Vault-13

INNOVATOR ETFS TRUST BAPR

US EQT BUFR APR · ETP · CUSIP 45782C888

87 institutional holders +6 vs Q4 2023
2,588,3672.6m shares reported held*
$103.6mreported value*
12 new 14 added 29 reduced 8 sold out net bought ≈ $387.1k (+10.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.02.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 59Q4 22: 61Q1 23: 66Q2 23: 85Q3 23: 83Q4 23: 81Q1 24: 8787Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202259
Q4 202261
Q1 202366
Q2 202385
Q3 202383
Q4 202381
Q1 202487

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 15 bought or addedQ4 22: 26 cut or sold outQ4 22Q1 23: 25 bought or addedQ1 23: 28 cut or sold outQ1 23Q2 23: 54 bought or addedQ2 23: 19 cut or sold outQ2 23Q3 23: 20 bought or addedQ3 23: 41 cut or sold outQ3 23Q4 23: 17 bought or addedQ4 23: 38 cut or sold outQ4 23Q1 24: 26 bought or addedQ1 24: 37 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221526
Q1 20232528
Q2 20235419
Q3 20232041
Q4 20231738
Q1 20242637

Biggest buyers

Penserra Capital Management LLC Added +59,007+59.0k
COMMONWEALTH EQUITY SERVICES, LLC Added +45,503+45.5k
Cetera Investment Advisers Added +37,548+37.5k
Cerity Partners LLC New +34,850+34.9k
Kestra Advisory Services, LLC Added +15,809+15.8k
CoreCap Advisors, LLC Added +14,958+15.0k
Castellan Group New +13,400+13.4k
RFG Advisory, LLC New +12,564+12.6k
LPL Financial LLC Added +10,966+11.0k
Tradition Wealth Management, LLC New +9,798+9.8k

