Vault-13

INNOVATOR ETFS TRUST BAPR

US EQT BUFR APR · ETP · CUSIP 45782C888

83 institutional holders -2 vs Q2 2023
2,899,4702.9m shares reported held*
$101.4mreported value*
7 new 13 added 32 reduced 9 sold out net sold ≈ $18.8m (-538.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.97.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 59Q4 22: 61Q1 23: 66Q2 23: 85Q3 23: 8383Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202259
Q4 202261
Q1 202366
Q2 202385
Q3 202383

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 15 bought or addedQ4 22: 26 cut or sold outQ4 22Q1 23: 25 bought or addedQ1 23: 28 cut or sold outQ1 23Q2 23: 54 bought or addedQ2 23: 19 cut or sold outQ2 23Q3 23: 20 bought or addedQ3 23: 41 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221526
Q1 20232528
Q2 20235419
Q3 20232041

Biggest buyers

JANE STREET GROUP, LLC New +55,923+55.9k
Penserra Capital Management LLC Added +40,986+41.0k
M Holdings Securities, Inc. New +18,820+18.8k
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC Added +16,444+16.4k
OSAIC HOLDINGS, INC. Added +15,875+15.9k
TOWNSQUARE CAPITAL LLC Added +15,714+15.7k
OLD MISSION CAPITAL LLC Added +10,687+10.7k
LINCOLN NATIONAL CORP Added +10,664+10.7k
HighTower Advisors, LLC Added +8,504+8.5k
Snowden Capital Advisors LLC New +6,215+6.2k

