Vault-13

INNOVATOR ETFS TRUST POCT

US EQTY PWR BUF · ETP · CUSIP 45782C797

168 institutional holders +40 vs Q3 2023
16,737,57716.7m shares reported held*
$604.7mreported value*
37 new 71 added 27 reduced 5 sold out net bought ≈ $241.2m (+6.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $36.13.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 108Q4 22: 146Q1 23: 147Q2 23: 136Q3 23: 128Q4 23: 168168Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022108
Q4 2022146
Q1 2023147
Q2 2023136
Q3 2023128
Q4 2023168

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 113 bought or addedQ4 22: 24 cut or sold outQ4 22Q1 23: 36 bought or addedQ1 23: 77 cut or sold outQ1 23Q2 23: 21 bought or addedQ2 23: 87 cut or sold outQ2 23Q3 23: 48 bought or addedQ3 23: 66 cut or sold outQ3 23Q4 23: 108 bought or addedQ4 23: 32 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202211324
Q1 20233677
Q2 20232187
Q3 20234866
Q4 202310832

Biggest buyers

Stuart Chaussee & Associates, Inc. New +2,623,091+2.6m
Global Strategic Investment Solutions, LLC Added +700,704+700.7k
COMMONWEALTH EQUITY SERVICES, LLC Added +343,958+344.0k
Cambridge Investment Research Advisors, Inc. Added +298,240+298.2k
TOWNSQUARE CAPITAL LLC Added +246,842+246.8k
Brookstone Capital Management Added +231,202+231.2k
BROWN WEALTH MANAGEMENT, LLC Added +227,381+227.4k
Strategic Wealth Partners Group, LLC New +171,165+171.2k
Penserra Capital Management LLC Added +154,990+155.0k
OSAIC HOLDINGS, INC. Added +145,239+145.2k