Biggest sellers

Janney Montgomery Scott LLC Reduced -49,279-49.3k
OLD MISSION CAPITAL LLC Sold out -30,494-30.5k
Cetera Advisors LLC Sold out -29,716-29.7k
OSAIC HOLDINGS, INC. Reduced -24,955-25.0k
SageView Advisory Group, LLC Sold out -17,969-18.0k
Cetera Advisor Networks LLC Sold out -17,624-17.6k
HighTower Advisors, LLC Reduced -14,561-14.6k
Wealthquest Corp Sold out -13,888-13.9k
TOWNSQUARE CAPITAL LLC Reduced -13,511-13.5k
DHJJ Financial Advisors, Ltd. Reduced -11,806-11.8k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 384,966385.0k $15.4m $15.4m 0.03% Added +45.5k +45,503
2 INTEGRAL INVESTMENT ADVISORS, INC. 3.94% of their portfolio TURLOCK, CA 238,245238.2k $9.5m $9.5m 3.94% Added +7.4k +7,399
3 Penserra Capital Management LLC 0.11% of their portfolio ORINDA, CA 217,893217.9k $8.7m $8.7m 0.11% Added +59.0k +59,007
4 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 167,898167.9k $6.7m $6.7m 0.01% Reduced -14.6k -14,561
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 110,512110.5k $4.4m $4.4m 0.00% Added +11.0k +10,966
6 Valtinson Bruner Financial Planning LLC 1.71% of their portfolio NEW BRIGHTON, MN 100,500100.5k $4.0m $4.0m 1.71% Reduced -2.9k -2,921
7 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 99,60199.6k $4.0m $4.0m 0.01% Reduced -25.0k -24,955
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 61,33761.3k $2.5m $2.5m 0.00% Reduced -11.0k -10,980
9 My Personal CFO, LLC 1.37% of their portfolio VANCOUVER, WA 59,40059.4k $2.4m $2.4m 1.37% Unchanged
10 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 56,06456.1k $2.2m $2.2m 0.01% Added +2.8k +2,825
11 LINCOLN NATIONAL CORP 0.03% of their portfolio RADNOR, PA 54,19254.2k $2.2m $2.2m 0.03% Reduced -7.6k -7,557
12 Maltin Wealth Management, Inc. 1.17% of their portfolio RIDGEWOOD, NJ 51,89951.9k $2.1m $2.1m 1.17% Reduced -3.2k -3,184
13 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.43% of their portfolio BLUE BELL, PA 49,92749.9k $2.0m $2.0m 0.43% Reduced -220 -220
14 Sunbelt Securities, Inc. 0.21% of their portfolio HOUSTON, TX 46,53046.5k $1.9m $1.9m 0.21% Reduced -3.5k -3,500
15 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 43,53543.5k $1.7m $1.7m 0.00% Added +37.5k +37,548
16 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 37,82037.8k $1.5m $1.5m 0.01% Added +15.8k +15,809
17 Motiv8 Investments LLC 1.12% of their portfolio PORT ST. LUCIE, FL 36,14136.1k $1.4m $1.4m 1.12% Added +3.1k +3,133
18 Southland Equity Partners LLC 0.39% of their portfolio WILDWOOD, MO 35,06135.1k $1.4m $1.4m 0.39% Reduced -231 -231
19 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 34,85034.9k $1.4m $1.4m 0.00% New
20 CENTAURUS FINANCIAL, INC. 0.09% of their portfolio ANAHEIM, CA 33,45933.5k $1.3m $1.3m 0.09% Reduced -844 -844
21 Strategic Blueprint, LLC 0.09% of their portfolio ATLANTA, GA 32,94732.9k $1.3m $1.3m 0.09% Added +8.9k +8,915
22 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 28,40028.4k $1.1m $1.1m 0.02% Unchanged
23 CoreCap Advisors, LLC 0.06% of their portfolio SOUTHFIELD, MI 28,13128.1k $1.1m $1.1m 0.06% Added +15.0k +14,958
24 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 26,93726.9k $1.1m $1.1m 0.00% Reduced -49.3k -49,279
25 Clear Point Advisors Inc. 0.85% of their portfolio MELVILLE, NY 25,93225.9k $1.0m $1.0m 0.85% Unchanged
26 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 25,71025.7k $1.0m $1.0m 0.00% Reduced -500 -500
27 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 23,42523.4k $937.9k $937.9k 0.00% Unchanged
28 Berkshire Money Management, Inc. 0.10% of their portfolio DALTON, MA 21,60421.6k $865.0k $865.0k 0.10% Unchanged
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 21,27521.3k $851.9k $851.9k 0.00% Reduced -5.6k -5,610
30 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 19,81419.8k $793.0k $793.0k 0.00% Reduced -1.3k -1,305
31 Bedel Financial Consulting, Inc. 0.12% of their portfolio INDIANAPOLIS, IN 19,80719.8k $793.1k $793.1k 0.12% Unchanged
32 DHJJ Financial Advisors, Ltd. 0.34% of their portfolio NAPERVILLE, IL 19,39019.4k $776.4k $776.4k 0.34% Reduced -11.8k -11,806
33 M Holdings Securities, Inc. 0.13% of their portfolio PORTLAND, OR 18,82018.8k $754.0k $754.0k 0.13% Unchanged
34 Stratos Wealth Advisors, LLC 0.04% of their portfolio BEACHWOOD, OH 16,72116.7k $669.5k $669.5k 0.04% Added +98 +98
35 XML Financial, LLC 0.07% of their portfolio BETHESDA, MD 16,38216.4k $655.9k $655.9k 0.07% Unchanged
36 Sugarloaf Wealth Management, LLC 0.13% of their portfolio DULUTH, GA 15,59815.6k $624.5k $624.5k 0.13% Unchanged
37 WPWealth LLP 0.15% of their portfolio FORT WORTH, TX 14,10014.1k $564.6k $564.6k 0.15% Unchanged
38 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 13,53013.5k $541.7k $541.7k 0.01% Reduced -13.5k -13,511
39 Castellan Group 0.27% of their portfolio LOUISVILLE, KY 13,40013.4k $536.5k $536.5k 0.27% New
40 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 13,39413.4k $536.3k $536.3k 0.02% Unchanged
41 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 12,56412.6k $503.1k $503.1k 0.02% New
42 City Center Advisors, LLC 0.58% of their portfolio TROY, MI 12,25412.3k $490.6k $490.6k 0.58% First filing
43 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 12,18512.2k $487.9k $487.9k 0.02% Added +4.4k +4,444
44 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 12,16612.2k $487.1k $487.1k 0.01% Reduced -102 -102
45 Arax Advisory Partners 0.05% of their portfolio NEW YORK, NY 11,01511.0k $441.0k $441.0k 0.05% Reduced -332 -332
46 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 9,8009.8k $392.4k $392.4k 0.01% Unchanged
47 Tradition Wealth Management, LLC 0.04% of their portfolio EDINA, MN 9,7989.8k $392.3k $392.3k 0.04% New
48 InterOcean Capital Group, LLC 0.01% of their portfolio NASHVILLE, TN 8,8508.8k $354.4k $354.4k 0.01% Unchanged
49 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 8,7138.7k $348.9k $348.9k 0.00% Unchanged
50 FSA Advisors, Inc. 0.37% of their portfolio TROY, MI 8,6098.6k $344.7k $344.7k 0.37% Reduced -38 -38
51 BECK CAPITAL MANAGEMENT, LLC 0.10% of their portfolio AUSTIN, TX 8,5078.5k $340.6k $340.6k 0.10% Reduced -307 -307
52 Outlook Wealth Advisors, LLC 0.10% of their portfolio SHENANDOAH, TX 8,2078.2k $328.6k $328.6k 0.10% Unchanged
53 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 8,1688.2k $327.0k $327.0k 0.01% Added +846 +846
54 Bright Futures Wealth Management, LLC. 0.17% of their portfolio WEBSTER, NY 14580, NY 7,6757.7k $319.0k $319.0k 0.17% First filing
55 Summit Wealth Partners, LLC 0.06% of their portfolio Orlando, FL 7,3277.3k $293.4k $293.4k 0.06% Unchanged
56 Beacon Financial Advisory LLC 0.14% of their portfolio CLEVELAND, OH 7,1357.1k $285.7k $285.7k 0.14% Unchanged
57 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 6,5996.6k $264.2k $264.2k 0.00% Reduced -2.7k -2,717
58 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 6,2156.2k $248.8k $248.8k 0.01% Unchanged
59 Fragasso Financial Advisors Inc 0.02% of their portfolio SEWICKLEY, PA 6,0536.1k $242.4k $242.4k 0.02% Unchanged
60 BCS Wealth Management 0.08% of their portfolio JOHNSON CITY, TN 6,0466.0k $242.0k $242.0k 0.08% Reduced -7.9k -7,940
61 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 6,0316.0k $241.5k $241.5k 0.00% Reduced -1.4k -1,359
62 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 5,9255.9k $207.2k $207.2k 0.01% New
63 Bellwether Advisors, LLC 0.05% of their portfolio LINCOLN, NE 5,9025.9k $236.3k $236.3k 0.05% Reduced -7.8k -7,770
64 Souders Financial Advisors 0.04% of their portfolio CINCINNATI, OH 5,8575.9k $234.5k $234.5k 0.04% New
65 Diligent Investors, LLC 0.06% of their portfolio REDLANDS, CA 5,7335.7k $229.5k $229.5k 0.06% Reduced -15 -15
66 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,5165.5k $220.9k $220.9k 0.00% Unchanged
67 Lantz Financial LLC 0.07% of their portfolio NAPERVILLE, IL 5,3085.3k $212.5k $212.5k 0.07% Unchanged
68 Keystone Wealth Services, LLC 0.07% of their portfolio PALM DESERT, CA 5,2695.3k $211.0k $211.0k 0.07% New
69 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 4,5024.5k $180.3k $180.3k 0.01% Unchanged
70 Orion Capital Management LLC 0.09% of their portfolio CORONADO, CA 4,3344.3k $173.5k $173.5k 0.09% Reduced -790 -790
71 Integrity Financial Corp /WA 0.11% of their portfolio JACKSON, WY 3,9223.9k $157.0k $157.0k 0.11% Unchanged
72 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,6973.7k $148.0k $148.0k 0.00% Reduced -3.1k -3,134
73 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 3,6933.7k $148.0k $148.0k 0.00% Unchanged
74 Castleview Partners, LLC 0.07% of their portfolio DALLAS, TX 3,1413.1k $125.8k $125.8k 0.07% Reduced -249 -249
75 Anfield Capital Management, LLC 0.03% of their portfolio IRVINE, CA 1,6001.6k $64.1k $64.1k 0.03% New
76 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,3561.4k $54.3k $54.3k 0.00% New
77 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 1,2501.2k $50.0k $50.0k 0.00% Unchanged
78 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 600600 $24.0k $24.0k 0.00% New
79 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 600600 $24.0k $24.0k 0.00% Unchanged
80 Continuum Advisory, LLC 0.00% of their portfolio EAGLE, ID 315315 $12.6k $12.6k 0.00% New
81 CWM, LLC 0.00% of their portfolio OMAHA, NE 234234 $9.0k $9.0k 0.00% New
82 Global Trust Asset Management, LLC 0.00% of their portfolio PALM BEACH GARDENS, FL 186186 $7.4k $7.4k 0.00% Unchanged
83 WealthShield Partners, LLC 0.00% of their portfolio CARY, NC 150150 $6.0k $6.0k 0.00% Unchanged
84 Cape Investment Advisory, Inc. 0.00% of their portfolio MCDONOUGH, GA 108108 $4.3k $4.3k 0.00% Added +8 +8
85 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 7070 $2.8k $2.8k 0.00% Unchanged
86 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 3535 $1.4k $1.4k 0.00% Reduced -35 -35
87 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged