Vault-13

INNOVATOR ETFS TRUST POCT

US EQTY PWR BUF · ETP · CUSIP 45782C797

128 institutional holders -8 vs Q2 2023
9,758,0689.8m shares reported held*
$331.4mreported value*
10 new 38 added 48 reduced 18 sold out net bought ≈ $467.6k (+7.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.96.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 108Q4 22: 146Q1 23: 147Q2 23: 136Q3 23: 128128Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022108
Q4 2022146
Q1 2023147
Q2 2023136
Q3 2023128

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 113 bought or addedQ4 22: 24 cut or sold outQ4 22Q1 23: 36 bought or addedQ1 23: 77 cut or sold outQ1 23Q2 23: 21 bought or addedQ2 23: 87 cut or sold outQ2 23Q3 23: 48 bought or addedQ3 23: 66 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202211324
Q1 20233677
Q2 20232187
Q3 20234866

Biggest buyers

Brookstone Capital Management Added +352,466+352.5k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +190,080+190.1k
HighTower Advisors, LLC Added +121,549+121.5k
OSAIC HOLDINGS, INC. Added +94,759+94.8k
WPWealth LLP Added +90,841+90.8k
Penserra Capital Management LLC Added +70,560+70.6k
TOWNSQUARE CAPITAL LLC Added +70,137+70.1k
Cresset Asset Management, LLC New +65,465+65.5k
LPL Financial LLC Added +48,845+48.8k
ARS Wealth Advisors Group, LLC New +44,862+44.9k

