Vault-13

INNOVATOR ETFS TRUST BOCT

US EQTY BUF OCT · ETP · CUSIP 45782C771

115 institutional holders -4 vs Q4 2025
4,513,9764.5m shares reported held*
$216.9mreported value*
10 new 25 added 40 reduced 12 sold out net bought ≈ $302.4k (+6.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $48.05.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 55Q4 22: 77Q1 23: 77Q2 23: 69Q3 23: 66Q4 23: 88Q1 24: 90Q2 24: 90Q3 24: 83Q4 24: 99Q1 25: 96Q2 25: 90Q3 25: 89Q4 25: 119Q1 26: 115115Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202255
Q4 202277
Q1 202377
Q2 202369
Q3 202366
Q4 202388
Q1 202490
Q2 202490
Q3 202483
Q4 202499
Q1 202596
Q2 202590
Q3 202589
Q4 2025119
Q1 2026115

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 24: 11 bought or addedQ2 24: 39 cut or sold outQ3 24: 29 bought or addedQ3 24: 36 cut or sold outQ3 24Q4 24: 51 bought or addedQ4 24: 22 cut or sold outQ1 25: 31 bought or addedQ1 25: 39 cut or sold outQ1 25Q2 25: 21 bought or addedQ2 25: 43 cut or sold outQ3 25: 33 bought or addedQ3 25: 37 cut or sold outQ3 25Q4 25: 67 bought or addedQ4 25: 24 cut or sold outQ1 26: 35 bought or addedQ1 26: 52 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20241139
Q3 20242936
Q4 20245122
Q1 20253139
Q2 20252143
Q3 20253337
Q4 20256724
Q1 20263552

Biggest buyers

Brookstone Capital Management Added +45,873+45.9k
Wealthquest Corp Added +43,921+43.9k
Penserra Capital Management LLC Added +41,472+41.5k
DIVERSIFY WEALTH MANAGEMENT, LLC New +37,450+37.5k
Orion Porfolio Solutions, LLC New +31,757+31.8k
NewEdge Advisors, LLC Added +22,187+22.2k
Atria Investments, Inc New +21,969+22.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +21,334+21.3k
JANE STREET GROUP, LLC New +19,729+19.7k
CWM, LLC New +18,830+18.8k

Biggest sellers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -55,320-55.3k
MML INVESTORS SERVICES, LLC Reduced -53,055-53.1k
Global Assets Advisory, LLC Sold out -41,467-41.5k
Diversify Advisory Services, LLC Sold out -37,449-37.4k
OSAIC HOLDINGS, INC. Reduced -36,909-36.9k
Cerity Partners LLC Reduced -18,939-18.9k
Secure Asset Management, LLC Sold out -12,979-13.0k
BCS Wealth Management Reduced -9,808-9.8k
Cresset Asset Management, LLC Reduced -9,486-9.5k
J.W. COLE ADVISORS, INC. Sold out -8,306-8.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (1.7%, 2026-05-04)

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Brookstone Capital Management 0.34% of their portfolio WHEATON, IL 621,564621.6k $29.8m $29.8m 0.34% Added +45.9k +45,873
2 Penserra Capital Management LLC 0.23% of their portfolio ORINDA, CA 414,887414.9k $19.9m $19.9m 0.23% Added +41.5k +41,472
3 COFG Advisors, LLC 4.40% of their portfolio OAK BROOK, IL 371,096371.1k $17.8m $17.8m 4.40% Reduced -6.0k -6,002
4 INTEGRAL INVESTMENT ADVISORS, INC. 3.47% of their portfolio TURLOCK, CA 290,463290.5k $13.9m $13.9m 3.47% Added +4.7k +4,704
5 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 266,245266.2k $12.8m $12.8m 0.02% Reduced -6.9k -6,923
6 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 181,657181.7k $8.7m $8.7m 0.01% Reduced -18.9k -18,939
7 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 161,512161.5k $7.8m $7.8m 0.01% Reduced -4.9k -4,855
8 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 156,613156.6k $7.5m $7.5m 0.01% Added +5.7k +5,729
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 120,866120.9k $5.8m $5.8m 0.00% Added +1.4k +1,385
10 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 118,909118.9k $5.7m $5.7m 0.01% Reduced -36.9k -36,909
11 Wealthquest Corp 0.16% of their portfolio CINCINNATI, OH 88,51888.5k $4.3m $4.3m 0.16% Added +43.9k +43,921
12 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 77,57277.6k $3.7m $3.7m 0.01% Reduced -55.3k -55,320
13 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 70,73370.7k $3.4m $3.4m 0.00% Reduced -5.8k -5,805
14 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 68,09368.1k $3.3m $3.3m 0.01% Added +1.6k +1,622
15 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 66,72766.7k $3.2m $3.2m 0.01% Unchanged
16 Fragasso Financial Advisors Inc 0.19% of their portfolio SEWICKLEY, PA 65,38965.4k $3.2m $3.2m 0.19% Reduced -3.5k -3,493
17 Berkshire Money Management, Inc. 0.27% of their portfolio DALTON, MA 55,58755.6k $2.7m $2.7m 0.27% Unchanged
18 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 50,50950.5k $2.4m $2.4m 0.00% Reduced -2.6k -2,577
19 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 43,24743.2k $2.1m $2.1m 0.01% Added +1.9k +1,861
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 40,50640.5k $1.9m $1.9m 0.00% Added +21.3k +21,334
21 HFG Wealth Management, LLC 1.07% of their portfolio The Woodlands, TX 40,34940.3k $1.9m $1.9m 1.07% Reduced -197 -197
22 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.27% of their portfolio BLUE BELL, PA 39,61039.6k $1.9m $1.9m 0.27% Added +1.6k +1,642
23 FSA Advisors, Inc. 1.25% of their portfolio TROY, MI 39,45639.5k $1.9m $1.9m 1.25% Reduced -324 -324
24 DIVERSIFY WEALTH MANAGEMENT, LLC 0.03% of their portfolio SANDY, UT 37,45037.5k $1.9m $1.9m 0.03% New
25 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 36,33336.3k $1.7m $1.7m 0.00% Added +987 +987
26 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 36,32036.3k $1.7m $1.7m 0.00% Reduced -162 -162
27 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 31,75731.8k $1.5m $1.5m 0.01% New
28 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 31,26731.3k $1.5m $1.5m 0.00% Reduced -2.4k -2,353
29 First Commonwealth Financial Corp /PA/ 0.24% of their portfolio Indiana, PA 30,89430.9k $1.5m $1.5m 0.24% Added +866 +866
30 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 29,51529.5k $1.4m $1.4m 0.03% Added +7.1k +7,143
31 Arkadios Wealth Advisors 0.02% of their portfolio ATLANTA, GA 28,11028.1k $1.3m $1.3m 0.02% Added +4.5k +4,546
32 Weaver Consulting Group 0.31% of their portfolio HUNTINGTON BEACH, CA 27,18627.2k $1.3m $1.3m 0.31% Reduced -1.6k -1,555
33 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 27,14227.1k $1.3m $1.3m 0.00% Added +22.2k +22,187
