Vault-13

INNOVATOR ETFS TRUST RBUF

US SMALL CAP 10 · ETP · CUSIP 45783Y228

29 institutional holders +1 vs Q2 2025
1,103,3621.1m shares reported held*
$31.4mreported value*
6 new 15 added 3 reduced 4 sold out net bought ≈ $1.1m (+39.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.47.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

0102030Q2 24: 1Q3 24: 8Q4 24: 16Q1 25: 25Q2 25: 28Q3 25: 2929Q2 24Q3 24Q4 24Q1 25Q2 25Q3 25
Numbers
QuarterHolders
Q2 20241
Q3 20248
Q4 202416
Q1 202525
Q2 202528
Q3 202529

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 7 bought or addedQ3 24: 1 cut or sold outQ3 24Q4 24: 12 bought or addedQ4 24: 3 cut or sold outQ4 24Q1 25: 20 bought or addedQ1 25: 5 cut or sold outQ1 25Q2 25: 16 bought or addedQ2 25: 11 cut or sold outQ2 25Q3 25: 21 bought or addedQ3 25: 7 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q3 202471
Q4 2024123
Q1 2025205
Q2 20251611
Q3 2025217

Biggest buyers

MTM FINANCIAL GROUP, LLC Added +52,016+52.0k
CENTAURUS FINANCIAL, INC. Added +51,876+51.9k
INDEPENDENT FINANCIAL GROUP, LLC Added +37,386+37.4k
Cetera Investment Advisers Added +23,385+23.4k
Stuart Chaussee & Associates, Inc. New +20,562+20.6k
Pallas Capital Advisors LLC Added +16,122+16.1k
RAYMOND JAMES FINANCIAL INC Added +15,366+15.4k
GOLDMAN SACHS GROUP INC New +9,463+9.5k
Farther Finance Advisors, LLC Added +8,824+8.8k
Kingsview Wealth Management, LLC New +7,393+7.4k

Biggest sellers

TABLEAUX LLC Reduced -86,152-86.2k
Motiv8 Investments LLC Sold out -73,697-73.7k
OLD MISSION CAPITAL LLC Sold out -18,320-18.3k
Mutual Advisors, LLC Sold out -15,266-15.3k
LPL Financial LLC Sold out -14,352-14.4k
AE Wealth Management LLC Reduced -5,514-5.5k
CAPTRUST FINANCIAL ADVISORS Reduced -342-342

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Pallas Capital Advisors LLC 0.25% of their portfolio BRAINTREE, MA 240,356240.4k $6.9m $6.9m 0.25% Added +16.1k +16,122
2 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 142,154142.2k $4.1m $4.1m 0.00% Added +15.4k +15,366
3 CENTAURUS FINANCIAL, INC. 0.18% of their portfolio ANAHEIM, CA 132,164132.2k $3.8m $3.8m 0.18% Added +51.9k +51,876
4 Bullseye Investment Management, LLC 1.46% of their portfolio CINCINNATI, OH 92,21192.2k $2.4m $2.4m 1.46% Unchanged
5 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 92,16292.2k $2.6m $2.6m 0.01% Reduced -342 -342
6 MTM FINANCIAL GROUP, LLC 1.20% of their portfolio BETHLEHEM, PA 84,51584.5k $2.4m $2.4m 1.20% Added +52.0k +52,016
7 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 48,77948.8k $1.4m $1.4m 0.03% Added +37.4k +37,386
8 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.03% of their portfolio LOS ANGELES, CA 44,53744.5k $1.3m $1.3m 0.03% Added +1.3k +1,261
9 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 42,91242.9k $1.2m $1.2m 0.00% Added +23.4k +23,385
10 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 36,61736.6k $1.1m $1.1m 0.02% Added +8.8k +8,824
11 TABLEAUX LLC 0.27% of their portfolio STOCKBRIDGE, MA 23,78223.8k $682.3k $682.3k 0.27% Reduced -86.2k -86,152
12 Stuart Chaussee & Associates, Inc. 0.13% of their portfolio BEVERLY HILLS, CA 20,56220.6k $589.9k $589.9k 0.13% New
13 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 16,26516.3k $466.6k $466.6k 0.00% Reduced -5.5k -5,514
14 Sugar Maple Asset Management, LLC 0.32% of their portfolio SISTER BAY, WI 15,53815.5k $445.8k $445.8k 0.32% Added +268 +268
15 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 14,10214.1k $404.6k $404.6k 0.01% Added +2.1k +2,104
16 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 13,89213.9k $398.6k $398.6k 0.00% Added +1.8k +1,848
17 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 9,4639.5k $271.5k $271.5k 0.00% New
18 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,1719.2k $263.1k $263.1k 0.00% Added +1.1k +1,143
19 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 7,3937.4k $212.1k $212.1k 0.00% New
20 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 6,6826.7k $191.7k $191.7k 0.00% Unchanged
21 WealthShield Partners, LLC 0.01% of their portfolio CARY, NC 3,8003.8k $109.0k $109.0k 0.01% Unchanged
22 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,4772.5k $71.1k $71.1k 0.00% Added +2.4k +2,420
23 WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 0.00% of their portfolio BERMUDA RUN, NC 1,0001.0k $28.7k $28.7k 0.00% Unchanged
24 Caitlin John, LLC 0.02% of their portfolio BRIGHTON, MI 901901 $25.9k $25.9k 0.02% New
25 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 800800 $23.0k $23.0k 0.00% Added +400 +400
26 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 363363 $10.4k $10.4k 0.00% Added +132 +132
27 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 360360 $10.3k $10.3k 0.00% New
28 UBS Group AG 0.00% of their portfolio ZURICH, V8 204204 $5.9k $5.9k 0.00% New
29 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 200200 $5.7k $5.7k 0.00% Unchanged