Vault-13

INNOVATOR ETFS TRUST UOCT

US EQTY ULTRA B · ETP · CUSIP 45782C821

79 institutional holders +0 vs Q1 2025
2,770,1892.8m shares reported held*
$102.0mreported value*
10 new 21 added 34 reduced 9 sold out net sold ≈ $91.4m (-2.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $36.81.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 37Q4 22: 52Q1 23: 51Q2 23: 51Q3 23: 42Q4 23: 57Q1 24: 58Q2 24: 62Q3 24: 60Q4 24: 80Q1 25: 79Q2 25: 7979Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202237
Q4 202252
Q1 202351
Q2 202351
Q3 202342
Q4 202357
Q1 202458
Q2 202462
Q3 202460
Q4 202480
Q1 202579
Q2 202579

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 23: 10 bought or addedQ3 23: 32 cut or sold outQ4 23: 31 bought or addedQ4 23: 12 cut or sold outQ4 23Q1 24: 19 bought or addedQ1 24: 28 cut or sold outQ2 24: 18 bought or addedQ2 24: 29 cut or sold outQ2 24Q3 24: 21 bought or addedQ3 24: 30 cut or sold outQ4 24: 48 bought or addedQ4 24: 18 cut or sold outQ4 24Q1 25: 28 bought or addedQ1 25: 35 cut or sold outQ2 25: 31 bought or addedQ2 25: 43 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20231032
Q4 20233112
Q1 20241928
Q2 20241829
Q3 20242130
Q4 20244818
Q1 20252835
Q2 20253143

Biggest buyers

Wood Tarver Financial Group, LLC Added +37,265+37.3k
Orion Porfolio Solutions, LLC Added +25,369+25.4k
CWM, LLC Added +24,415+24.4k
FOUNDERS FINANCIAL SECURITIES LLC New +21,185+21.2k
OSAIC HOLDINGS, INC. Added +17,270+17.3k
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors Added +14,021+14.0k
Savvy Advisors, Inc. New +9,555+9.6k
OLD MISSION CAPITAL LLC Added +9,020+9.0k
GTS SECURITIES LLC New +7,643+7.6k
Triad Wealth Partners, LLC New +6,054+6.1k

Biggest sellers

Brookstone Capital Management Reduced -1,528,361-1.5m
Talon Private Wealth, LLC Reduced -935,214-935.2k
Encompass More Asset Management Reduced -39,990-40.0k
Fermata Advisors, LLC Sold out -32,144-32.1k
KFG WEALTH MANAGEMENT, LLC Reduced -17,563-17.6k
IHT Wealth Management, LLC Reduced -17,259-17.3k
Sovran Advisors, LLC Sold out -14,219-14.2k
Kestra Advisory Services, LLC Reduced -12,605-12.6k
Arkadios Wealth Advisors Sold out -10,034-10.0k
NOVUS ADVISORS, LLC Sold out -9,582-9.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (2.0%, 2026-05-04)

