
4 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 114,492114.5k $3.3m $3.3m 0.01% Added +22.3k +22,330
5 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 92,93692.9k $2.7m $2.7m 0.00% Added +50.0k +50,024
6 MTM FINANCIAL GROUP, LLC 1.26% of their portfolio BETHLEHEM, PA 90,90290.9k $2.6m $2.6m 1.26% Added +6.4k +6,387
7 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 64,23164.2k $1.9m $1.9m 0.04% Added +15.5k +15,452
8 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.03% of their portfolio LOS ANGELES, CA 46,92246.9k $1.4m $1.4m 0.03% Added +2.4k +2,385
9 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 37,76137.8k $1.1m $1.1m 0.01% Added +1.1k +1,144
10 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 23,56823.6k $684.6k $684.6k 0.01% New
11 Sugar Maple Asset Management, LLC 0.33% of their portfolio SISTER BAY, WI 16,92216.9k $491.6k $491.6k 0.33% Added +1.4k +1,384
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,46016.5k $478.2k $478.2k 0.00% New
13 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 16,35016.4k $475.0k $475.0k 0.00% Added +85 +85
14 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 15,70915.7k $456.3k $456.3k 0.00% Added +1.8k +1,817
15 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 15,41115.4k $447.7k $447.7k 0.01% Added +1.3k +1,309
16 Keating Financial Advisory Services, Inc. 0.05% of their portfolio MANHATTAN, KS 13,71513.7k $398.4k $398.4k 0.05% First filing
17 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 9,3169.3k $270.6k $270.6k 0.00% New
18 TABLEAUX LLC 0.17% of their portfolio STOCKBRIDGE, MA 8,0308.0k $233.3k $233.3k 0.17% Reduced -15.8k -15,752
19 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 7,7357.7k $224.7k $224.7k 0.00% New
20 CRUX WEALTH ADVISORS 0.08% of their portfolio LONG BEACH, CA 7,5577.6k $219.5k $219.5k 0.08% New
21 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 7,4807.5k $217.3k $217.3k 0.00% Added +87 +87
22 WEALTHGARDEN F.S. LLC 0.14% of their portfolio EL SEGUNDO, CA 7,2007.2k $213.7k $213.7k 0.14% New
23 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 6,9907.0k $203.1k $203.1k 0.00% New
24 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 6,6826.7k $194.1k $194.1k 0.00% Unchanged
25 Motiv8 Investments LLC 0.07% of their portfolio PORT ST. LUCIE, FL 4,2224.2k $123.0k $123.0k 0.07% New
26 WealthShield Partners, LLC 0.01% of their portfolio CARY, NC 3,8003.8k $110.4k $110.4k 0.01% Unchanged
27 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,4772.5k $72.0k $72.0k 0.00% Unchanged
28 WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 0.00% of their portfolio BERMUDA RUN, NC 1,0001.0k $29.1k $29.1k 0.00% Unchanged
29 Caitlin John, LLC 0.02% of their portfolio BRIGHTON, MI 912912 $26.5k $26.5k 0.02% Added +11 +11
30 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 800800 $23.2k $23.2k 0.00% Unchanged
31 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 383383 $11.1k $11.1k 0.00% Added +20 +20
32 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 360360 $10.5k $10.5k 0.00% Unchanged
33 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 200200 $5.8k $5.8k 0.00% Unchanged
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 55 $0 $0 0.00% New