Biggest sellers

Wealthquest Corp Reduced -351,349-351.3k
Brookstone Capital Management Reduced -195,855-195.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -93,028-93.0k
CITADEL ADVISORS LLC Sold out -29,483-29.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -20,846-20.8k
Steward Financial Group LLC Sold out -10,721-10.7k
Janney Montgomery Scott LLC Reduced -10,646-10.6k
BCGM Wealth Management, LLC Sold out -7,000-7.0k
Vantage Financial Partners, LLC Sold out -5,795-5.8k
WPWealth LLP Reduced -4,019-4.0k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 329,889329.9k $11.5m $11.5m 0.02% Added +761 +761
2 INTEGRAL INVESTMENT ADVISORS, INC. 5.62% of their portfolio TURLOCK, CA 229,737229.7k $8.0m $8.0m 5.62% Reduced -658 -658
3 RiverTree Advisors, LLC 5.58% of their portfolio WINTER PARK, FL 214,302214.3k $7.5m $7.5m 5.58% Reduced -2.5k -2,493
4 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 184,606184.6k $6.4m $6.4m 0.01% Added +8.5k +8,504
5 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 161,289161.3k $5.6m $5.6m 0.01% Added +15.9k +15,875
6 Penserra Capital Management LLC 0.10% of their portfolio ORINDA, CA 135,115135.1k $4.7m $4.7m 0.10% Added +41.0k +40,986
7 Valtinson Bruner Financial Planning LLC 2.01% of their portfolio NEW BRIGHTON, MN 105,237105.2k $3.7m $3.7m 2.01% Unchanged
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 100,659100.7k $3.5m $3.5m 0.00% Reduced -1.0k -1,028
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 97,74597.7k $3.4m $3.4m 0.00% Reduced -93.0k -93,028
10 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 80,29280.3k $2.8m $2.8m 0.01% Reduced -10.6k -10,646
11 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 61,64961.6k $2.2m $2.2m 0.01% Reduced -2.4k -2,409
12 LINCOLN NATIONAL CORP 0.04% of their portfolio RADNOR, PA 61,29961.3k $2.1m $2.1m 0.04% Added +10.7k +10,664
13 My Personal CFO, LLC 1.68% of their portfolio VANCOUVER, WA 59,40059.4k $2.1m $2.1m 1.68% Unchanged
14 Maltin Wealth Management, Inc. 1.38% of their portfolio RIDGEWOOD, NJ 56,36456.4k $2.0m $2.0m 1.38% Reduced -500 -500
15 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 55,92355.9k $2.0m $2.0m 0.00% New
16 Sunbelt Securities, Inc. 0.26% of their portfolio HOUSTON, TX 53,03053.0k $1.9m $1.9m 0.26% Unchanged
17 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.49% of their portfolio BLUE BELL, PA 51,73551.7k $1.8m $1.8m 0.49% Added +16.4k +16,444
18 Strategic Blueprint, LLC 0.14% of their portfolio ATLANTA, GA 42,45542.5k $1.5m $1.5m 0.14% Reduced -1.2k -1,157
19 CENTAURUS FINANCIAL, INC. 0.11% of their portfolio ANAHEIM, CA 36,13236.1k $1.3m $1.3m 0.11% Reduced -455 -455
20 Southland Equity Partners LLC 0.42% of their portfolio WILDWOOD, MO 35,29235.3k $1.2m $1.2m 0.42% Unchanged
21 DHJJ Financial Advisors, Ltd. 0.57% of their portfolio NAPERVILLE, IL 32,21132.2k $1.1m $1.1m 0.57% Reduced -1.1k -1,065
22 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 29,57029.6k $1.0m $1.0m 0.00% Reduced -230 -230
23 Spire Wealth Management 0.04% of their portfolio MCLEAN, VA 28,40028.4k $993.1k $993.1k 0.04% Reduced -1 -1
24 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 27,90127.9k $975.7k $975.7k 0.02% Reduced -420 -420
25 Bellwether Advisors, LLC 0.26% of their portfolio LINCOLN, NE 27,26727.3k $953.5k $953.5k 0.26% Added +2.9k +2,880
26 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 26,56526.6k $929.0k $929.0k 0.01% Reduced -557 -557
27 TOWNSQUARE CAPITAL LLC 0.02% of their portfolio Lehi, UT 24,59424.6k $860.0k $860.0k 0.02% Added +15.7k +15,714
28 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 24,47424.5k $855.9k $855.9k 0.01% Reduced -620 -620
29 Accuvest Global Advisors 0.46% of their portfolio PROVO, UT 23,76523.8k $831.0k $831.0k 0.46% Reduced -638 -638
30 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 23,42523.4k $819.2k $819.2k 0.00% Unchanged
31 Berkshire Money Management, Inc. 0.11% of their portfolio DALTON, MA 21,60421.6k $755.5k $755.5k 0.11% Unchanged
32 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 19,80719.8k $693.0k $693.0k 0.00% Reduced -827 -827
33 BEDEL FINANCIAL CONSULTING INC 0.14% of their portfolio INDIANAPOLIS, IN 19,80719.8k $692.6k $692.6k 0.14% First filing
34 Bedel Financial Consulting, Inc. 0.14% of their portfolio INDIANAPOLIS, IN 19,80719.8k $692.6k $692.6k 0.14% Unchanged
35 M Holdings Securities, Inc. 0.09% of their portfolio PORTLAND, OR 18,82018.8k $658.0k $658.0k 0.09% New
36 BCS Wealth Management 0.27% of their portfolio JOHNSON CITY, TN 18,28318.3k $639.0k $639.0k 0.27% Reduced -1.1k -1,118
37 SageView Advisory Group, LLC 0.04% of their portfolio Newport Beach, CA 17,96918.0k $628.4k $628.4k 0.04% Unchanged
38 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 16,85016.9k $589.2k $589.2k 0.02% Added +10.7k +10,687
