Vault-13

INNOVATOR ETFS TRUST BOCT

US EQTY BUF OCT · ETP · CUSIP 45782C771

121 institutional holders +6 vs Q1 2026
3,971,0944.0m shares reported held*
$210.5mreported value*
16 new 18 added 49 reduced 9 sold out net sold ≈ $27.8m (-523.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $53.00.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 55Q4 22: 77Q1 23: 77Q2 23: 69Q3 23: 66Q4 23: 88Q1 24: 90Q2 24: 90Q3 24: 83Q4 24: 99Q1 25: 96Q2 25: 90Q3 25: 89Q4 25: 119Q1 26: 115Q2 26: 121121Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202255
Q4 202277
Q1 202377
Q2 202369
Q3 202366
Q4 202388
Q1 202490
Q2 202490
Q3 202483
Q4 202499
Q1 202596
Q2 202590
Q3 202589
Q4 2025119
Q1 2026115
Q2 2026121

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 29 bought or addedQ3 24: 36 cut or sold outQ4 24: 51 bought or addedQ4 24: 22 cut or sold outQ4 24Q1 25: 31 bought or addedQ1 25: 39 cut or sold outQ2 25: 21 bought or addedQ2 25: 43 cut or sold outQ2 25Q3 25: 33 bought or addedQ3 25: 37 cut or sold outQ4 25: 67 bought or addedQ4 25: 24 cut or sold outQ4 25Q1 26: 35 bought or addedQ1 26: 52 cut or sold outQ2 26: 34 bought or addedQ2 26: 58 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20242936
Q4 20245122
Q1 20253139
Q2 20252143
Q3 20253337
Q4 20256724
Q1 20263552
Q2 20263458

Biggest buyers

Penserra Capital Management LLC Added +82,949+82.9k
MML INVESTORS SERVICES, LLC Added +49,574+49.6k
OLD MISSION CAPITAL LLC Added +44,994+45.0k
Global Assets Advisory, LLC New +40,715+40.7k
Cambridge Investment Research Advisors, Inc. Added +39,667+39.7k
Diversify Advisory Services, LLC New +36,710+36.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +32,323+32.3k
JPMORGAN CHASE & CO Added +31,621+31.6k
OSAIC HOLDINGS, INC. Added +20,301+20.3k
HRT FINANCIAL LP New +19,591+19.6k

Biggest sellers

Brookstone Capital Management Reduced -611,401-611.4k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -71,493-71.5k
Wealthquest Corp Reduced -44,597-44.6k
HFG Wealth Management, LLC Sold out -40,349-40.3k
Cetera Investment Advisers Reduced -32,190-32.2k
Arkadios Wealth Advisors Reduced -19,837-19.8k
JANE STREET GROUP, LLC Sold out -19,729-19.7k
Cerity Partners LLC Reduced -17,631-17.6k
GWN SECURITIES INC. Reduced -11,546-11.5k
Kestra Advisory Services, LLC Reduced -10,767-10.8k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (1.7%, 2026-05-04)

