Vault-13

INNOVATOR ETFS TRUST UJUL

US EQT ULTRA BF · ETP · CUSIP 45782C839

57 institutional holders +21 vs Q2 2023
4,863,9314.9m shares reported held*
$137.4mreported value*
24 new 16 added 2 reduced 5 sold out net bought ≈ $105.0m (+3.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($774.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.25.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 27Q4 22: 37Q1 23: 33Q2 23: 36Q3 23: 5757Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202227
Q4 202237
Q1 202333
Q2 202336
Q3 202357

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 19 bought or addedQ4 22: 12 cut or sold outQ4 22Q1 23: 11 bought or addedQ1 23: 22 cut or sold outQ1 23Q2 23: 14 bought or addedQ2 23: 17 cut or sold outQ2 23Q3 23: 40 bought or addedQ3 23: 7 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221912
Q1 20231122
Q2 20231417
Q3 2023407

Biggest buyers

MILESTONE ASSET MANAGEMENT, LLC New +1,050,298+1.1m
Foundations Investment Advisors, LLC New +1,026,907+1.0m
Brookstone Capital Management Added +438,426+438.4k
Delta Investment Management, LLC New +230,655+230.7k
RAYMOND JAMES & ASSOCIATES New +216,640+216.6k
MGO ONE SEVEN LLC New +144,566+144.6k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +125,676+125.7k
Allworth Financial LP Added +91,739+91.7k
COMMONWEALTH EQUITY SERVICES, LLC Added +71,374+71.4k
ENVESTNET ASSET MANAGEMENT INC Added +53,424+53.4k

Biggest sellers

OLD MISSION CAPITAL LLC Sold out -37,167-37.2k
OSAIC HOLDINGS, INC. Reduced -19,726-19.7k
Cetera Investment Advisers Sold out -15,755-15.8k
Arete Wealth Advisors, LLC Sold out -15,541-15.5k
CITADEL ADVISORS LLC Sold out -9,977-10.0k
COLDSTREAM CAPITAL MANAGEMENT INC Sold out -9,697-9.7k
Castleview Partners, LLC Reduced -376-376

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Brookstone Capital Management 13G · institution +16.0 pts · filed 2026-08-06 18.1% +16.0 pts 1.3m≈ $53.0m 2026-08-06

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MILESTONE ASSET MANAGEMENT, LLC 10.37% of their portfolio PITTSBURGH, PA 1,050,2981.1m $29.6m $29.6m 10.37% New
2 Foundations Investment Advisors, LLC 0.89% of their portfolio PHOENIX, AZ 1,026,9071.0m $29.0m $29.0m 0.89% New
3 Brookstone Capital Management 0.31% of their portfolio WHEATON, IL 504,184504.2k $14.3m $14.3m 0.31% Added +438.4k +438,426
4 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 254,807254.8k $7.2m $7.2m 0.00% Added +53.4k +53,424
5 Delta Investment Management, LLC 1.80% of their portfolio SAN FRANCISCO, CA 230,655230.7k $6.5m $6.5m 1.80% New
6 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 216,640216.6k $6.1m $6.1m 0.01% New
7 KICKSTAND VENTURES, LLC. 1.47% of their portfolio PITTSFORD, NY 167,671167.7k $4.7m $4.7m 1.47% First filing
8 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.60% of their portfolio Westlake, OH 161,884161.9k $4.6m $4.6m 0.60% Added +7.2k +7,185
9 MGO ONE SEVEN LLC 0.32% of their portfolio Beachwood, OH 144,566144.6k $4.1m $4.1m 0.32% New
10 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 125,676125.7k $3.5m $3.5m 0.01% New
11 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 107,664107.7k $3.0m $3.0m 0.01% Added +71.4k +71,374
12 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 96,59296.6k $2.7m $2.7m 0.00% Reduced -19.7k -19,726
13 Allworth Financial LP 0.02% of their portfolio FOLSOM, CA 91,74691.7k $2.6m $2.6m 0.02% Added +91.7k +91,739
14 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 73,24273.2k $2.1m $2.1m 0.01% Added +8.1k +8,113
15 CENTAURUS FINANCIAL, INC. 0.16% of their portfolio ANAHEIM, CA 64,96765.0k $1.8m $1.8m 0.16% Added +38.4k +38,387
16 Ameritas Advisory Services, LLC 0.07% of their portfolio Lincoln, NE 48,89448.9k $1.4m $1.4m 0.07% New
17 Comprehensive Financial Consultants Institutional, Inc. 0.72% of their portfolio Bloomington, IN 48,63748.6k $1.4m $1.4m 0.72% New
18 Archer Investment Corp 0.40% of their portfolio Carmel, IN 40,64340.6k $1.1m $1.1m 0.40% Added +24.4k +24,376
19 SageView Advisory Group, LLC 0.06% of their portfolio Newport Beach, CA 38,92438.9k $1.1m $1.1m 0.06% Added +22.3k +22,323
20 TOWNSQUARE CAPITAL LLC 0.02% of their portfolio Lehi, UT 32,96433.0k $930.6k $930.6k 0.02% Added +13.6k +13,568
21 Chicago Partners Investment Group LLC 0.05% of their portfolio CHICAGO, IL 32,64732.6k $915.2k $915.2k 0.05% Unchanged
22 BEDEL FINANCIAL CONSULTING INC 0.13% of their portfolio INDIANAPOLIS, IN 22,33622.3k $630.5k $630.5k 0.13% First filing
23 Bedel Financial Consulting, Inc. 0.13% of their portfolio INDIANAPOLIS, IN 22,33622.3k $630.5k $630.5k 0.13% Unchanged
24 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 20,19720.2k $570.2k $570.2k 0.00% New
25 KFG WEALTH MANAGEMENT, LLC 0.29% of their portfolio GRANGER, IN 19,20619.2k $542.2k $542.2k 0.29% Added +11.6k +11,621
26 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 17,94617.9k $506.6k $506.6k 0.00% New
27 WealthShield Partners, LLC 0.07% of their portfolio CARY, NC 17,62817.6k $497.6k $497.6k 0.07% New
28 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 0.00% of their portfolio Cincinnati, OH 17,50017.5k $494.0k $494.0k 0.00% New
29 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 15,70015.7k $443.2k $443.2k 0.02% Added +2.6k +2,600
30 ALTFEST L J & CO INC 0.06% of their portfolio NEW YORK, NY 13,52713.5k $382.0k $382.0k 0.06% Unchanged
31 Accurate Wealth Management, LLC 0.12% of their portfolio WESLEY CHAPEL, FL 13,43013.4k $383.4k $383.4k 0.12% New
32 RETIREMENT GUYS FORMULA LLC 0.26% of their portfolio MAUMEE, OH 13,09413.1k $369.6k $369.6k 0.26% Unchanged
33 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 12,42912.4k $351.0k $351.0k 0.00% Unchanged
34 CALTON & ASSOCIATES, INC. 0.59% of their portfolio Tampa, FL 12,04012.0k $405.7k $405.7k 0.59% New
35 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 11,46411.5k $323.6k $323.6k 0.00% Unchanged
36 HBW ADVISORY SERVICES LLC 0.06% of their portfolio SIMI VALLEY, CA 10,50010.5k $296.0k $296.0k 0.06% New
37 Berger Financial Group, Inc 0.03% of their portfolio PLYMOUTH, MN 10,03310.0k $283.2k $283.2k 0.03% New
38 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 9,7109.7k $274.0k $274.0k 0.00% New
39 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 9,5139.5k $268.6k $268.6k 0.01% Added +1.0k +1,035
40 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 9,3929.4k $265.1k $265.1k 0.00% Added +518 +518
41 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 9,2489.2k $261.1k $261.1k 0.00% Added +208 +208
42 SMITH SHELLNUT WILSON LLC /ADV 0.13% of their portfolio Ridgeland, MS 7,5317.5k $212.6k $212.6k 0.13% Unchanged
43 Stone House Investment Management, LLC 0.07% of their portfolio TUNKHANNOCK, PA 6,7436.7k $190.4k $190.4k 0.07% New
44 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,8484.8k $136.9k $136.9k 0.00% New
45 Castleview Partners, LLC 0.12% of their portfolio DALLAS, TX 4,7844.8k $135.1k $135.1k 0.12% Reduced -376 -376
46 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,8693.9k $109.0k $109.0k 0.00% New
47 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,5003.5k $98.8k $98.8k 0.00% Unchanged
48 Sugarloaf Wealth Management, LLC 0.02% of their portfolio DULUTH, GA 3,3583.4k $94.8k $94.8k 0.02% Unchanged
49 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 3,0003.0k $84.7k $84.7k 0.01% Unchanged
50 DHJJ Financial Advisors, Ltd. 0.03% of their portfolio NAPERVILLE, IL 1,9902.0k $56.2k $56.2k 0.03% New
51 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,7391.7k $49.0k $49.0k 0.00% New
52 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,1741.2k $33.1k $33.1k 0.00% Added +863 +863
53 Cornerstone Planning Group LLC 0.01% of their portfolio FAIRFIELD, NJ 667667 $18.8k $18.8k 0.01% New
54 Authentikos Wealth Advisory, LLC 0.01% of their portfolio MORGAN HILL, CA 474474 $13.4k $13.4k 0.01% New
55 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 176176 $5.0k $5.0k 0.00% Unchanged
56 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 7171 $2.0k $2.0k 0.00% Unchanged
57 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged