Vault-13

INNOVATOR ETFS TRUST ZAUG

EQUITY DEFINED P · ETP · CUSIP 45783Y111

76 institutional holders +4 vs Q4 2025
2,345,3972.3m shares reported held*
$62.5mreported value*
12 new 6 added 20 reduced 8 sold out net sold ≈ $10.5m (-392.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.64.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100Q3 24: 43Q4 24: 50Q1 25: 47Q2 25: 46Q3 25: 77Q4 25: 72Q1 26: 7676Q3 24Q1 25Q3 25Q1 26
Numbers
QuarterHolders
Q3 202443
Q4 202450
Q1 202547
Q2 202546
Q3 202577
Q4 202572
Q1 202676

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 24: 14 bought or addedQ4 24: 17 cut or sold outQ4 24Q1 25: 13 bought or addedQ1 25: 18 cut or sold outQ1 25Q2 25: 7 bought or addedQ2 25: 19 cut or sold outQ2 25Q3 25: 60 bought or addedQ3 25: 11 cut or sold outQ3 25Q4 25: 12 bought or addedQ4 25: 34 cut or sold outQ4 25Q1 26: 18 bought or addedQ1 26: 28 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q4 20241417
Q1 20251318
Q2 2025719
Q3 20256011
Q4 20251234
Q1 20261828

Biggest buyers

AE Wealth Management LLC Added +69,442+69.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +38,094+38.1k
OLD MISSION CAPITAL LLC Added +28,824+28.8k
Concurrent Investment Advisors, LLC New +18,519+18.5k
Csenge Advisory Group New +17,160+17.2k
Aegis Wealth Management, Inc. New +14,728+14.7k
HOWARD BAILEY SECURITIES, LLC New +11,896+11.9k
ENVESTNET ASSET MANAGEMENT INC New +9,354+9.4k
JPMORGAN CHASE & CO New +8,082+8.1k
Key Capital Management, INC New +4,467+4.5k

Biggest sellers

Legacy CG, LLC Sold out -281,218-281.2k
Integrity Advisory Solutions, LLC Reduced -56,946-56.9k
Archer Investment Corp Reduced -54,922-54.9k
RAYMOND JAMES FINANCIAL INC Reduced -40,140-40.1k
Farther Finance Advisors, LLC Reduced -26,923-26.9k
AXXCESS WEALTH MANAGEMENT, LLC Sold out -25,474-25.5k
Forthright Family Wealth Advisory LLC Sold out -20,000-20.0k
HighTower Advisors, LLC Reduced -17,611-17.6k
PTM WEALTH MANAGEMENT, LLC Sold out -17,294-17.3k
HARBOUR INVESTMENTS, INC. Reduced -10,829-10.8k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 331,774331.8k $8.8m $8.8m 0.01% Reduced -17.6k -17,611
2 Archer Investment Corp 1.47% of their portfolio Carmel, IN 258,920258.9k $6.9m $6.9m 1.47% Reduced -54.9k -54,922
3 CANANDAIGUA NATIONAL CORP 0.34% of their portfolio CANANDAIGUA, NY 142,234142.2k $3.8m $3.8m 0.34% First filing
4 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 134,764134.8k $3.6m $3.6m 0.00% Unchanged
5 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 125,520125.5k $3.3m $3.3m 0.02% Added +69.4k +69,442
6 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 120,497120.5k $3.2m $3.2m 0.00% Reduced -5.2k -5,247
7 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 104,285104.3k $2.8m $2.8m 0.01% Reduced -3.6k -3,629
8 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 64,53864.5k $1.7m $1.7m 0.00% Unchanged
9 Strategic Blueprint, LLC 0.09% of their portfolio ATLANTA, GA 59,99260.0k $1.6m $1.6m 0.09% Reduced -5.5k -5,473
10 CENTAURUS FINANCIAL, INC. 0.06% of their portfolio ANAHEIM, CA 49,15149.2k $1.3m $1.3m 0.06% Unchanged
11 AssuredPartners Investment Advisors, LLC 0.14% of their portfolio Tampa, FL 48,28548.3k $1.3m $1.3m 0.14% Reduced -1 -1
12 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 46,10946.1k $1.2m $1.2m 0.00% Reduced -5.2k -5,161
13 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 41,69541.7k $1.1m $1.1m 0.03% Added +28.8k +28,824
14 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 41,16741.2k $1.1m $1.1m 0.01% Reduced -10.6k -10,638
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 38,09438.1k $1.0m $1.0m 0.00% New
16 KFG WEALTH MANAGEMENT, LLC 0.13% of their portfolio GRANGER, IN 36,67636.7k $976.6k $976.6k 0.13% Unchanged
17 Ausdal Financial Partners, Inc. 0.04% of their portfolio Davenport, IA 36,24136.2k $965.0k $965.0k 0.04% Reduced -1.4k -1,418
18 Lineweaver Wealth Advisors, LLC 0.12% of their portfolio VALLEY VIEW, OH 34,07134.1k $907.2k $907.2k 0.12% Unchanged
19 Cypress Wealth Services, LLC 0.11% of their portfolio PALM DESERT, CA 29,72529.7k $791.5k $791.5k 0.11% Unchanged
20 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 27,28127.3k $726.4k $726.4k 0.01% Reduced -521 -521
21 Continuum Advisory, LLC 0.07% of their portfolio EAGLE, ID 26,11726.1k $695.4k $695.4k 0.07% Reduced -321 -321
22 CENTRAL VALLEY ADVISORS, LLC 0.17% of their portfolio SACRAMENTO, CA 24,03524.0k $640.0k $640.0k 0.17% Reduced -58 -58
23 Cornerstone Wealth Group, LLC 0.04% of their portfolio HUNTERSVILLE, NC 23,26323.3k $631.0k $631.0k 0.04% Unchanged
24 Comprehensive Financial Consultants Institutional, Inc. 0.17% of their portfolio Bloomington, IN 22,01622.0k $586.2k $586.2k 0.17% Unchanged
25 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 21,97122.0k $585.0k $585.0k 0.00% Reduced -40.1k -40,140
26 Waverly Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 21,73021.7k $578.6k $578.6k 0.00% Unchanged
27 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 20,96821.0k $558.0k $558.0k 0.00% Reduced -75 -75
28 Integrity Advisory Solutions, LLC 0.07% of their portfolio DALLAS, TX 19,55819.6k $520.8k $520.8k 0.07% Reduced -56.9k -56,946
29 RETIREMENT INCOME SOLUTIONS, INC 0.09% of their portfolio ANN ARBOR, MI 18,82118.8k $501.1k $501.1k 0.09% Unchanged
30 AdvisorNet Financial, Inc 0.03% of their portfolio MINNETONKA, MN 18,62318.6k $495.9k $495.9k 0.03% Reduced -8.4k -8,366
31 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 18,51918.5k $493.1k $493.1k 0.01% New
32 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 17,45017.4k $464.6k $464.6k 0.00% Reduced -1.0k -1,000
33 Csenge Advisory Group 0.02% of their portfolio CLEARWATER, FL 17,16017.2k $456.9k $456.9k 0.02% New
34 Pinnacle Wealth Management Group, Inc. 0.22% of their portfolio PLYMOUTH, MI 16,63016.6k $442.8k $442.8k 0.22% Unchanged
35 FC Advisory LLC 0.12% of their portfolio WEST CHESTER, PA 14,85114.9k $395.4k $395.4k 0.12% Added +84 +84
36 Aegis Wealth Management, Inc. 0.31% of their portfolio Guthrie Center, IA 14,72814.7k $392.2k $392.2k 0.31% New
37 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 14,72014.7k $391.9k $391.9k 0.00% Reduced -1.5k -1,518
38 EVOLUTION WEALTH MANAGEMENT INC. 0.26% of their portfolio FORT MYERS, FL 13,43513.4k $357.7k $357.7k 0.26% Unchanged
39 COFG Advisors, LLC 0.09% of their portfolio OAK BROOK, IL 13,42513.4k $357.5k $357.5k 0.09% Unchanged
40 FSA Advisors, Inc. 0.23% of their portfolio TROY, MI 13,27713.3k $353.5k $353.5k 0.23% Added +2.7k +2,669
41 Summit Wealth Partners, LLC 0.05% of their portfolio Orlando, FL 12,04612.0k $320.7k $320.7k 0.05% Unchanged
42 HOWARD BAILEY SECURITIES, LLC 0.13% of their portfolio FORT WAYNE, IN 11,89611.9k $316.8k $316.8k 0.13% New
43 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 11,79811.8k $314.1k $314.1k 0.01% Unchanged
44 First Heartland Consultants, Inc. 0.02% of their portfolio LAKE ST. LOUIS, MO 11,11111.1k $295.8k $295.8k 0.02% Unchanged
45 MTM FINANCIAL GROUP, LLC 0.13% of their portfolio BETHLEHEM, PA 10,77310.8k $286.9k $286.9k 0.13% Unchanged
46 Soltis Investment Advisors LLC 0.02% of their portfolio ST. GEORGE, UT 10,51610.5k $280.0k $280.0k 0.02% Unchanged
47 BROWN WEALTH MANAGEMENT, LLC 0.07% of their portfolio NAPERVILLE, IL 10,28110.3k $273.8k $273.8k 0.07% Unchanged
48 Stratos Wealth Advisors, LLC 0.02% of their portfolio BEACHWOOD, OH 9,7099.7k $258.5k $258.5k 0.02% Unchanged
49 First Commonwealth Financial Corp /PA/ 0.04% of their portfolio Indiana, PA 9,6089.6k $255.8k $255.8k 0.04% Unchanged
50 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 9,3549.4k $249.1k $249.1k 0.00% New
51 IMG Wealth Management, Inc. 0.16% of their portfolio JACKSONVILLE, FL 9,2869.3k $247.3k $247.3k 0.16% Unchanged
52 Diligent Investors, LLC 0.06% of their portfolio REDLANDS, CA 9,0009.0k $239.6k $239.6k 0.06% Unchanged
53 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 8,5188.5k $231.3k $231.3k 0.01% Unchanged
54 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 8,2928.3k $221.5k $221.5k 0.00% Reduced -26.9k -26,923
55 Main Street Financial Solutions, LLC 0.02% of their portfolio NEWTOWN, PA 8,2058.2k $218.5k $218.5k 0.02% Unchanged
56 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 8,1708.2k $217.5k $217.5k 0.00% Unchanged
57 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 8,0828.1k $213.8k $213.8k 0.00% New
58 TopTier Wealth Management, LLC 0.13% of their portfolio MUSKEGO, WI 7,9457.9k $211.6k $211.6k 0.13% Unchanged
59 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 5,5675.6k $148.2k $148.2k 0.00% Added +2.8k +2,783
60 Financial Network Wealth Advisors LLC 0.13% of their portfolio MURRAY, UT 4,7404.7k $126.2k $126.2k 0.13% Unchanged
61 Key Capital Management, INC 0.08% of their portfolio HENDERSONVILLE, TN 37075, TN 4,4674.5k $118.9k $118.9k 0.08% New
62 EVERMAY WEALTH MANAGEMENT LLC 0.01% of their portfolio ARLINGTON, VA 3,0003.0k $79.9k $79.9k 0.01% Unchanged
63 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,3032.3k $61.3k $61.3k 0.00% Unchanged
64 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,9301.9k $51.4k $51.4k 0.00% Reduced -10.8k -10,829
65 Intentional Wealth Strategies, LLC 0.03% of their portfolio COLORADO SPRINGS, CO 1,0371.0k $27.6k $27.6k 0.03% First filing
66 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 1,0271.0k $27.0k $27.0k 0.00% Unchanged
67 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,0131.0k $27.0k $27.0k 0.00% Added +40 +40
68 Noble Wealth Management PBC 0.01% of their portfolio GREENWOOD VILLAGE, CO 1,0001.0k $26.6k $26.6k 0.01% Unchanged
69 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 538538 $14.3k $14.3k 0.00% Unchanged
70 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 519519 $13.8k $13.8k 0.00% Unchanged
71 Lloyd Advisory Services, LLC. 0.00% of their portfolio SUWANEE, GA 259259 $6.9k $6.9k 0.00% New
72 Kingdom Financial Group LLC. 0.00% of their portfolio PEORIA, AZ 259259 $6.9k $6.9k 0.00% New
73 Networth Advisors, LLC 0.00% of their portfolio CANONSBURG, PA 252252 $6.7k $6.7k 0.00% New
74 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 200200 $5.3k $5.3k 0.00% Unchanged
75 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 190190 $5.1k $5.1k 0.00% Unchanged
76 GUARDIAN WEALTH ADVISORS, LLC / NC 0.00% of their portfolio RALEIGH, NC 190190 $5.1k $5.1k 0.00% New