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Penserra Capital Management LLC 0.20% of their portfolio ORINDA, CA 497,836497.8k $26.4m $26.4m 0.20% Added +82.9k +82,949
2 COFG Advisors, LLC 3.39% of their portfolio OAK BROOK, IL 370,725370.7k $19.7m $19.7m 3.39% Reduced -371 -371
3 INTEGRAL INVESTMENT ADVISORS, INC. 3.46% of their portfolio TURLOCK, CA 296,555296.6k $15.7m $15.7m 3.46% Added +6.1k +6,092
4 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 256,223256.2k $13.6m $13.6m 0.02% Reduced -10.0k -10,022
5 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 164,026164.0k $8.7m $8.7m 0.01% Reduced -17.6k -17,631
6 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 162,570162.6k $8.6m $8.6m 0.01% Added +1.1k +1,058
7 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 139,210139.2k $7.4m $7.4m 0.01% Added +20.3k +20,301
8 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 124,423124.4k $6.6m $6.6m 0.01% Reduced -32.2k -32,190
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 111,361111.4k $5.9m $5.9m 0.00% Reduced -9.5k -9,505
10 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 76,00076.0k $4.0m $4.0m 0.00% Added +39.7k +39,667
11 OLD MISSION CAPITAL LLC 0.10% of their portfolio CHICAGO, IL 74,50974.5k $4.0m $4.0m 0.10% Added +45.0k +44,994
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 72,82972.8k $3.9m $3.9m 0.00% Added +32.3k +32,323
13 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 72,09672.1k $3.8m $3.8m 0.01% Added +49.6k +49,574
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 68,57768.6k $3.6m $3.6m 0.00% Reduced -2.2k -2,156
15 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 65,22765.2k $3.5m $3.5m 0.01% Reduced -1.5k -1,500
16 Fragasso Financial Advisors Inc 0.18% of their portfolio SEWICKLEY, PA 63,50763.5k $3.4m $3.4m 0.18% Reduced -1.9k -1,882
17 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 57,32657.3k $3.0m $3.0m 0.01% Reduced -10.8k -10,767
18 Berkshire Money Management, Inc. 0.27% of their portfolio DALTON, MA 55,58755.6k $2.9m $2.9m 0.27% Unchanged
19 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 50,09050.1k $2.7m $2.7m 0.00% Reduced -419 -419
20 Wealthquest Corp 0.15% of their portfolio CINCINNATI, OH 43,92143.9k $2.3m $2.3m 0.15% Reduced -44.6k -44,597
21 Global Assets Advisory, LLC 0.47% of their portfolio ORLANDO, FL 40,71540.7k $2.2m $2.2m 0.47% New
22 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.25% of their portfolio BLUE BELL, PA 38,49338.5k $2.0m $2.0m 0.25% Reduced -1.1k -1,117
23 FSA Advisors, Inc. 0.94% of their portfolio TROY, MI 38,46438.5k $2.0m $2.0m 0.94% Reduced -992 -992
24 Diversify Advisory Services, LLC 0.03% of their portfolio SANDY, UT 36,71036.7k $1.9m $1.9m 0.03% New
25 DIVERSIFY WEALTH MANAGEMENT, LLC 0.03% of their portfolio SANDY, UT 36,71036.7k $1.9m $1.9m 0.03% Reduced -740 -740
26 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 36,32036.3k $1.9m $1.9m 0.00% Unchanged
27 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 35,02235.0k $1.9m $1.9m 0.01% Reduced -8.2k -8,225
28 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 34,61934.6k $1.8m $1.8m 0.01% Added +2.9k +2,862
29 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 33,47333.5k $1.8m $1.8m 0.00% Added +31.6k +31,621
30 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 30,34730.3k $1.6m $1.6m 0.00% Added +3.2k +3,205
31 First Commonwealth Financial Corp /PA/ 0.23% of their portfolio Indiana, PA 30,33830.3k $1.6m $1.6m 0.23% Reduced -556 -556
32 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 29,86929.9k $1.6m $1.6m 0.00% Reduced -1.4k -1,398
33 Weaver Consulting Group 0.29% of their portfolio HUNTINGTON BEACH, CA 27,09027.1k $1.4m $1.4m 0.29% Reduced -96 -96
34 Diligent Investors, LLC 0.30% of their portfolio REDLANDS, CA 25,13125.1k $1.3m $1.3m 0.30% Reduced -42 -42
35 World Investment Advisors 0.02% of their portfolio LINCROFT, NJ 23,99024.0k $1.3m $1.3m 0.02% Reduced -1.1k -1,095
36 Maltin Wealth Management, Inc. 0.42% of their portfolio RIDGEWOOD, NJ 23,47323.5k $1.2m $1.2m 0.42% Unchanged
37 Lantz Financial LLC 0.22% of their portfolio NAPERVILLE, IL 22,89922.9k $1.2m $1.2m 0.22% Reduced -47 -47
38 DHJJ Financial Advisors, Ltd. 0.34% of their portfolio NAPERVILLE, IL 21,96122.0k $1.2m $1.2m 0.34% Reduced -173 -173
39 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 20,70620.7k $1.1m $1.1m 0.01% Reduced -1.3k -1,263
40 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 19,59119.6k $1.0m $1.0m 0.00% New
41 FORONJY FINANCIAL LLC 0.38% of their portfolio Los Osos, CA 19,41519.4k $1.0m $1.0m 0.38% Added +5.1k +5,112
42 My Personal CFO, LLC 0.40% of their portfolio VANCOUVER, WA 19,40019.4k $1.0m $1.0m 0.40% Reduced -4.3k -4,335
43 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 18,24018.2k $967.1k $967.1k 0.03% Added +2 +2
44 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 16,84116.8k $892.9k $892.9k 0.02% Reduced -61 -61
45 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 16,43016.4k $871.1k $871.1k 0.02% Reduced -804 -804
46 City Center Advisors, LLC 0.68% of their portfolio TROY, MI 15,94615.9k $845.5k $845.5k 0.68% Reduced -352 -352
47 Caliber Wealth Management, LLC / KS 0.08% of their portfolio Overland Park, KS 14,68114.7k $778.4k $778.4k 0.08% Unchanged
48 Valtinson Bruner Financial Planning LLC 0.18% of their portfolio NEW BRIGHTON, MN 13,69713.7k $726.2k $726.2k 0.18% Unchanged
49 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 13,61113.6k $721.7k $721.7k 0.02% Reduced -7 -7
50 Krilogy Financial LLC 0.02% of their portfolio ST. LOUIS, MO 12,91812.9k $684.9k $684.9k 0.02% Reduced -1.2k -1,167
51 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 12,30412.3k $652.4k $652.4k 0.00% Added +689 +689
52 BFI Wealth Solutions, LLC 0.48% of their portfolio DALLAS, TX 12,10112.1k $641.6k $641.6k 0.48% Unchanged
53 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 10,45310.5k $554.2k $554.2k 0.02% Reduced -1.5k -1,504
54 KFG WEALTH MANAGEMENT, LLC 0.06% of their portfolio GRANGER, IN 10,42510.4k $552.7k $552.7k 0.06% Unchanged
55 TopTier Wealth Management, LLC 0.33% of their portfolio MUSKEGO, WI 10,37910.4k $550.3k $550.3k 0.33% Unchanged
56 Global Trust Wealth Management LLC 0.37% of their portfolio WEST PALM BEACH, FL 10,20010.2k $540.8k $540.8k 0.37% Unchanged
57 THOROUGHBRED FINANCIAL SERVICES, LLC 0.03% of their portfolio BRENTWOOD, TN 10,16310.2k $538.0k $538.0k 0.03% Unchanged
58 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 10,16310.2k $538.9k $538.9k 0.01% Reduced -611.4k -611,401
59 WPWealth LLP 0.08% of their portfolio FORT WORTH, TX 9,5829.6k $508.1k $508.1k 0.08% Unchanged
60 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 9,2439.2k $490.1k $490.1k 0.01% Unchanged
61 Grantvest Financial Group LLC 0.28% of their portfolio MATAWAN, NJ 9,0499.0k $479.8k $479.8k 0.28% Unchanged
62 BCS Wealth Management 0.09% of their portfolio JOHNSON CITY, TN 8,9649.0k $475.3k $475.3k 0.09% Reduced -580 -580
63 Triad Wealth Partners, LLC 0.03% of their portfolio LAWRENCE, KS 8,8608.9k $476.4k $476.4k 0.03% Reduced -3.4k -3,389
64 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 8,8578.9k $469.6k $469.6k 0.00% Unchanged
65 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 8,8148.8k $467.3k $467.3k 0.01% Added +64 +64
66 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 8,8048.8k $466.8k $466.8k 0.01% Reduced -815 -815
67 Straight Path Wealth Management 0.10% of their portfolio Jenison, MI 8,4598.5k $448.5k $448.5k 0.10% Reduced -66 -66
68 Arkadios Wealth Advisors 0.01% of their portfolio ATLANTA, GA 8,2738.3k $438.6k $438.6k 0.01% Reduced -19.8k -19,837
69 XML Financial, LLC 0.03% of their portfolio BETHESDA, MD 8,1758.2k $433.5k $433.5k 0.03% Reduced -302 -302
70 Bellwether Advisors, LLC 0.06% of their portfolio LINCOLN, NE 8,1478.1k $432.0k $432.0k 0.06% Unchanged
71 Simplicity Wealth,LLC 0.01% of their portfolio SUMMIT, NJ 8,1058.1k $429.7k $429.7k 0.01% New
72 IMG Wealth Management, Inc. 0.24% of their portfolio JACKSONVILLE, FL 8,0518.1k $426.9k $426.9k 0.24% Reduced -802 -802
73 Trek Financial, LLC 0.02% of their portfolio Scottsdale, AZ 8,0108.0k $424.7k $424.7k 0.02% Added +30 +30
74 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 7,7587.8k $411.3k $411.3k 0.01% New
75 Ashton Thomas Private Wealth, LLC 0.01% of their portfolio SCOTTSDALE, AZ 7,6557.7k $405.9k $405.9k 0.01% Reduced -629 -629
76 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.02% of their portfolio Westlake, OH 7,4997.5k $397.6k $397.6k 0.02% Added +3.0k +2,981
77 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 7,4497.4k $395.0k $395.0k 0.00% Unchanged
78 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 7,4427.4k $394.6k $394.6k 0.01% Reduced -180 -180
79 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 7,0667.1k $374.6k $374.6k 0.00% New
80 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 6,7296.7k $356.8k $356.8k 0.00% Unchanged
81 Beacon Financial Advisory LLC 0.07% of their portfolio CLEVELAND, OH 6,5406.5k $346.8k $346.8k 0.07% Unchanged
82 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 6,0796.1k $325.0k $325.0k 0.00% Reduced -71.5k -71,493
83 Rothschild Wealth LLC 0.03% of their portfolio OAK BROOK, IL 6,0006.0k $318.1k $318.1k 0.03% Unchanged
84 GWN SECURITIES INC. 0.05% of their portfolio Palm Beach Gardens, FL 5,9626.0k $316.1k $316.1k 0.05% Reduced -11.5k -11,546
85 AXXCESS WEALTH MANAGEMENT, LLC 0.00% of their portfolio CARLSBAD, CA 5,8115.8k $308.1k $308.1k 0.00% New
86 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 5,7545.8k $305.1k $305.1k 0.00% Reduced -50 -50
87 Three Seasons Wealth, LLC 0.03% of their portfolio SALT LAKE CITY, UT 5,5705.6k $295.3k $295.3k 0.03% Unchanged
88 RFG Advisory, LLC 0.00% of their portfolio BIRMINGHAM, AL 4,9314.9k $261.4k $261.4k 0.00% Reduced -128 -128
89 GTS FINANCIAL, LLC 0.15% of their portfolio BLOOMINGTON, MN 4,6424.6k $211.0k $211.0k 0.15% New
90 Old Port Advisors 0.05% of their portfolio PORTLAND, ME 4,5004.5k $238.6k $238.6k 0.05% Unchanged
91 Retirement Planning Group, LLC 0.01% of their portfolio LEAWOOD, KS 4,4924.5k $238.2k $238.2k 0.01% Unchanged
92 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 4,3784.4k $232.1k $232.1k 0.00% Reduced -180 -180
93 MTM FINANCIAL GROUP, LLC 0.10% of their portfolio BETHLEHEM, PA 4,3504.3k $230.6k $230.6k 0.10% Unchanged
94 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 4,0984.1k $217.3k $217.3k 0.00% Reduced -98 -98
95 First Heartland Consultants, Inc. 0.01% of their portfolio LAKE ST. LOUIS, MO 4,0844.1k $216.5k $216.5k 0.01% New
96 AlphaStar Capital Management, LLC 0.01% of their portfolio CORNELIUS, NC 4,0764.1k $216.1k $216.1k 0.01% Reduced -4.6k -4,576
97 Visionary Wealth Advisors 0.01% of their portfolio O'FALLON, IL 3,9804.0k $211.0k $211.0k 0.01% Reduced -357 -357
98 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3,6973.7k $196.0k $196.0k 0.00% Unchanged
99 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,0193.0k $160.1k $160.1k 0.00% Unchanged
100 EVOLUTION WEALTH MANAGEMENT INC. 0.09% of their portfolio FORT MYERS, FL 3,0123.0k $159.7k $159.7k 0.09% Unchanged