Vault-13

INNOVATOR ETFS TRUST POCT

US EQTY PWR BUF · ETP · CUSIP 45782C797

170 institutional holders +2 vs Q4 2023
15,199,17315.2m shares reported held*
$569.8mreported value*
15 new 22 added 73 reduced 15 sold out net sold ≈ $61.7m (-1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $37.49.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 108Q4 22: 146Q1 23: 147Q2 23: 136Q3 23: 128Q4 23: 168Q1 24: 170170Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022108
Q4 2022146
Q1 2023147
Q2 2023136
Q3 2023128
Q4 2023168
Q1 2024170

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 113 bought or addedQ4 22: 24 cut or sold outQ4 22Q1 23: 36 bought or addedQ1 23: 77 cut or sold outQ1 23Q2 23: 21 bought or addedQ2 23: 87 cut or sold outQ2 23Q3 23: 48 bought or addedQ3 23: 66 cut or sold outQ3 23Q4 23: 108 bought or addedQ4 23: 32 cut or sold outQ4 23Q1 24: 37 bought or addedQ1 24: 88 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202211324
Q1 20233677
Q2 20232187
Q3 20234866
Q4 202310832
Q1 20243788

Biggest buyers

JPMORGAN CHASE & CO New +176,720+176.7k
Cetera Investment Advisers Added +153,947+153.9k
Kestra Advisory Services, LLC Added +104,074+104.1k
Penserra Capital Management LLC Added +68,764+68.8k
Elmwood Wealth Management, Inc. Added +58,995+59.0k
Motiv8 Investments LLC Added +50,970+51.0k
RFG Advisory, LLC New +50,496+50.5k
LPL Financial LLC Added +46,182+46.2k
JANE STREET GROUP, LLC New +26,495+26.5k
CoreCap Advisors, LLC Added +24,193+24.2k

Biggest sellers

Brookstone Capital Management Reduced -721,213-721.2k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -336,366-336.4k
TOWNSQUARE CAPITAL LLC Reduced -267,743-267.7k
BROWN WEALTH MANAGEMENT, LLC Reduced -207,616-207.6k
Cambridge Investment Research Advisors, Inc. Reduced -186,128-186.1k
Raymond James Financial Services Advisors, Inc. Reduced -106,400-106.4k
Cetera Advisor Networks LLC Sold out -100,610-100.6k
Cetera Advisors LLC Sold out -63,171-63.2k
OSAIC HOLDINGS, INC. Reduced -57,758-57.8k
ALLIANCEBERNSTEIN L.P. Reduced -53,598-53.6k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Stuart Chaussee & Associates, Inc. 28.11% of their portfolio BEVERLY HILLS, CA 2,607,5352.6m $97.8m $97.8m 28.11% Reduced -15.6k -15,556
2 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 1,576,6901.6m $59.1m $59.1m 0.02% Reduced -53.6k -53,598
3 Penserra Capital Management LLC 0.42% of their portfolio ORINDA, CA 901,227901.2k $33.8m $33.8m 0.42% Added +68.8k +68,764
4 Global Strategic Investment Solutions, LLC 3.81% of their portfolio Scottsdale, AZ 869,893869.9k $32.6m $32.6m 3.81% Reduced -42.2k -42,205
5 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 610,543610.5k $22.9m $22.9m 0.04% Reduced -336.4k -336,366
6 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 445,228445.2k $16.7m $16.7m 0.04% Reduced -57.8k -57,758
7 Forvis Mazars Wealth Advisors, LLC 0.32% of their portfolio Springfield, MO 335,631335.6k $12.6m $12.6m 0.32% Reduced -3.4k -3,430
8 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 317,647317.6k $11.9m $11.9m 0.02% Reduced -106.4k -106,400
9 STEPHENS INC /AR/ 0.15% of their portfolio LITTLE ROCK, AR 266,512266.5k $10.0m $10.0m 0.15% Reduced -1.6k -1,550
10 Kestra Advisory Services, LLC 0.06% of their portfolio AUSTIN, TX 250,635250.6k $9.4m $9.4m 0.06% Added +104.1k +104,074
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 219,270219.3k $8.2m $8.2m 0.00% Added +46.2k +46,182
12 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 207,153207.2k $7.8m $7.8m 0.01% Reduced -17.5k -17,528
13 Motiv8 Investments LLC 5.96% of their portfolio PORT ST. LUCIE, FL 204,584204.6k $7.7m $7.7m 5.96% Added +51.0k +50,970
14 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 203,364203.4k $7.6m $7.6m 0.03% Reduced -342 -342
15 Trek Financial, LLC 0.57% of their portfolio Scottsdale, AZ 191,767191.8k $7.2m $7.2m 0.57% Reduced -3.0k -3,026
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 190,780190.8k $7.2m $7.2m 0.00% Reduced -9.1k -9,141
17 Brookstone Capital Management 0.13% of their portfolio WHEATON, IL 186,570186.6k $7.0m $7.0m 0.13% Reduced -721.2k -721,213
18 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 183,590183.6k $6.9m $6.9m 0.02% Reduced -2.2k -2,212
19 WPWealth LLP 1.76% of their portfolio FORT WORTH, TX 181,962182.0k $6.8m $6.8m 1.76% Reduced -43.7k -43,712
20 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 176,720176.7k $6.6m $6.6m 0.00% New
21 AA Financial Advisors, LLC 2.64% of their portfolio Columbus, OH 174,267174.3k $6.5m $6.5m 2.64% Reduced -220 -220
22 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 173,514173.5k $6.5m $6.5m 0.03% Reduced -186.1k -186,128
23 Beacon Pointe Advisors, LLC 0.07% of their portfolio NEWPORT BEACH, CA 170,507170.5k $6.4m $6.4m 0.07% Reduced -22.8k -22,772
24 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 170,232170.2k $6.4m $6.4m 0.02% Added +153.9k +153,947
25 Strategic Wealth Partners Group, LLC 0.69% of their portfolio DEERFIELD, IL 166,626166.6k $6.2m $6.2m 0.69% Reduced -4.5k -4,539
26 Valtinson Bruner Financial Planning LLC 2.44% of their portfolio NEW BRIGHTON, MN 152,476152.5k $5.7m $5.7m 2.44% Reduced -2.1k -2,121
27 InterOcean Capital Group, LLC 0.12% of their portfolio NASHVILLE, TN 137,895137.9k $5.2m $5.2m 0.12% Unchanged
28 Cresset Asset Management, LLC 0.02% of their portfolio Chicago, IL 129,723129.7k $4.9m $4.9m 0.02% Reduced -404 -404
29 CoreCap Advisors, LLC 0.25% of their portfolio SOUTHFIELD, MI 123,625123.6k $4.6m $4.6m 0.25% Added +24.2k +24,193
30 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 121,490121.5k $4.6m $4.6m 0.01% Added +8.7k +8,656
31 CreativeOne Wealth, LLC 0.16% of their portfolio OVERLAND PARK, KS 109,524109.5k $4.1m $4.1m 0.16% Added +3.0k +2,962
32 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 105,514105.5k $4.0m $4.0m 0.01% Reduced -2.3k -2,267
33 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.81% of their portfolio BLUE BELL, PA 101,105101.1k $3.8m $3.8m 0.81% Reduced -2.0k -1,957
34 Pillar Wealth Advisors, LLC 2.85% of their portfolio WESTTOWN, PA 100,723100.7k $3.8m $3.8m 2.85% Reduced -100 -100
35 Sugar Maple Asset Management, LLC 3.49% of their portfolio SISTER BAY, WI 96,50196.5k $3.6m $3.6m 3.49% First filing
36 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 89,56989.6k $3.4m $3.4m 0.01% Unchanged
37 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 87,46687.5k $3.3m $3.3m 0.01% Added +3.8k +3,750
38 KFG WEALTH MANAGEMENT, LLC 1.34% of their portfolio GRANGER, IN 86,92286.9k $3.3m $3.3m 1.34% Added +1.1k +1,065
39 LINCOLN NATIONAL CORP 0.05% of their portfolio RADNOR, PA 81,12481.1k $3.0m $3.0m 0.05% Added +8.7k +8,723
40 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 79,13779.1k $3.0m $3.0m 0.03% Reduced -37.9k -37,942
41 Elmwood Wealth Management, Inc. 1.27% of their portfolio BERKELEY, CA 79,12579.1k $3.0m $3.0m 1.27% Added +59.0k +58,995
42 TOWNSQUARE CAPITAL LLC 0.04% of their portfolio Lehi, UT 70,67470.7k $2.6m $2.6m 0.04% Reduced -267.7k -267,743
43 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 65,72965.7k $2.5m $2.5m 0.03% Reduced -8.7k -8,697
44 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 65,72965.7k $2.5m $2.5m 0.03% Reduced -8.7k -8,697
45 MTM FINANCIAL GROUP, LLC 1.62% of their portfolio BETHLEHEM, PA 65,11965.1k $2.4m $2.4m 1.62% Added +275 +275
46 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 63,62863.6k $2.4m $2.4m 0.01% Reduced -8.8k -8,832
47 BCS Wealth Management 0.74% of their portfolio JOHNSON CITY, TN 61,33361.3k $2.3m $2.3m 0.74% Reduced -891 -891
48 WEALTH ALLIANCE, LLC 0.29% of their portfolio MELLVILLE, NY 59,51659.5k $2.2m $2.2m 0.29% Unchanged
49 Three Seasons Wealth, LLC 1.55% of their portfolio SALT LAKE CITY, UT 59,10059.1k $2.2m $2.2m 1.55% Unchanged
50 Cape Investment Advisory, Inc. 0.90% of their portfolio MCDONOUGH, GA 51,32051.3k $1.9m $1.9m 0.90% Reduced -1.6k -1,550
51 Outlook Wealth Advisors, LLC 0.58% of their portfolio SHENANDOAH, TX 50,52150.5k $1.9m $1.9m 0.58% Added +200 +200
52 RFG Advisory, LLC 0.06% of their portfolio BIRMINGHAM, AL 50,49650.5k $1.9m $1.9m 0.06% New
53 Diligent Investors, LLC 0.47% of their portfolio REDLANDS, CA 49,88749.9k $1.9m $1.9m 0.47% Reduced -500 -500
54 Southland Equity Partners LLC 0.52% of their portfolio WILDWOOD, MO 49,47349.5k $1.9m $1.9m 0.52% Added +8.1k +8,078
55 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 47,08647.1k $1.8m $1.8m 0.00% Reduced -6.3k -6,302
56 CORRADO ADVISORS, LLC 1.11% of their portfolio RAMSEY, NJ 44,95345.0k $1.7m $1.7m 1.11% Reduced -1.5k -1,483
57 Sigma Planning Corp 0.05% of their portfolio ANN ARBOR, MI 43,77343.8k $1.6m $1.6m 0.05% Reduced -8.0k -7,991
58 ARS Wealth Advisors Group, LLC 0.22% of their portfolio St. Petersburg, FL 42,87942.9k $1.6m $1.6m 0.22% Unchanged
59 RETIREMENT INCOME SOLUTIONS, INC 0.36% of their portfolio ANN ARBOR, MI 42,43442.4k $1.6m $1.6m 0.36% Reduced -1.3k -1,325
60 Capital Analysts, LLC 0.07% of their portfolio FORT WASHINGTON, PA 42,18542.2k $1.6m $1.6m 0.07% Reduced -683 -683
61 Bedel Financial Consulting, Inc. 0.24% of their portfolio INDIANAPOLIS, IN 41,43941.4k $1.6m $1.6m 0.24% Reduced -253 -253
62 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 41,06241.1k $1.5m $1.5m 0.00% Unchanged
63 CENTAURUS FINANCIAL, INC. 0.10% of their portfolio ANAHEIM, CA 39,67339.7k $1.5m $1.5m 0.10% Reduced -3.0k -3,025
64 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 38,75738.8k $1.5m $1.5m 0.02% Reduced -51.1k -51,110
65 Sugarloaf Wealth Management, LLC 0.29% of their portfolio DULUTH, GA 36,74136.7k $1.4m $1.4m 0.29% Unchanged
66 IFP Advisors, Inc 0.06% of their portfolio TAMPA, FL 35,48635.5k $1.3m $1.3m 0.06% Unchanged
67 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 32,30032.3k $1.2m $1.2m 0.01% Reduced -1.3k -1,297
68 BROWN WEALTH MANAGEMENT, LLC 0.49% of their portfolio NAPERVILLE, IL 31,68631.7k $1.2m $1.2m 0.49% Reduced -207.6k -207,616
69 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.12% of their portfolio ORLANDO, FL 31,63731.6k $1.2m $1.2m 0.12% Unchanged
70 AXXCESS WEALTH MANAGEMENT, LLC 0.03% of their portfolio CARLSBAD, CA 31,00031.0k $1.2m $1.2m 0.03% Unchanged
71 Epic Trust Investment Advisors, LLC 1.40% of their portfolio RICHLAND, WA 30,20230.2k $1.1m $1.1m 1.40% Unchanged
72 Patriot Financial Group Insurance Agency, LLC 0.18% of their portfolio Westborough, MA 29,90729.9k $1.1m $1.1m 0.18% Reduced -290 -290
73 Castle Rock Wealth Management, LLC 0.30% of their portfolio WALNUT CREEK, CA 29,23129.2k $1.1m $1.1m 0.30% Unchanged
74 Orion Capital Management LLC 0.55% of their portfolio CORONADO, CA 27,58827.6k $1.0m $1.0m 0.55% Unchanged
75 First Commonwealth Financial Corp /PA/ 0.27% of their portfolio Indiana, PA 26,73126.7k $1.0m $1.0m 0.27% Unchanged
76 Focus Financial Network, Inc. 0.05% of their portfolio MINNEAPOLIS, MN 26,63826.6k $988.8k $988.8k 0.05% First filing
77 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 26,49526.5k $993.3k $993.3k 0.00% New
78 Valmark Advisers, Inc. 0.02% of their portfolio AKRON, OH 26,38026.4k $989.0k $989.0k 0.02% Unchanged
79 CITY HOLDING CO 0.14% of their portfolio CHARLESTON, WV 24,88224.9k $932.6k $932.6k 0.14% Reduced -1.3k -1,290
80 Cornerstone Wealth Group, LLC 0.09% of their portfolio HUNTERSVILLE, NC 24,57424.6k $921.3k $921.3k 0.09% Added +3.4k +3,431
81 Bellwether Advisors, LLC 0.20% of their portfolio LINCOLN, NE 24,08024.1k $902.8k $902.8k 0.20% Unchanged
82 Beacon Financial Advisory LLC 0.44% of their portfolio CLEVELAND, OH 24,01224.0k $900.2k $900.2k 0.44% Unchanged
83 NICOLET BANKSHARES INC 0.22% of their portfolio GREEN BAY, WI 23,81823.8k $892.9k $892.9k 0.22% New
84 WorthPointe, LLC 0.45% of their portfolio La Jolla, CA 23,70723.7k $888.8k $888.8k 0.45% Unchanged
85 Strategic Blueprint, LLC 0.06% of their portfolio ATLANTA, GA 23,43523.4k $878.6k $878.6k 0.06% Reduced -928 -928
86 FSA Advisors, Inc. 0.94% of their portfolio TROY, MI 23,39923.4k $877.2k $877.2k 0.94% Reduced -126 -126
87 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 22,90022.9k $858.5k $858.5k 0.01% Unchanged
88 U.S. Capital Wealth Advisors, LLC 0.03% of their portfolio AUSTIN, TX 22,36122.4k $838.3k $838.3k 0.03% Reduced -3.9k -3,870
89 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 20,75820.8k $778.2k $778.2k 0.01% Reduced -620 -620
90 SageView Advisory Group, LLC 0.04% of their portfolio Newport Beach, CA 19,63719.6k $745.8k $745.8k 0.04% Added +2.8k +2,806
91 Sound View Wealth Advisors Group, LLC 0.08% of their portfolio SAVANNAH, GA 19,46219.5k $729.6k $729.6k 0.08% Reduced -2.4k -2,430
92 CYPRESS FINANCIAL PLANNING LLC 0.32% of their portfolio HADDON HEIGHTS, NJ 18,58218.6k $696.6k $696.6k 0.32% Added +4.1k +4,054
93 Fragasso Financial Advisors Inc 0.06% of their portfolio SEWICKLEY, PA 18,49018.5k $693.2k $693.2k 0.06% Unchanged
94 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 17,75017.8k $665.4k $665.4k 0.01% Reduced -17.1k -17,100
95 THOROUGHBRED FINANCIAL SERVICES, LLC 0.06% of their portfolio BRENTWOOD, TN 17,27217.3k $647.0k $647.0k 0.06% Reduced -1.8k -1,815
96 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.05% of their portfolio CEDAR RAPIDS, IA 17,07017.1k $640.0k $640.0k 0.05% Unchanged
97 Weaver Capital Management LLC 0.22% of their portfolio SUWANEE, GA 16,62616.6k $623.3k $623.3k 0.22% Reduced -14 -14
98 Clay Northam Wealth Management, LLC 0.49% of their portfolio HUNTINGTON BEACH, CA 16,15816.2k $605.8k $605.8k 0.49% Unchanged
99 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 15,48915.5k $580.7k $580.7k 0.03% Added +894 +894
100 AdvisorNet Financial, Inc 0.05% of their portfolio MINNETONKA, MN 14,16314.2k $531.0k $531.0k 0.05% Reduced -400 -400