Biggest sellers

ALLIANCEBERNSTEIN L.P. Reduced -519,642-519.6k
STEPHENS INC /AR/ Reduced -182,755-182.8k
Cambridge Investment Research Advisors, Inc. Reduced -110,266-110.3k
LINCOLN NATIONAL CORP Reduced -64,710-64.7k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -55,928-55.9k
CITADEL ADVISORS LLC Sold out -55,743-55.7k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -44,889-44.9k
Advisory Alpha, LLC Sold out -36,415-36.4k
OLD MISSION CAPITAL LLC Sold out -34,604-34.6k
Keystone Wealth Services, LLC Sold out -28,000-28.0k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALLIANCEBERNSTEIN L.P. 0.03% of their portfolio NASHVILLE, TN 1,883,1001.9m $64.0m $64.0m 0.03% Reduced -519.6k -519,642
2 Penserra Capital Management LLC 0.48% of their portfolio ORINDA, CA 677,473677.5k $23.0m $23.0m 0.48% Added +70.6k +70,560
3 Brookstone Capital Management 0.50% of their portfolio WHEATON, IL 676,581676.6k $23.0m $23.0m 0.50% Added +352.5k +352,466
4 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 602,951603.0k $20.5m $20.5m 0.04% Reduced -55.9k -55,928
5 Forvis Mazars Wealth Advisors, LLC 0.37% of their portfolio Springfield, MO 361,805361.8k $12.3m $12.3m 0.37% Added +19.4k +19,372
6 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 357,747357.7k $12.1m $12.1m 0.02% Added +94.8k +94,759
7 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 286,933286.9k $9.7m $9.7m 0.02% Added +21.1k +21,124
8 STEPHENS INC /AR/ 0.17% of their portfolio LITTLE ROCK, AR 264,241264.2k $9.0m $9.0m 0.17% Reduced -182.8k -182,755
9 WPWealth LLP 3.09% of their portfolio FORT WORTH, TX 237,994238.0k $8.1m $8.1m 3.09% Added +90.8k +90,841
10 Global Strategic Investment Solutions, LLC 0.92% of their portfolio Scottsdale, AZ 211,394211.4k $7.2m $7.2m 0.92% Reduced -6.0k -6,010
11 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 190,080190.1k $6.5m $6.5m 0.02% New
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 189,454189.5k $6.4m $6.4m 0.00% Added +14.2k +14,188
13 Trek Financial, LLC 0.55% of their portfolio Scottsdale, AZ 176,549176.5k $6.0m $6.0m 0.55% Reduced -1.8k -1,762
14 Valtinson Bruner Financial Planning LLC 2.88% of their portfolio NEW BRIGHTON, MN 155,227155.2k $5.3m $5.3m 2.88% Reduced -2.7k -2,658
15 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 143,525143.5k $4.9m $4.9m 0.01% Added +121.5k +121,549
16 InterOcean Capital Group, LLC 0.14% of their portfolio NASHVILLE, TN 135,570135.6k $4.6m $4.6m 0.14% Reduced -15.7k -15,655
17 Beacon Pointe Advisors, LLC 0.05% of their portfolio NEWPORT BEACH, CA 126,186126.2k $4.3m $4.3m 0.05% Added +18.7k +18,741
18 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.94% of their portfolio BLUE BELL, PA 103,001103.0k $3.5m $3.5m 0.94% Reduced -20.5k -20,478
19 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 101,498101.5k $3.4m $3.4m 0.01% Reduced -12.8k -12,757
20 Pillar Wealth Advisors, LLC 2.96% of their portfolio WESTTOWN, PA 100,864100.9k $3.4m $3.4m 2.96% Reduced -13.9k -13,883
21 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 97,03897.0k $3.3m $3.3m 0.00% Added +48.8k +48,845
22 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 96,62696.6k $3.3m $3.3m 0.01% Added +43.3k +43,304
23 CoreCap Advisors, LLC 0.23% of their portfolio SOUTHFIELD, MI 92,91292.9k $3.2m $3.2m 0.23% Added +31.1k +31,097
24 TOWNSQUARE CAPITAL LLC 0.06% of their portfolio Lehi, UT 91,57591.6k $3.1m $3.1m 0.06% Added +70.1k +70,137
25 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 76,89376.9k $2.6m $2.6m 0.01% Added +17.4k +17,446
26 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 73,58673.6k $2.5m $2.5m 0.01% Reduced -9.1k -9,057
27 Elmwood Wealth Management, Inc. 1.18% of their portfolio BERKELEY, CA 71,97072.0k $2.4m $2.4m 1.18% Reduced -13.8k -13,815
28 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 67,29467.3k $2.3m $2.3m 0.01% Added +24.4k +24,371
29 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 67,12567.1k $2.3m $2.3m 0.01% Added +1.3k +1,290
30 Cresset Asset Management, LLC 0.02% of their portfolio Chicago, IL 65,46565.5k $2.2m $2.2m 0.02% New
31 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 61,64861.6k $2.1m $2.1m 0.02% Reduced -5.5k -5,473
32 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 61,40261.4k $2.1m $2.1m 0.01% Reduced -110.3k -110,266
33 WEALTH ALLIANCE, LLC 0.32% of their portfolio MELLVILLE, NY 59,51659.5k $2.0m $2.0m 0.32% Added +5.9k +5,885
34 MTM FINANCIAL GROUP, LLC 1.63% of their portfolio BETHLEHEM, PA 57,51757.5k $2.0m $2.0m 1.63% Reduced -3.1k -3,145
35 Steward Financial Group LLC 0.61% of their portfolio COLLEYVILLE, TX 56,20856.2k $1.9m $1.9m 0.61% Reduced -822 -822
36 LINCOLN NATIONAL CORP 0.04% of their portfolio RADNOR, PA 55,09155.1k $1.9m $1.9m 0.04% Reduced -64.7k -64,710
37 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 48,41748.4k $1.6m $1.6m 0.02% Added +6.0k +6,025
38 BCS Wealth Management 0.67% of their portfolio JOHNSON CITY, TN 47,58747.6k $1.6m $1.6m 0.67% Reduced -5.7k -5,747
39 ARS Wealth Advisors Group, LLC 0.25% of their portfolio St. Petersburg, FL 44,86244.9k $1.5m $1.5m 0.25% New
40 Capital Analysts, LLC 0.08% of their portfolio FORT WASHINGTON, PA 42,45742.5k $1.4m $1.4m 0.08% Added +29.9k +29,896
41 BEDEL FINANCIAL CONSULTING INC 0.29% of their portfolio INDIANAPOLIS, IN 41,69241.7k $1.4m $1.4m 0.29% First filing
42 Bedel Financial Consulting, Inc. 0.29% of their portfolio INDIANAPOLIS, IN 41,69241.7k $1.4m $1.4m 0.29% Unchanged
43 Southland Equity Partners LLC 0.47% of their portfolio WILDWOOD, MO 40,59540.6k $1.4m $1.4m 0.47% Added +3.5k +3,482
44 RETIREMENT INCOME SOLUTIONS, INC 0.37% of their portfolio ANN ARBOR, MI 38,89338.9k $1.3m $1.3m 0.37% Reduced -1.3k -1,320
45 KFG WEALTH MANAGEMENT, LLC 0.66% of their portfolio GRANGER, IN 35,99836.0k $1.2m $1.2m 0.66% Added +4.6k +4,635
46 Sugarloaf Wealth Management, LLC 0.30% of their portfolio DULUTH, GA 35,41535.4k $1.2m $1.2m 0.30% Unchanged
47 Cape Investment Advisory, Inc. 0.68% of their portfolio MCDONOUGH, GA 35,27035.3k $1.2m $1.2m 0.68% Added +3.2k +3,240
48 CreativeOne Wealth, LLC 0.08% of their portfolio OVERLAND PARK, KS 34,00534.0k $1.2m $1.2m 0.08% Added +15.5k +15,477
49 Diligent Investors, LLC 0.35% of their portfolio REDLANDS, CA 33,38733.4k $1.1m $1.1m 0.35% Reduced -1.4k -1,400
50 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 33,37533.4k $1.1m $1.1m 0.02% Added +2.1k +2,073
51 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 31,94531.9k $1.1m $1.1m 0.01% Reduced -755 -755
52 AXXCESS WEALTH MANAGEMENT, LLC 0.04% of their portfolio CARLSBAD, CA 30,70030.7k $1.0m $1.0m 0.04% Unchanged
53 AMERICAN ASSET MANAGEMENT INC. 1.75% of their portfolio Boca Raton, FL 30,61530.6k $1.0m $1.0m 1.75% Unchanged
54 Epic Trust Investment Advisors, LLC 1.63% of their portfolio RICHLAND, WA 30,47730.5k $1.0m $1.0m 1.63% Unchanged
55 U.S. Capital Wealth Advisors, LLC 0.04% of their portfolio AUSTIN, TX 28,92828.9k $982.4k $982.4k 0.04% Reduced -26.4k -26,418
56 Outlook Wealth Advisors, LLC 0.37% of their portfolio SHENANDOAH, TX 28,31628.3k $961.6k $961.6k 0.37% New
57 CITY HOLDING CO 0.17% of their portfolio CHARLESTON, WV 28,09028.1k $953.7k $953.7k 0.17% Reduced -7.3k -7,350
58 Focus Financial Network, Inc. 0.05% of their portfolio MINNEAPOLIS, MN 28,01528.0k $951.4k $951.4k 0.05% Added +808 +808
59 Strategic Blueprint, LLC 0.08% of their portfolio ATLANTA, GA 26,03126.0k $884.0k $884.0k 0.08% Added +4.5k +4,466
60 Valmark Advisers, Inc. 0.02% of their portfolio AKRON, OH 25,72925.7k $873.8k $873.8k 0.02% Unchanged
61 Cornerstone Wealth Group, LLC 0.15% of their portfolio HUNTERSVILLE, NC 25,35425.4k $861.0k $861.0k 0.15% Reduced -1.1k -1,084
62 Beacon Financial Advisory LLC 0.47% of their portfolio CLEVELAND, OH 24,93224.9k $846.7k $846.7k 0.47% Reduced -5.8k -5,825
63 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 24,50324.5k $832.1k $832.1k 0.04% Reduced -23.3k -23,325
64 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 24,26224.3k $823.9k $823.9k 0.01% Reduced -1.4k -1,390
65 Bellwether Advisors, LLC 0.22% of their portfolio LINCOLN, NE 24,08024.1k $817.8k $817.8k 0.22% Reduced -285 -285
66 Castle Rock Wealth Management, LLC 0.27% of their portfolio WALNUT CREEK, CA 23,65623.7k $804.1k $804.1k 0.27% Added +13.1k +13,056
67 Orion Capital Management LLC 0.49% of their portfolio CORONADO, CA 22,18422.2k $753.4k $753.4k 0.49% Reduced -1.1k -1,098
68 First Commonwealth Financial Corp /PA/ 0.25% of their portfolio Indiana, PA 22,17622.2k $753.1k $753.1k 0.25% Reduced -210 -210
69 Patriot Financial Group Insurance Agency, LLC 0.16% of their portfolio Westborough, MA 22,08222.1k $749.9k $749.9k 0.16% Added +1.8k +1,826
70 Sound View Wealth Advisors Group, LLC 0.09% of their portfolio SAVANNAH, GA 22,03822.0k $748.4k $748.4k 0.09% Reduced -2.1k -2,057
71 CENTAURUS FINANCIAL, INC. 0.06% of their portfolio ANAHEIM, CA 20,61120.6k $700.0k $700.0k 0.06% Reduced -360 -360
72 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 19,88319.9k $675.2k $675.2k 0.00% New
73 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 18,31018.3k $621.8k $621.8k 0.01% Unchanged
74 CYPRESS FINANCIAL PLANNING LLC 0.35% of their portfolio HADDON HEIGHTS, NJ 17,99118.0k $611.0k $611.0k 0.35% Added +177 +177
75 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 17,90017.9k $607.9k $607.9k 0.01% Reduced -78 -78
76 SageView Advisory Group, LLC 0.03% of their portfolio Newport Beach, CA 16,83116.8k $571.6k $571.6k 0.03% Reduced -17.0k -17,000
77 Fragasso Financial Advisors Inc 0.06% of their portfolio SEWICKLEY, PA 16,13116.1k $547.8k $547.8k 0.06% Added +3.3k +3,300
78 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 16,06516.1k $545.6k $545.6k 0.00% Reduced -506 -506
79 Clay Northam Wealth Management, LLC 0.52% of their portfolio HUNTINGTON BEACH, CA 15,55815.6k $528.4k $528.4k 0.52% Unchanged
80 Requisite Capital Management, LLC 0.12% of their portfolio DALLAS, TX 14,02014.0k $476.1k $476.1k 0.12% New
81 WorthPointe, LLC 0.29% of their portfolio La Jolla, CA 13,80113.8k $468.7k $468.7k 0.29% Unchanged
82 AdvisorNet Financial, Inc 0.04% of their portfolio MINNETONKA, MN 13,78013.8k $468.0k $468.0k 0.04% Added +368 +368
83 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 13,57013.6k $460.8k $460.8k 0.01% Reduced -378 -378
84 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 13,09513.1k $444.7k $444.7k 0.03% Unchanged
85 Nikulski Financial, Inc. 0.18% of their portfolio BETTENDORF, IA 12,57512.6k $427.0k $427.0k 0.18% Reduced -125 -125
86 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio CEDAR RAPIDS, IA 12,09512.1k $410.7k $410.7k 0.04% Reduced -14.5k -14,517
87 Compass Advisory Group LLC 0.21% of their portfolio MELVILLE, NY 12,06212.1k $409.6k $409.6k 0.21% Reduced -1.0k -1,040
88 Betterment LLC 0.00% of their portfolio NEW YORK, NY 12,02812.0k $408.0k $408.0k 0.00% Added +656 +656
89 WCG Wealth Advisors LLC 0.03% of their portfolio LAS VEGAS, NV 11,92211.9k $405.0k $405.0k 0.03% New
90 BROWN WEALTH MANAGEMENT, LLC 0.19% of their portfolio NAPERVILLE, IL 11,92111.9k $404.8k $404.8k 0.19% Reduced -6.7k -6,700
91 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 11,91111.9k $404.5k $404.5k 0.02% Added +730 +730
92 Retirement Planning Group, LLC 0.04% of their portfolio LEAWOOD, KS 11,81111.8k $401.1k $401.1k 0.04% Reduced -23.2k -23,230
93 Arax Advisory Partners 0.05% of their portfolio NEW YORK, NY 11,28911.3k $383.4k $383.4k 0.05% Added +301 +301
94 Vishria Bird Financial Group, LLC 0.22% of their portfolio MEMPHIS, TN 11,22411.2k $381.0k $381.0k 0.22% Unchanged
95 My Personal CFO, LLC 0.30% of their portfolio VANCOUVER, WA 10,84110.8k $368.2k $368.2k 0.30% Added +1.7k +1,663
96 Pinnacle Wealth Management Group, Inc. 0.33% of their portfolio PLYMOUTH, MI 10,80010.8k $366.8k $366.8k 0.33% Added +400 +400
97 Berkshire Money Management, Inc. 0.05% of their portfolio DALTON, MA 10,67510.7k $362.5k $362.5k 0.05% Unchanged
98 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 10,54510.5k $358.1k $358.1k 0.02% New
99 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 10,49310.5k $356.3k $356.3k 0.01% Reduced -464 -464
100 Koshinski Asset Management, Inc. 0.04% of their portfolio DECATUR, IL 10,46010.5k $355.2k $355.2k 0.04% Reduced -758 -758