34 Diligent Investors, LLC 0.30% of their portfolio REDLANDS, CA 25,17325.2k $1.2m $1.2m 0.30% Reduced -1.0k -1,000
35 World Investment Advisors 0.02% of their portfolio LINCROFT, NJ 25,08525.1k $1.2m $1.2m 0.02% Added +473 +473
36 My Personal CFO, LLC 0.50% of their portfolio VANCOUVER, WA 23,73523.7k $1.1m $1.1m 0.50% Reduced -2.2k -2,200
37 Maltin Wealth Management, Inc. 0.43% of their portfolio RIDGEWOOD, NJ 23,47323.5k $1.1m $1.1m 0.43% Unchanged
38 Lantz Financial LLC 0.23% of their portfolio NAPERVILLE, IL 22,94622.9k $1.1m $1.1m 0.23% Reduced -65 -65
39 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 22,52222.5k $1.1m $1.1m 0.00% Reduced -53.1k -53,055
40 DHJJ Financial Advisors, Ltd. 0.35% of their portfolio NAPERVILLE, IL 22,13422.1k $1.1m $1.1m 0.35% Reduced -45 -45
41 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 21,96922.0k $1.1m $1.1m 0.01% New
42 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 19,72919.7k $946.7k $946.7k 0.00% New
43 CWM, LLC 0.00% of their portfolio OMAHA, NE 18,83018.8k $903.6k $903.6k 0.00% New
44 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 18,23818.2k $875.3k $875.3k 0.03% Reduced -3 -3
45 GWN SECURITIES INC. 0.16% of their portfolio Palm Beach Gardens, FL 17,50817.5k $840.2k $840.2k 0.16% Added +56 +56
46 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 17,23417.2k $827.0k $827.0k 0.02% Reduced -64 -64
47 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 16,90216.9k $811.1k $811.1k 0.02% Unchanged
48 City Center Advisors, LLC 0.72% of their portfolio TROY, MI 16,29816.3k $782.1k $782.1k 0.72% Added +266 +266
49 Caliber Wealth Management, LLC / KS 0.08% of their portfolio Overland Park, KS 14,68114.7k $704.5k $704.5k 0.08% Unchanged
50 FORONJY FINANCIAL LLC 0.29% of their portfolio Los Osos, CA 14,30314.3k $686.4k $686.4k 0.29% Added +2.4k +2,382
51 Krilogy Financial LLC 0.02% of their portfolio ST. LOUIS, MO 14,08514.1k $713.9k $713.9k 0.02% Unchanged
52 Valtinson Bruner Financial Planning LLC 0.18% of their portfolio NEW BRIGHTON, MN 13,69713.7k $657.3k $657.3k 0.18% Reduced -517 -517
53 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 13,61813.6k $653.5k $653.5k 0.02% New
54 Triad Wealth Partners, LLC 0.05% of their portfolio LAWRENCE, KS 12,24912.2k $587.8k $587.8k 0.05% New
55 BFI Wealth Solutions, LLC 0.56% of their portfolio DALLAS, TX 12,10112.1k $586.2k $586.2k 0.56% Unchanged
56 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 11,95712.0k $573.8k $573.8k 0.02% Reduced -204 -204
57 Arax Advisory Partners 0.02% of their portfolio NEW YORK, NY 11,61511.6k $557.4k $557.4k 0.02% Reduced -139 -139
58 KFG WEALTH MANAGEMENT, LLC 0.06% of their portfolio GRANGER, IN 10,42510.4k $500.3k $500.3k 0.06% Unchanged
59 TopTier Wealth Management, LLC 0.31% of their portfolio MUSKEGO, WI 10,37910.4k $498.1k $498.1k 0.31% Reduced -1 -1
60 Global Trust Wealth Management LLC 0.37% of their portfolio WEST PALM BEACH, FL 10,20010.2k $489.5k $489.5k 0.37% Unchanged
61 THOROUGHBRED FINANCIAL SERVICES, LLC 0.03% of their portfolio BRENTWOOD, TN 10,16310.2k $487.0k $487.0k 0.03% Unchanged
62 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 9,6199.6k $461.6k $461.6k 0.01% Reduced -20 -20
63 WPWealth LLP 0.07% of their portfolio FORT WORTH, TX 9,5829.6k $459.8k $459.8k 0.07% Unchanged
64 BCS Wealth Management 0.09% of their portfolio JOHNSON CITY, TN 9,5449.5k $458.0k $458.0k 0.09% Reduced -9.8k -9,808
65 Chris Bulman Inc 0.20% of their portfolio ROSEVILLE, CA 9,3959.4k $450.8k $450.8k 0.20% Reduced -4.3k -4,260
66 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 9,2439.2k $443.5k $443.5k 0.01% Unchanged