39 Stratos Wealth Advisors, LLC 0.04% of their portfolio BEACHWOOD, OH 16,62316.6k $581.3k $581.3k 0.04% Unchanged
40 XML Financial, LLC 0.07% of their portfolio BETHESDA, MD 16,38216.4k $572.9k $572.9k 0.07% Unchanged
41 Sequoia Financial Advisors, LLC 0.01% of their portfolio Akron, OH 16,22516.2k $567.4k $567.4k 0.01% Unchanged
42 Sugarloaf Wealth Management, LLC 0.14% of their portfolio DULUTH, GA 15,59815.6k $545.5k $545.5k 0.14% Unchanged
43 Wealthquest Corp 0.07% of their portfolio CINCINNATI, OH 15,21715.2k $532.1k $532.1k 0.07% Reduced -351.3k -351,349
44 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 14,35114.4k $501.9k $501.9k 0.01% Added +3.1k +3,051
45 WPWealth LLP 0.19% of their portfolio FORT WORTH, TX 14,10014.1k $493.1k $493.1k 0.19% Reduced -4.0k -4,019
46 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 12,87112.9k $450.1k $450.1k 0.02% Reduced -1.6k -1,554
47 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 12,63412.6k $441.8k $441.8k 0.00% Added +125 +125
48 CoreCap Advisors, LLC 0.03% of their portfolio SOUTHFIELD, MI 12,43112.4k $434.7k $434.7k 0.03% Added +656 +656
49 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 12,32312.3k $430.9k $430.9k 0.02% Unchanged
50 Arax Advisory Partners 0.05% of their portfolio NEW YORK, NY 11,90111.9k $416.2k $416.2k 0.05% Reduced -66 -66
51 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 9,8009.8k $342.7k $342.7k 0.01% Reduced -1 -1
52 Summit Wealth Partners, LLC 0.09% of their portfolio Orlando, FL 9,6399.6k $337.1k $337.1k 0.09% Reduced -1.7k -1,734
53 BECK CAPITAL MANAGEMENT, LLC 0.13% of their portfolio AUSTIN, TX 9,3519.4k $327.0k $327.0k 0.13% Reduced -70 -70
54 InterOcean Capital Group, LLC 0.01% of their portfolio NASHVILLE, TN 8,8508.8k $309.5k $309.5k 0.01% Unchanged
55 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 8,5578.6k $299.2k $299.2k 0.00% Added +2.5k +2,498
56 Outlook Wealth Advisors, LLC 0.11% of their portfolio SHENANDOAH, TX 8,2078.2k $287.0k $287.0k 0.11% Unchanged
57 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 7,8237.8k $273.6k $273.6k 0.00% Reduced -20.8k -20,846
58 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 7,5487.5k $263.9k $263.9k 0.01% Reduced -195.9k -195,855
59 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 7,3907.4k $258.4k $258.4k 0.00% Reduced -729 -729
60 Beacon Financial Advisory LLC 0.14% of their portfolio CLEVELAND, OH 7,1357.1k $249.5k $249.5k 0.14% Reduced -1.1k -1,100
61 KFG WEALTH MANAGEMENT, LLC 0.13% of their portfolio GRANGER, IN 7,0427.0k $246.3k $246.3k 0.13% Unchanged
62 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 6,2156.2k $217.3k $217.3k 0.01% New
63 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 6,1876.2k $216.4k $216.4k 0.00% Reduced -800 -800
64 Fragasso Financial Advisors Inc 0.02% of their portfolio SEWICKLEY, PA 6,0536.1k $211.7k $211.7k 0.02% Unchanged
65 CRA Financial Services, LLC 0.06% of their portfolio NORTHFIELD, NJ 6,0236.0k $210.6k $210.6k 0.06% Unchanged
66 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 5,9255.9k $207.2k $207.2k 0.01% Unchanged
67 Diligent Investors, LLC 0.06% of their portfolio REDLANDS, CA 5,7485.7k $201.0k $201.0k 0.06% Unchanged
68 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,5165.5k $192.9k $192.9k 0.00% Unchanged
69 Orion Capital Management LLC 0.12% of their portfolio CORONADO, CA 5,1245.1k $179.2k $179.2k 0.12% New
70 Integrity Financial Corp /WA 0.12% of their portfolio JACKSON, WY 4,6754.7k $163.5k $163.5k 0.12% Unchanged
71 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 3,8923.9k $136.0k $136.0k 0.01% Unchanged
72 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,0063.0k $105.0k $105.0k 0.00% New
73 Balefire, LLC 0.03% of their portfolio DALLAS, TX 1,7971.8k $62.8k $62.8k 0.03% New
74 Castleview Partners, LLC 0.05% of their portfolio DALLAS, TX 1,6131.6k $56.4k $56.4k 0.05% Reduced -98 -98
75 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 1,2501.2k $43.7k $43.7k 0.01% Unchanged
76 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 600600 $21.0k $21.0k 0.00% Unchanged
77 Global Trust Asset Management, LLC 0.00% of their portfolio PALM BEACH GARDENS, FL 186186 $6.5k $6.5k 0.00% Unchanged
78 WealthShield Partners, LLC 0.00% of their portfolio CARY, NC 150150 $5.2k $5.2k 0.00% Unchanged
79 Cape Investment Advisory, Inc. 0.00% of their portfolio MCDONOUGH, GA 100100 $3.5k $3.5k 0.00% Unchanged
80 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 7070 $2.4k $2.4k 0.00% Reduced -70 -70
81 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 7070 $2.4k $2.4k 0.00% Unchanged
82 FMR LLC 0.00% of their portfolio BOSTON, MA 33 $105 $105 0.00% New
83 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged