Vault-13

INNOVATOR ETFS TRUST POCT

US EQTY PWR BUF · ETP · CUSIP 45782C797

146 institutional holders +38 vs Q3 2022
16,377,86816.4m shares reported held*
$492.8mreported value*
45 new 68 added 17 reduced 7 sold out net bought ≈ $181.7m (+6.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $30.09.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 108Q4 22: 146146Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022108
Q4 2022146

Biggest buyers

Southland Equity Partners LLC New +1,625,028+1.6m
Gradient Investments LLC New +708,267+708.3k
STEPHENS INC /AR/ New +454,721+454.7k
AE Wealth Management LLC Added +433,348+433.3k
PFS Partners, LLC New +292,215+292.2k
COMMONWEALTH EQUITY SERVICES, LLC Added +250,205+250.2k
OSAIC HOLDINGS, INC. Added +226,134+226.1k
Steward Financial Group LLC New +216,561+216.6k
Brookstone Capital Management Added +207,040+207.0k
Raymond James Financial Services Advisors, Inc. Added +197,770+197.8k

Biggest sellers

PERSONAL CFO SOLUTIONS, LLC Sold out -481,299-481.3k
Transform Wealth, LLC Reduced -432,342-432.3k
Soltis Investment Advisors LLC Sold out -120,610-120.6k
CITY HOLDING CO Reduced -32,820-32.8k
Spire Wealth Management Reduced -29,140-29.1k
SIGNATUREFD, LLC Sold out -17,041-17.0k
RETIREMENT INCOME SOLUTIONS, INC Reduced -14,958-15.0k
Lineweaver Wealth Advisors, LLC Sold out -14,394-14.4k
CYPRESS FINANCIAL PLANNING LLC Sold out -9,917-9.9k
GILL CAPITAL PARTNERS, LLC Reduced -9,600-9.6k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALLIANCEBERNSTEIN L.P. 0.03% of their portfolio NASHVILLE, TN 2,451,4102.5m $73.7m $73.7m 0.03% Added +23.3k +23,277
2 Southland Equity Partners LLC 18.84% of their portfolio WILDWOOD, MO 1,625,0281.6m $48.9m $48.9m 18.84% New
3 Brookstone Capital Management 0.69% of their portfolio WHEATON, IL 1,126,1401.1m $34.1m $34.1m 0.69% Added +207.0k +207,040
4 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 979,016979.0k $29.4m $29.4m 0.07% Added +250.2k +250,205
5 AE Wealth Management LLC 0.18% of their portfolio TOPEKA, KS 838,232838.2k $25.2m $25.2m 0.18% Added +433.3k +433,348
6 Gradient Investments LLC 0.67% of their portfolio ARDEN HILLS, MN 708,267708.3k $21.3m $21.3m 0.67% New
7 Penserra Capital Management LLC 0.31% of their portfolio ORINDA, CA 475,569475.6k $14.3m $14.3m 0.31% Added +57.6k +57,623
8 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 460,956461.0k $13.9m $13.9m 0.03% Added +226.1k +226,134
9 STEPHENS INC /AR/ 0.28% of their portfolio LITTLE ROCK, AR 454,721454.7k $13.7m $13.7m 0.28% New
10 Berkshire Money Management, Inc. 2.14% of their portfolio DALTON, MA 449,418449.4k $13.5m $13.5m 2.14% Added +26.0k +25,975
11 Forvis Mazars Wealth Advisors, LLC 0.37% of their portfolio Springfield, MO 354,400354.4k $10.7m $10.7m 0.37% Added +4.2k +4,214
12 Frisch Financial Group, Inc. 3.84% of their portfolio MELVILLE, NY 340,973341.0k $10.3m $10.3m 3.84% Added +17.1k +17,088
13 PFS Partners, LLC 9.25% of their portfolio MINE HILL, NJ 292,215292.2k $8.8m $8.8m 9.25% New
14 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 269,672269.7k $8.1m $8.1m 0.02% Added +197.8k +197,770
15 WPWealth LLP 4.00% of their portfolio FORT WORTH, TX 254,057254.1k $7.6m $7.6m 4.00% First filing
16 Global Strategic Investment Solutions, LLC 0.46% of their portfolio Scottsdale, AZ 229,464229.5k $6.9m $6.9m 0.46% Added +98.1k +98,051
17 InterOcean Capital Group, LLC 0.25% of their portfolio NASHVILLE, TN 224,911224.9k $6.8m $6.8m 0.25% Added +180.7k +180,738
18 Steward Financial Group LLC 3.25% of their portfolio COLLEYVILLE, TX 216,561216.6k $6.5m $6.5m 3.25% New
19 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 193,650193.7k $5.8m $5.8m 0.01% Added +132.7k +132,701
20 Trek Financial, LLC 0.55% of their portfolio Scottsdale, AZ 182,596182.6k $5.5m $5.5m 0.55% New
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 165,135165.1k $5.0m $5.0m 0.00% Added +75.4k +75,370
22 Valtinson Bruner Financial Planning LLC 2.83% of their portfolio NEW BRIGHTON, MN 159,689159.7k $4.9m $4.9m 2.83% Added +145.0k +145,006
23 Crown Wealth Group, LLC 4.02% of their portfolio Charlotte, NC 142,137142.1k $4.3m $4.3m 4.02% Added +33.3k +33,260
24 Beacon Pointe Advisors, LLC 0.08% of their portfolio NEWPORT BEACH, CA 137,249137.2k $4.1m $4.1m 0.08% Added +78.9k +78,911
25 LINCOLN NATIONAL CORP 0.09% of their portfolio RADNOR, PA 126,031126.0k $3.8m $3.8m 0.09% Added +21.1k +21,067
26 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 1.14% of their portfolio BLUE BELL, PA 115,999116.0k $3.5m $3.5m 1.14% Added +80.1k +80,055
27 Pillar Wealth Advisors, LLC 3.33% of their portfolio WESTTOWN, PA 114,747114.7k $3.5m $3.5m 3.33% Added +35.8k +35,796
28 Financial Architects, Inc 0.57% of their portfolio MARLTON, NJ 113,933113.9k $3.4m $3.4m 0.57% Added +77.2k +77,164
29 GILL CAPITAL PARTNERS, LLC 1.41% of their portfolio DENVER, CO 99,67599.7k $3.0m $3.0m 1.41% Reduced -9.6k -9,600
30 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 95,39895.4k $2.9m $2.9m 0.02% Added +32.1k +32,137
31 Range Financial Group LLC 1.79% of their portfolio TIGARD, OR 87,29687.3k $2.6m $2.6m 1.79% New
32 Elmwood Wealth Management, Inc. 1.30% of their portfolio BERKELEY, CA 86,74686.7k $2.6m $2.6m 1.30% Added +2.8k +2,760
33 Advisory Alpha, LLC 0.17% of their portfolio HOLLAND, MI 77,58677.6k $2.3m $2.3m 0.17% Added +17.0k +17,014
34 TRUSTCORE FINANCIAL SERVICES, LLC 0.20% of their portfolio BRENTWOOD, TN 76,54276.5k $2.3m $2.3m 0.20% New
35 Better Money Decisions, LLC 1.98% of their portfolio Santa Fe, NM 75,76275.8k $2.3m $2.3m 1.98% Reduced -1.4k -1,450
36 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 73,97374.0k $2.2m $2.2m 0.01% Added +27.1k +27,132
37 CoreCap Advisors, LLC 0.16% of their portfolio SOUTHFIELD, MI 73,03173.0k $2.2m $2.2m 0.16% Added +12.5k +12,528
38 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 71,30271.3k $2.1m $2.1m 0.01% Added +20.1k +20,066
39 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 71,02871.0k $2.1m $2.1m 0.02% Added +16.9k +16,945
40 SageView Advisory Group, LLC 0.17% of their portfolio Newport Beach, CA 67,64567.6k $2.0m $2.0m 0.17% First filing
41 OneDigital Investment Advisors LLC 0.06% of their portfolio OVERLAND PARK, KS 63,21863.2k $1.9m $1.9m 0.06% New
42 MTM FINANCIAL GROUP, LLC 1.60% of their portfolio BETHLEHEM, PA 61,06761.1k $1.8m $1.8m 1.60% Added +13.0k +13,019
43 BCS Wealth Management 0.71% of their portfolio JOHNSON CITY, TN 56,14256.1k $1.7m $1.7m 0.71% Added +29.6k +29,617
44 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 55,95356.0k $1.7m $1.7m 0.01% Added +22.2k +22,233
45 WEALTH ALLIANCE, LLC 0.29% of their portfolio MELLVILLE, NY 53,63153.6k $1.6m $1.6m 0.29% Added +35.6k +35,591
46 Keystone Wealth Services, LLC 0.65% of their portfolio PALM DESERT, CA 49,58549.6k $1.5m $1.5m 0.65% Added +37.8k +37,800
47 First Commonwealth Financial Corp /PA/ 0.55% of their portfolio Indiana, PA 49,12649.1k $1.5m $1.5m 0.55% Added +28.6k +28,644
48 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 48,53048.5k $1.5m $1.5m 0.00% New
49 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 47,98948.0k $1.4m $1.4m 0.00% Added +38.4k +38,420
50 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 44,16744.2k $1.1m $1.1m 0.03% Added +37.7k +37,718
51 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 43,50143.5k $1.3m $1.3m 0.01% New
52 Bellwether Advisors, LLC 0.37% of their portfolio LINCOLN, NE 42,25442.3k $1.3m $1.3m 0.37% Added +8 +8
53 Bedel Financial Consulting, Inc. 0.31% of their portfolio INDIANAPOLIS, IN 42,03942.0k $1.3m $1.3m 0.31% Unchanged
54 RETIREMENT INCOME SOLUTIONS, INC 0.39% of their portfolio ANN ARBOR, MI 41,00541.0k $1.2m $1.2m 0.39% Reduced -15.0k -14,958
55 U.S. Capital Wealth Advisors, LLC 0.06% of their portfolio AUSTIN, TX 40,85840.9k $1.2m $1.2m 0.06% New
56 KFG WEALTH MANAGEMENT, LLC 1.22% of their portfolio GRANGER, IN 39,70039.7k $1.2m $1.2m 1.22% First filing
57 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 38,95139.0k $1.2m $1.2m 0.02% Added +22.6k +22,573
58 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 38,53338.5k $1.2m $1.2m 0.02% Added +10.2k +10,204
59 MAS Advisors LLC 1.08% of their portfolio Miami, FL 38,12838.1k $1.1m $1.1m 1.08% Reduced -112 -112
60 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 37,89937.9k $1.1m $1.1m 0.02% Added +17.7k +17,684
61 CITY HOLDING CO 0.20% of their portfolio CHARLESTON, WV 35,74035.7k $1.1m $1.1m 0.20% Reduced -32.8k -32,820
62 Retirement Planning Group, LLC 0.12% of their portfolio LEAWOOD, KS 35,59935.6k $1.1m $1.1m 0.12% Added +23.6k +23,566
63 Sugarloaf Wealth Management, LLC 0.27% of their portfolio DULUTH, GA 35,41535.4k $1.1m $1.1m 0.27% Added +4.7k +4,734
64 Diligent Investors, LLC 0.34% of their portfolio REDLANDS, CA 35,13135.1k $1.1m $1.1m 0.34% Added +900 +900
65 Stratos Wealth Advisors, LLC 0.09% of their portfolio BEACHWOOD, OH 34,17334.2k $1.0m $1.0m 0.09% Added +4.6k +4,574
66 MAI Capital Management 0.02% of their portfolio INDEPENDENCE, OH 33,75033.8k $1.0m $1.0m 0.02% New
67 CRA Financial Services, LLC 0.33% of their portfolio NORTHFIELD, NJ 33,74433.7k $1.0m $1.0m 0.33% Added +14.3k +14,279
68 AMERICAN ASSET MANAGEMENT INC. 1.11% of their portfolio Boca Raton, FL 32,00032.0k $962.2k $962.2k 1.11% New
69 AXXCESS WEALTH MANAGEMENT, LLC 0.08% of their portfolio CARLSBAD, CA 32,00032.0k $962.2k $962.2k 0.08% New
70 Beacon Financial Advisory LLC 0.66% of their portfolio CLEVELAND, OH 30,75730.8k $924.9k $924.9k 0.66% Added +8.3k +8,347
71 Epic Trust Investment Advisors, LLC 1.38% of their portfolio RICHLAND, WA 30,58030.6k $920.0k $920.0k 1.38% Reduced -1.1k -1,053
72 Outlook Wealth Advisors, LLC 0.44% of their portfolio SHENANDOAH, TX 30,49130.5k $916.9k $916.9k 0.44% New
73 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 29,77229.8k $892.0k $892.0k 0.00% Added +6.0k +5,950
74 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.10% of their portfolio CEDAR RAPIDS, IA 29,00429.0k $872.1k $872.1k 0.10% Added +16.1k +16,085
75 Orion Capital Management LLC 0.63% of their portfolio CORONADO, CA 28,72228.7k $863.7k $863.7k 0.63% Added +15.6k +15,572
76 Cornerstone Wealth Group, LLC 0.16% of their portfolio HUNTERSVILLE, NC 28,64328.6k $861.3k $861.3k 0.16% Added +10 +10
77 Valmark Advisers, Inc. 0.02% of their portfolio AKRON, OH 27,36127.4k $822.7k $822.7k 0.02% Added +3.0k +3,021
78 Focus Financial Network, Inc. 0.07% of their portfolio MINNEAPOLIS, MN 27,26127.3k $819.7k $819.7k 0.07% New
79 ATTICUS WEALTH MANAGEMENT, LLC 0.33% of their portfolio Palm Beach Gardens, FL 26,78126.8k $805.3k $805.3k 0.33% New
80 WorthPointe, LLC 0.56% of their portfolio La Jolla, CA 26,15626.2k $786.5k $786.5k 0.56% New
81 Koshinski Asset Management, Inc. 0.08% of their portfolio DECATUR, IL 26,14426.1k $786.1k $786.1k 0.08% Reduced -2.7k -2,685
82 THOROUGHBRED FINANCIAL SERVICES, LLC 0.13% of their portfolio BRENTWOOD, TN 26,00626.0k $782.0k $782.0k 0.13% Unchanged
83 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 24,92024.9k $749.3k $749.3k 0.00% New
84 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 22,04222.0k $662.8k $662.8k 0.01% Added +14.8k +14,827
85 Sound View Wealth Advisors Group, LLC 0.09% of their portfolio SAVANNAH, GA 21,89221.9k $790.7k $790.7k 0.09% New
86 Patriot Financial Group Insurance Agency, LLC 0.14% of their portfolio Westborough, MA 20,82320.8k $626.1k $626.1k 0.14% Added +8.3k +8,261
87 Capital Analysts, LLC 0.03% of their portfolio FORT WASHINGTON, PA 18,37318.4k $553.0k $553.0k 0.03% Added +5.1k +5,114
88 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 18,31018.3k $550.6k $550.6k 0.01% New
89 DHJJ Financial Advisors, Ltd. 0.31% of their portfolio NAPERVILLE, IL 18,06218.1k $543.1k $543.1k 0.31% Added +5.4k +5,362
90 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 17,39717.4k $523.1k $523.1k 0.00% New
91 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 16,66316.7k $501.1k $501.1k 0.02% Reduced -1.9k -1,926
92 Clay Northam Wealth Management, LLC 0.57% of their portfolio HUNTINGTON BEACH, CA 16,50316.5k $496.2k $496.2k 0.57% Reduced -3.0k -3,010
93 MBL Wealth, LLC 0.09% of their portfolio CHARLOTTE, NC 16,38016.4k $493.0k $493.0k 0.09% New
94 Strategic Blueprint, LLC 0.06% of their portfolio ATLANTA, GA 16,31516.3k $490.6k $490.6k 0.06% Added +7.0k +7,034
95 M Holdings Securities, Inc. 0.05% of their portfolio PORTLAND, OR 15,78415.8k $475.0k $475.0k 0.05% New
96 Visionary Wealth Advisors 0.04% of their portfolio O'FALLON, IL 15,55015.6k $468.0k $468.0k 0.04% Reduced -200 -200
97 Transform Wealth, LLC 0.05% of their portfolio GREENWOOD VILLAGE, CO 15,20215.2k $457.1k $457.1k 0.05% Reduced -432.3k -432,342
98 SILVER OAK SECURITIES, INCORPORATED 0.09% of their portfolio JACKSON, TN 15,06215.1k $453.0k $453.0k 0.09% New
99 Sunbelt Securities, Inc. 0.08% of their portfolio HOUSTON, TX 14,02014.0k $421.6k $421.6k 0.08% New
100 Betterment LLC 0.00% of their portfolio NEW YORK, NY 13,90613.9k $418.0k $418.0k 0.00% Reduced -2.8k -2,821