67 CORRADO ADVISORS, LLC 0.23% of their portfolio RAMSEY, NJ 9,1329.1k $438.2k $438.2k 0.23% Reduced -83 -83
68 Grantvest Financial Group LLC 0.28% of their portfolio MATAWAN, NJ 9,0499.0k $434.2k $434.2k 0.28% Reduced -1.7k -1,675
69 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 8,8578.9k $425.0k $425.0k 0.00% Unchanged
70 IMG Wealth Management, Inc. 0.27% of their portfolio JACKSONVILLE, FL 8,8538.9k $424.8k $424.8k 0.27% Reduced -46 -46
71 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 8,7508.8k $419.9k $419.9k 0.01% Added +100 +100
72 AlphaStar Capital Management, LLC 0.03% of their portfolio CORNELIUS, NC 8,6528.7k $415.2k $415.2k 0.03% Reduced -7.9k -7,934
73 Summit Wealth Partners, LLC 0.07% of their portfolio Orlando, FL 8,6378.6k $414.5k $414.5k 0.07% Unchanged
74 Straight Path Wealth Management 0.11% of their portfolio Jenison, MI 8,5258.5k $409.1k $409.1k 0.11% Reduced -36 -36
75 XML Financial, LLC 0.03% of their portfolio BETHESDA, MD 8,4778.5k $406.8k $406.8k 0.03% Reduced -1.2k -1,174
76 Ashton Thomas Private Wealth, LLC 0.01% of their portfolio SCOTTSDALE, AZ 8,2848.3k $397.5k $397.5k 0.01% Added +3.0k +2,963
77 Bellwether Advisors, LLC 0.07% of their portfolio LINCOLN, NE 8,1478.1k $390.9k $390.9k 0.07% Unchanged
78 Selby Wealth Management, LLC 0.15% of their portfolio EMERYVILLE, CA 8,1008.1k $388.7k $388.7k 0.15% Unchanged
79 Trek Financial, LLC 0.02% of their portfolio Scottsdale, AZ 7,9808.0k $382.9k $382.9k 0.02% Unchanged
80 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 7,6227.6k $365.8k $365.8k 0.01% Reduced -50 -50
81 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 7,4497.4k $357.5k $357.5k 0.00% Unchanged
82 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 6,7296.7k $322.9k $322.9k 0.00% Unchanged
83 Beacon Financial Advisory LLC 0.07% of their portfolio CLEVELAND, OH 6,5406.5k $313.8k $313.8k 0.07% Unchanged
84 Rothschild Wealth LLC 0.03% of their portfolio OAK BROOK, IL 6,0006.0k $287.9k $287.9k 0.03% Unchanged
85 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 5,8045.8k $278.5k $278.5k 0.00% Reduced -9.5k -9,486
86 Three Seasons Wealth, LLC 0.10% of their portfolio SALT LAKE CITY, UT 5,5705.6k $267.3k $267.3k 0.10% Unchanged
87 PFG Advisors 0.01% of their portfolio Phoenix, AZ 5,3965.4k $258.9k $258.9k 0.01% Reduced -115 -115
88 RFG Advisory, LLC 0.00% of their portfolio BIRMINGHAM, AL 5,0595.1k $242.8k $242.8k 0.00% Added +376 +376
89 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 4,9575.0k $237.9k $237.9k 0.00% New
90 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 4,5584.6k $218.7k $218.7k 0.00% Added +567 +567
91 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.01% of their portfolio Westlake, OH 4,5184.5k $216.8k $216.8k 0.01% Unchanged
92 Old Port Advisors 0.05% of their portfolio PORTLAND, ME 4,5004.5k $215.9k $215.9k 0.05% Unchanged
93 Retirement Planning Group, LLC 0.01% of their portfolio LEAWOOD, KS 4,4924.5k $215.6k $215.6k 0.01% Unchanged
94 MTM FINANCIAL GROUP, LLC 0.10% of their portfolio BETHLEHEM, PA 4,3504.3k $208.7k $208.7k 0.10% Unchanged
95 Visionary Wealth Advisors 0.01% of their portfolio O'FALLON, IL 4,3374.3k $208.1k $208.1k 0.01% Reduced -100 -100
96 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 4,1964.2k $201.4k $201.4k 0.00% Unchanged
97 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3,6973.7k $178.5k $178.5k 0.00% Unchanged
98 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,0193.0k $144.9k $144.9k 0.00% Added +219 +219
99 EVOLUTION WEALTH MANAGEMENT INC. 0.11% of their portfolio FORT MYERS, FL 3,0123.0k $144.5k $144.5k 0.11% Unchanged
100 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,8092.8k $134.8k $134.8k 0.00% Reduced -78 -78