Biggest sellers

ALLIANCEBERNSTEIN L.P. Reduced -252,812-252.8k
Elmwood Wealth Management, Inc. Reduced -51,840-51.8k
AVANTAX ADVISORY SERVICES, INC. Reduced -27,039-27.0k
AMERICAN ASSET MANAGEMENT INC. Reduced -23,655-23.7k
Forvis Mazars Wealth Advisors, LLC Reduced -22,744-22.7k
JONES FINANCIAL COMPANIES LLLP Sold out -19,883-19.9k
Requisite Capital Management, LLC Sold out -14,020-14.0k
WPWealth LLP Reduced -12,320-12.3k
Berkshire Money Management, Inc. Sold out -10,675-10.7k
Ameritas Advisory Services, LLC Sold out -10,545-10.5k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Stuart Chaussee & Associates, Inc. 27.65% of their portfolio BEVERLY HILLS, CA 2,623,0912.6m $94.7m $94.7m 27.65% New
2 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 1,630,2881.6m $58.9m $58.9m 0.02% Reduced -252.8k -252,812
3 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 946,909946.9k $34.2m $34.2m 0.06% Added +344.0k +343,958
4 Global Strategic Investment Solutions, LLC 4.07% of their portfolio Scottsdale, AZ 912,098912.1k $32.9m $32.9m 4.07% Added +700.7k +700,704
5 Brookstone Capital Management 0.64% of their portfolio WHEATON, IL 907,783907.8k $32.8m $32.8m 0.64% Added +231.2k +231,202
6 Penserra Capital Management LLC 0.57% of their portfolio ORINDA, CA 832,463832.5k $30.1m $30.1m 0.57% Added +155.0k +154,990
7 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 502,986503.0k $18.2m $18.2m 0.03% Added +145.2k +145,239
8 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 424,047424.0k $15.3m $15.3m 0.02% Added +137.1k +137,114
9 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 359,642359.6k $13.0m $13.0m 0.06% Added +298.2k +298,240
10 Forvis Mazars Wealth Advisors, LLC 0.34% of their portfolio Springfield, MO 339,061339.1k $12.2m $12.2m 0.34% Reduced -22.7k -22,744
11 TOWNSQUARE CAPITAL LLC 0.21% of their portfolio Lehi, UT 338,417338.4k $12.2m $12.2m 0.21% Added +246.8k +246,842
12 STEPHENS INC /AR/ 0.17% of their portfolio LITTLE ROCK, AR 268,062268.1k $9.7m $9.7m 0.17% Added +3.8k +3,821
13 BROWN WEALTH MANAGEMENT, LLC 3.82% of their portfolio NAPERVILLE, IL 239,302239.3k $8.6m $8.6m 3.82% Added +227.4k +227,381
14 WPWealth LLP 2.52% of their portfolio FORT WORTH, TX 225,674225.7k $8.2m $8.2m 2.52% Reduced -12.3k -12,320
15 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 224,681224.7k $8.1m $8.1m 0.01% Added +81.2k +81,156
16 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 203,706203.7k $7.4m $7.4m 0.03% Added +126.8k +126,813
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 199,921199.9k $7.2m $7.2m 0.00% Added +10.5k +10,467
18 Trek Financial, LLC 0.61% of their portfolio Scottsdale, AZ 194,793194.8k $7.0m $7.0m 0.61% Added +18.2k +18,244
19 Beacon Pointe Advisors, LLC 0.08% of their portfolio NEWPORT BEACH, CA 193,279193.3k $7.0m $7.0m 0.08% Added +67.1k +67,093
20 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 185,802185.8k $6.7m $6.7m 0.02% Reduced -4.3k -4,278
21 AA Financial Advisors, LLC 4.19% of their portfolio Columbus, OH 174,487174.5k $6.3m $6.3m 4.19% First filing
22 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 173,088173.1k $6.3m $6.3m 0.00% Added +76.0k +76,050
23 Strategic Wealth Partners Group, LLC 0.78% of their portfolio DEERFIELD, IL 171,165171.2k $6.2m $6.2m 0.78% New
24 Valtinson Bruner Financial Planning LLC 2.87% of their portfolio NEW BRIGHTON, MN 154,597154.6k $5.6m $5.6m 2.87% Reduced -630 -630
25 Motiv8 Investments LLC 4.96% of their portfolio PORT ST. LUCIE, FL 153,614153.6k $5.5m $5.5m 4.96% First filing
26 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 146,561146.6k $5.3m $5.3m 0.04% Added +84.9k +84,913
27 InterOcean Capital Group, LLC 0.13% of their portfolio NASHVILLE, TN 137,895137.9k $5.0m $5.0m 0.13% Added +2.3k +2,325
28 Cresset Asset Management, LLC 0.03% of their portfolio Chicago, IL 130,127130.1k $4.7m $4.7m 0.03% Added +64.7k +64,662
29 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 117,079117.1k $4.3m $4.3m 0.04% Added +98.8k +98,769
30 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 112,834112.8k $4.1m $4.1m 0.01% Added +16.2k +16,208
31 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 107,781107.8k $3.9m $3.9m 0.01% Added +6.3k +6,283
32 CreativeOne Wealth, LLC 0.25% of their portfolio OVERLAND PARK, KS 106,562106.6k $3.8m $3.8m 0.25% Added +72.6k +72,557
33 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.89% of their portfolio BLUE BELL, PA 103,062103.1k $3.7m $3.7m 0.89% Added +61 +61
34 Pillar Wealth Advisors, LLC 2.81% of their portfolio WESTTOWN, PA 100,823100.8k $3.6m $3.6m 2.81% Reduced -41 -41
35 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 100,610100.6k $3.6m $3.6m 0.02% Added +33.3k +33,316
36 CoreCap Advisors, LLC 0.23% of their portfolio SOUTHFIELD, MI 99,43299.4k $3.6m $3.6m 0.23% Added +6.5k +6,520
37 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 89,86789.9k $3.3m $3.3m 0.02% Added +16.3k +16,281
38 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 89,56989.6k $3.2m $3.2m 0.01% Added +89.2k +89,179
39 KFG WEALTH MANAGEMENT, LLC 1.41% of their portfolio GRANGER, IN 85,85785.9k $3.1m $3.1m 1.41% Added +49.9k +49,859
40 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 83,71683.7k $3.0m $3.0m 0.01% Added +16.6k +16,591
41 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 74,42674.4k $2.7m $2.7m 0.03% New
42 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 74,42674.4k $2.7m $2.7m 0.03% New
43 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 72,46072.5k $2.6m $2.6m 0.01% New
44 LINCOLN NATIONAL CORP 0.05% of their portfolio RADNOR, PA 72,40172.4k $2.6m $2.6m 0.05% Added +17.3k +17,310
45 MTM FINANCIAL GROUP, LLC 1.71% of their portfolio BETHLEHEM, PA 64,84464.8k $2.3m $2.3m 1.71% Added +7.3k +7,327
46 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 63,17163.2k $2.3m $2.3m 0.03% Added +29.8k +29,796
47 BCS Wealth Management 0.83% of their portfolio JOHNSON CITY, TN 62,22462.2k $2.2m $2.2m 0.83% Added +14.6k +14,637
48 WEALTH ALLIANCE, LLC 0.30% of their portfolio MELLVILLE, NY 59,51659.5k $2.1m $2.1m 0.30% Unchanged
49 Three Seasons Wealth, LLC 1.88% of their portfolio SALT LAKE CITY, UT 59,10059.1k $2.1m $2.1m 1.88% New
50 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 53,38853.4k $1.9m $1.9m 0.00% Added +37.3k +37,323
51 Cape Investment Advisory, Inc. 0.93% of their portfolio MCDONOUGH, GA 52,87052.9k $1.9m $1.9m 0.93% Added +17.6k +17,600
52 Sigma Planning Corp 0.15% of their portfolio ANN ARBOR, MI 51,76451.8k $1.9m $1.9m 0.15% New
53 Diligent Investors, LLC 0.50% of their portfolio REDLANDS, CA 50,38750.4k $1.8m $1.8m 0.50% Added +17.0k +17,000
54 Outlook Wealth Advisors, LLC 0.64% of their portfolio SHENANDOAH, TX 50,32150.3k $1.8m $1.8m 0.64% Added +22.0k +22,005
55 CORRADO ADVISORS, LLC 1.37% of their portfolio RAMSEY, NJ 46,43646.4k $1.7m $1.7m 1.37% New
56 RETIREMENT INCOME SOLUTIONS, INC 0.39% of their portfolio ANN ARBOR, MI 43,75943.8k $1.6m $1.6m 0.39% Added +4.9k +4,866
57 ARS Wealth Advisors Group, LLC 0.23% of their portfolio St. Petersburg, FL 42,87942.9k $1.5m $1.5m 0.23% Reduced -2.0k -1,983
58 Capital Analysts, LLC 0.08% of their portfolio FORT WASHINGTON, PA 42,86842.9k $1.5m $1.5m 0.08% Added +411 +411
59 CENTAURUS FINANCIAL, INC. 0.12% of their portfolio ANAHEIM, CA 42,69842.7k $1.5m $1.5m 0.12% Added +22.1k +22,087
60 Bedel Financial Consulting, Inc. 0.28% of their portfolio INDIANAPOLIS, IN 41,69241.7k $1.5m $1.5m 0.28% Unchanged
61 Southland Equity Partners LLC 0.47% of their portfolio WILDWOOD, MO 41,39541.4k $1.5m $1.5m 0.47% Added +800 +800
62 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 41,06241.1k $1.5m $1.5m 0.00% Added +9.1k +9,117
63 Sugarloaf Wealth Management, LLC 0.32% of their portfolio DULUTH, GA 36,74136.7k $1.3m $1.3m 0.32% Added +1.3k +1,326
64 IFP Advisors, Inc 0.06% of their portfolio TAMPA, FL 35,48635.5k $1.3m $1.3m 0.06% Added +11.0k +10,983
65 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 34,85034.9k $1.3m $1.3m 0.02% Added +21.3k +21,280
66 MAI Capital Management 0.02% of their portfolio INDEPENDENCE, OH 33,59733.6k $1.2m $1.2m 0.02% Added +23.4k +23,372
67 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.15% of their portfolio ORLANDO, FL 31,63731.6k $1.1m $1.1m 0.15% New
68 AXXCESS WEALTH MANAGEMENT, LLC 0.03% of their portfolio CARLSBAD, CA 31,00031.0k $1.1m $1.1m 0.03% Added +300 +300
69 Epic Trust Investment Advisors, LLC 1.46% of their portfolio RICHLAND, WA 30,20230.2k $1.1m $1.1m 1.46% Reduced -275 -275
70 Patriot Financial Group Insurance Agency, LLC 0.21% of their portfolio Westborough, MA 30,19730.2k $1.1m $1.1m 0.21% Added +8.1k +8,115
71 Castle Rock Wealth Management, LLC 0.32% of their portfolio WALNUT CREEK, CA 29,23129.2k $1.0m $1.0m 0.32% Added +5.6k +5,575
72 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 28,64728.6k $1.0m $1.0m 0.03% New
73 FOCUS FINANCIAL NETWORK INC /ADV 0.04% of their portfolio Minneapolis, MN 27,78627.8k $1.0m $1.0m 0.04% First filing
74 Orion Capital Management LLC 0.59% of their portfolio CORONADO, CA 27,58827.6k $996.5k $996.5k 0.59% Added +5.4k +5,404
75 First Commonwealth Financial Corp /PA/ 0.30% of their portfolio Indiana, PA 26,73126.7k $965.5k $965.5k 0.30% Added +4.6k +4,555
76 Valmark Advisers, Inc. 0.02% of their portfolio AKRON, OH 26,38026.4k $952.8k $952.8k 0.02% Added +651 +651
77 U.S. Capital Wealth Advisors, LLC 0.04% of their portfolio AUSTIN, TX 26,23126.2k $947.5k $947.5k 0.04% Reduced -2.7k -2,697
78 CITY HOLDING CO 0.15% of their portfolio CHARLESTON, WV 26,17226.2k $945.1k $945.1k 0.15% Reduced -1.9k -1,918
79 Strategic Blueprint, LLC 0.07% of their portfolio ATLANTA, GA 24,36324.4k $880.0k $880.0k 0.07% Reduced -1.7k -1,668
80 Bellwether Advisors, LLC 0.21% of their portfolio LINCOLN, NE 24,08024.1k $869.8k $869.8k 0.21% Unchanged
81 Beacon Financial Advisory LLC 0.42% of their portfolio CLEVELAND, OH 24,01224.0k $867.3k $867.3k 0.42% Reduced -920 -920
82 WorthPointe, LLC 0.44% of their portfolio La Jolla, CA 23,70723.7k $856.3k $856.3k 0.44% Added +9.9k +9,906
83 FSA Advisors, Inc. 1.05% of their portfolio TROY, MI 23,52523.5k $849.7k $849.7k 1.05% First filing
84 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 22,90022.9k $827.1k $827.1k 0.01% Added +5.0k +5,000
85 Sound View Wealth Advisors Group, LLC 0.09% of their portfolio SAVANNAH, GA 21,89221.9k $790.7k $790.7k 0.09% Reduced -146 -146
86 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 21,37821.4k $772.2k $772.2k 0.01% Reduced -27.0k -27,039
87 Cornerstone Wealth Group, LLC 0.11% of their portfolio HUNTERSVILLE, NC 21,14321.1k $763.7k $763.7k 0.11% Reduced -4.2k -4,211
88 Elmwood Wealth Management, Inc. 0.51% of their portfolio BERKELEY, CA 20,13020.1k $727.1k $727.1k 0.51% Reduced -51.8k -51,840
89 THOROUGHBRED FINANCIAL SERVICES, LLC 0.06% of their portfolio BRENTWOOD, TN 19,08719.1k $689.0k $689.0k 0.06% New
90 Fragasso Financial Advisors Inc 0.06% of their portfolio SEWICKLEY, PA 18,49018.5k $667.9k $667.9k 0.06% Added +2.4k +2,359
91 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.06% of their portfolio CEDAR RAPIDS, IA 17,07017.1k $616.6k $616.6k 0.06% Added +5.0k +4,975
92 SageView Advisory Group, LLC 0.03% of their portfolio Newport Beach, CA 16,83116.8k $617.9k $617.9k 0.03% Unchanged
93 Weaver Capital Management LLC 0.24% of their portfolio SUWANEE, GA 16,64016.6k $601.0k $601.0k 0.24% First filing
94 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 16,28516.3k $588.2k $588.2k 0.00% Reduced -8.0k -7,977
95 Clay Northam Wealth Management, LLC 0.52% of their portfolio HUNTINGTON BEACH, CA 16,15816.2k $583.6k $583.6k 0.52% Added +600 +600
96 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 14,59514.6k $527.2k $527.2k 0.03% Added +1.5k +1,500
97 AdvisorNet Financial, Inc 0.05% of their portfolio MINNETONKA, MN 14,56314.6k $526.0k $526.0k 0.05% Added +783 +783
98 CYPRESS FINANCIAL PLANNING LLC 0.47% of their portfolio HADDON HEIGHTS, NJ 14,52814.5k $521.3k $521.3k 0.47% Reduced -3.5k -3,463
99 Long Island Wealth Management, Inc. 0.36% of their portfolio MELVILLE, NY 13,92513.9k $503.0k $503.0k 0.36% First filing
100 Arax Advisory Partners 0.05% of their portfolio NEW YORK, NY 13,05613.1k $471.6k $471.6k 0.05% Added +1.8k +1,767