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 359,421359.4k $13.2m $13.2m 0.00% Added +3.1k +3,125
2 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 325,958326.0k $12.0m $12.0m 0.02% Reduced -1.0k -1,031
3 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.49% of their portfolio Westlake, OH 203,379203.4k $7.5m $7.5m 0.49% Added +14.0k +14,021
4 Encompass More Asset Management 1.10% of their portfolio Danville, CA 127,859127.9k $4.7m $4.7m 1.10% Reduced -40.0k -39,990
5 CWM, LLC 0.01% of their portfolio OMAHA, NE 111,576111.6k $4.1m $4.1m 0.01% Added +24.4k +24,415
6 IHT Wealth Management, LLC 0.09% of their portfolio Chicago, IL 92,51192.5k $3.4m $3.4m 0.09% Reduced -17.3k -17,259
7 Advisory Services Network, LLC 0.05% of their portfolio ATLANTA, GA 86,88486.9k $3.2m $3.2m 0.05% Unchanged
8 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 71,25271.3k $2.6m $2.6m 0.00% Added +17.3k +17,270
9 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 67,08367.1k $2.5m $2.5m 0.01% Reduced -12.6k -12,605
10 KFG WEALTH MANAGEMENT, LLC 0.39% of their portfolio GRANGER, IN 66,33166.3k $2.4m $2.4m 0.39% Reduced -17.6k -17,563
11 ASHTON THOMAS SECURITIES, LLC 0.56% of their portfolio ROCHESTER, NY 63,38563.4k $2.3m $2.3m 0.56% Reduced -73 -73
12 IMG Wealth Management, Inc. 1.76% of their portfolio JACKSONVILLE, FL 61,87761.9k $2.3m $2.3m 1.76% Added +796 +796
13 Brookstone Capital Management 0.03% of their portfolio WHEATON, IL 57,36857.4k $2.1m $2.1m 0.03% Reduced -1.5m -1,528,361
14 Donald L. Hagan, LLC 0.98% of their portfolio Sarasota, FL 53,55553.6k $2.0m $2.0m 0.98% Reduced -762 -762
15 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 52,95653.0k $1.9m $1.9m 0.01% Added +1.4k +1,399
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 49,62649.6k $1.8m $1.8m 0.00% Reduced -5.3k -5,347
17 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 47,45547.5k $1.7m $1.7m 0.00% Added +2.5k +2,488
18 CENTRAL VALLEY ADVISORS, LLC 0.59% of their portfolio SACRAMENTO, CA 47,40747.4k $1.7m $1.7m 0.59% Reduced -1.4k -1,439
19 Wood Tarver Financial Group, LLC 0.51% of their portfolio BOISE, ID 46,48446.5k $1.7m $1.7m 0.51% Added +37.3k +37,265
20 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 45,01545.0k $1.7m $1.7m 0.00% Reduced -26 -26
21 SageView Advisory Group, LLC 0.06% of their portfolio Newport Beach, CA 43,48943.5k $1.6m $1.6m 0.06% Added +3.0k +3,034
22 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 42,83642.8k $1.6m $1.6m 0.01% Added +25.4k +25,369
23 Bedel Financial Consulting, Inc. 0.19% of their portfolio INDIANAPOLIS, IN 37,12437.1k $1.4m $1.4m 0.19% Reduced -421 -421
24 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 34,92334.9k $1.3m $1.3m 0.00% Reduced -1.3k -1,343
25 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 29,36429.4k $1.1m $1.1m 0.03% Added +9.0k +9,020
26 Berger Financial Group, Inc 0.07% of their portfolio PLYMOUTH, MN 28,08428.1k $1.0m $1.0m 0.07% Unchanged
27 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 25,40725.4k $935.0k $935.0k 0.00% Reduced -5.6k -5,572
28 Betterment LLC 0.00% of their portfolio NEW YORK, NY 25,39325.4k $934.0k $934.0k 0.00% Added +3.0k +2,964
29 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 25,31625.3k $931.2k $931.2k 0.01% Reduced -3.3k -3,264
30 Compass Advisory Group LLC 0.29% of their portfolio MELVILLE, NY 25,13625.1k $924.5k $924.5k 0.29% Reduced -140 -140
31 Kellett Wealth Advisors, LLC 0.53% of their portfolio CINCINNATI, OH 21,98622.0k $808.7k $808.7k 0.53% Reduced -5.5k -5,544
32 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 21,82721.8k $802.8k $802.8k 0.02% Reduced -3.5k -3,530
33 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 21,76121.8k $800.4k $800.4k 0.03% Added +1 +1
34 FOUNDERS FINANCIAL SECURITIES LLC 0.06% of their portfolio TOWSON, MD 21,18521.2k $779.2k $779.2k 0.06% New
35 WEDBUSH SECURITIES INC 0.03% of their portfolio PASADENA, CA 19,57019.6k $720.0k $720.0k 0.03% Unchanged
36 Vantage Point Financial LLC 0.30% of their portfolio LISLE, IL 18,59018.6k $683.8k $683.8k 0.30% Added +687 +687
37 CENTAURUS FINANCIAL, INC. 0.04% of their portfolio ANAHEIM, CA 18,57718.6k $683.0k $683.0k 0.04% Reduced -842 -842
38 MTM FINANCIAL GROUP, LLC 0.35% of their portfolio BETHLEHEM, PA 17,54317.5k $645.3k $645.3k 0.35% Reduced -85 -85
39 WorthPointe, LLC 0.24% of their portfolio La Jolla, CA 15,82415.8k $582.0k $582.0k 0.24% Reduced -74 -74
40 City Center Advisors, LLC 0.56% of their portfolio TROY, MI 14,24814.2k $524.1k $524.1k 0.56% Reduced -1.1k -1,109
41 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 13,38113.4k $492.2k $492.2k 0.01% Reduced -1.5k -1,467
42 Talon Private Wealth, LLC 0.06% of their portfolio THE VILLAGES, FL 12,70212.7k $467.2k $467.2k 0.06% Reduced -935.2k -935,214
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,24312.2k $450.3k $450.3k 0.00% Reduced -5.4k -5,434
44 Long Island Wealth Management, Inc. 0.23% of their portfolio MELVILLE, NY 12,04612.0k $443.1k $443.1k 0.23% Reduced -5.5k -5,550
45 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 10,78510.8k $397.0k $397.0k 0.00% Added +1.0k +1,000
46 MONEY CONCEPTS CAPITAL CORP 0.03% of their portfolio PALM BEACH GARDENS, FL 10,54810.5k $388.0k $388.0k 0.03% Reduced -1.9k -1,874
47 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 10,00010.0k $367.8k $367.8k 0.00% Unchanged
48 Savvy Advisors, Inc. 0.02% of their portfolio NEW YORK, NY 9,5559.6k $351.4k $351.4k 0.02% New
49 Strategic Blueprint, LLC 0.02% of their portfolio ATLANTA, GA 9,4239.4k $346.6k $346.6k 0.02% Unchanged
50 Capital Investment Advisory Services, LLC 0.03% of their portfolio RALEIGH, NC 8,5888.6k $315.9k $315.9k 0.03% Reduced -762 -762
51 Atlantic Private Wealth, LLC 0.21% of their portfolio CHAPEL HILL, NC 8,5788.6k $315.5k $315.5k 0.21% Unchanged
52 Trek Financial, LLC 0.02% of their portfolio Scottsdale, AZ 8,3448.3k $306.9k $306.9k 0.02% Reduced -3.5k -3,544
53 Arete Wealth Advisors, LLC 0.02% of their portfolio CHICAGO, IL 7,7417.7k $285.0k $285.0k 0.02% Reduced -1.0k -1,014
54 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 7,6437.6k $281.1k $281.1k 0.01% New
55 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 7,5197.5k $278.2k $278.2k 0.00% Unchanged
56 Beacon Financial Advisory LLC 0.07% of their portfolio CLEVELAND, OH 7,3877.4k $271.7k $271.7k 0.07% Unchanged
57 CREATIVE FINANCIAL DESIGNS INC /ADV 0.02% of their portfolio KOKOMO, IN 6,1006.1k $224.4k $224.4k 0.02% Unchanged
58 ROTHSCHILD INVESTMENT LLC 0.01% of their portfolio CHICAGO, IL 6,0556.1k $222.7k $222.7k 0.01% Unchanged
59 Triad Wealth Partners, LLC 0.04% of their portfolio LAWRENCE, KS 6,0546.1k $222.7k $222.7k 0.04% New
60 CONTINUUM WEALTH ADVISORS, LLC 0.10% of their portfolio SARATOGA SPRINGS, NY 5,7475.7k $211.4k $211.4k 0.10% New
61 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 5,6455.6k $208.0k $208.0k 0.00% New
62 Retirement Planning Group, LLC 0.01% of their portfolio LEAWOOD, KS 5,5875.6k $205.5k $205.5k 0.01% New
63 Financial Network Wealth Advisors LLC 0.21% of their portfolio MURRAY, UT 4,5934.6k $168.9k $168.9k 0.21% Added +1.1k +1,136
64 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 4,1214.1k $151.6k $151.6k 0.01% Added +994 +994
65 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 3,8813.9k $142.7k $142.7k 0.00% Added +1.3k +1,251
66 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 3,4543.5k $127.0k $127.0k 0.01% Reduced -2.6k -2,575
67 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 3,2503.2k $119.5k $119.5k 0.00% New
68 GUARDIAN WEALTH ADVISORS, LLC / NC 0.01% of their portfolio RALEIGH, NC 3,2503.2k $119.5k $119.5k 0.01% New
69 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,8472.8k $104.8k $104.8k 0.00% Unchanged
70 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,7771.8k $65.4k $65.4k 0.00% New
71 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,6981.7k $62.5k $62.5k 0.00% Added +582 +582
72 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1,4221.4k $52.3k $52.3k 0.00% Added +1.3k +1,307
73 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,0001.0k $36.0k $36.0k 0.00% Added +500 +500
74 WealthShield Partners, LLC 0.00% of their portfolio CARY, NC 888888 $32.7k $32.7k 0.00% Reduced -894 -894
75 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 430430 $15.8k $15.8k 0.00% Unchanged
76 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 241241 $8.9k $8.9k 0.00% Reduced -121 -121
77 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 100100 $3.7k $3.7k 0.00% Reduced -500 -500
78 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $25 $25 0.00% Unchanged
79 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged