Vault-13

INNOVATOR ETFS TRUST BOCT

US EQTY BUF OCT · ETP · CUSIP 45782C771

89 institutional holders -1 vs Q2 2025
3,195,6683.2m shares reported held*
$154.5mreported value*
11 new 22 added 25 reduced 12 sold out net sold ≈ $20.9m (-432.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $48.34.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 55Q4 22: 77Q1 23: 77Q2 23: 69Q3 23: 66Q4 23: 88Q1 24: 90Q2 24: 90Q3 24: 83Q4 24: 99Q1 25: 96Q2 25: 90Q3 25: 8989Q3 22Q2 23Q1 24Q4 24Q3 25
Numbers
QuarterHolders
Q3 202255
Q4 202277
Q1 202377
Q2 202369
Q3 202366
Q4 202388
Q1 202490
Q2 202490
Q3 202483
Q4 202499
Q1 202596
Q2 202590
Q3 202589

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 23: 50 bought or addedQ4 23: 19 cut or sold outQ1 24: 26 bought or addedQ1 24: 38 cut or sold outQ1 24Q2 24: 11 bought or addedQ2 24: 39 cut or sold outQ3 24: 29 bought or addedQ3 24: 36 cut or sold outQ3 24Q4 24: 51 bought or addedQ4 24: 22 cut or sold outQ1 25: 31 bought or addedQ1 25: 39 cut or sold outQ1 25Q2 25: 21 bought or addedQ2 25: 43 cut or sold outQ3 25: 33 bought or addedQ3 25: 37 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q4 20235019
Q1 20242638
Q2 20241139
Q3 20242936
Q4 20245122
Q1 20253139
Q2 20252143
Q3 20253337

Biggest buyers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +122,883+122.9k
ENVESTNET ASSET MANAGEMENT INC Added +42,140+42.1k
Global Assets Advisory, LLC New +41,629+41.6k
JPMORGAN CHASE & CO New +30,598+30.6k
Mutual Advisors, LLC New +16,902+16.9k
Caliber Wealth Management, LLC / KS New +14,681+14.7k
Cerity Partners LLC Added +9,737+9.7k
WPWealth LLP New +9,461+9.5k
Beacon Pointe Advisors, LLC Added +7,649+7.6k
Kestra Advisory Services, LLC Added +6,901+6.9k

Biggest sellers

COMMONWEALTH EQUITY SERVICES, LLC Reduced -540,221-540.2k
OLD MISSION CAPITAL LLC Sold out -40,203-40.2k
Bison Wealth, LLC Sold out -29,061-29.1k
DAYMARK WEALTH PARTNERS, LLC Sold out -26,397-26.4k
My Personal CFO, LLC Sold out -25,935-25.9k
Cetera Investment Advisers Reduced -16,064-16.1k
Brookstone Capital Management Reduced -14,242-14.2k
Arax Advisory Partners Sold out -12,282-12.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -7,721-7.7k
Cambridge Investment Research Advisors, Inc. Reduced -6,553-6.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (1.7%, 2026-05-04)

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Penserra Capital Management LLC 0.23% of their portfolio ORINDA, CA 389,403389.4k $18.9m $18.9m 0.23% Added +4.7k +4,653
2 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 315,146315.1k $15.3m $15.3m 0.02% Reduced -540.2k -540,221
3 INTEGRAL INVESTMENT ADVISORS, INC. 3.49% of their portfolio TURLOCK, CA 267,175267.2k $12.9m $12.9m 3.49% Added +2.2k +2,231
4 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 161,921161.9k $7.8m $7.8m 0.01% Reduced -4.8k -4,799
5 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 155,828155.8k $7.5m $7.5m 0.01% Reduced -16.1k -16,064
6 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 143,379143.4k $6.8m $6.8m 0.01% Reduced -4.8k -4,817
7 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 131,657131.7k $6.4m $6.4m 0.01% Added +122.9k +122,883
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 114,600114.6k $5.5m $5.5m 0.00% Added +42.1k +42,140
9 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 103,650103.7k $5.0m $5.0m 0.01% Added +9.7k +9,737
10 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 93,11293.1k $4.5m $4.5m 0.01% Reduced -6.2k -6,166
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 72,76172.8k $3.5m $3.5m 0.00% Reduced -2.7k -2,728
12 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 70,57770.6k $3.4m $3.4m 0.02% Added +6.9k +6,901
13 Fragasso Financial Advisors Inc 0.20% of their portfolio SEWICKLEY, PA 65,88165.9k $3.2m $3.2m 0.20% Reduced -1.2k -1,208
14 Berkshire Money Management, Inc. 0.28% of their portfolio DALTON, MA 56,37656.4k $2.7m $2.7m 0.28% Unchanged
15 Motiv8 Investments LLC 1.43% of their portfolio PORT ST. LUCIE, FL 55,65855.7k $2.7m $2.7m 1.43% Reduced -1.1k -1,134
16 Wealthquest Corp 0.18% of their portfolio CINCINNATI, OH 46,04946.0k $2.2m $2.2m 0.18% Unchanged
17 Global Assets Advisory, LLC 0.60% of their portfolio ORLANDO, FL 41,62941.6k $2.0m $2.0m 0.60% New
18 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 40,39540.4k $2.0m $2.0m 0.02% Added +7.6k +7,649
19 HFG Wealth Management, LLC 1.06% of their portfolio The Woodlands, TX 40,24440.2k $1.9m $1.9m 1.06% Added +189 +189
20 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 38,89738.9k $1.9m $1.9m 0.00% Added +362 +362
21 FSA Advisors, Inc. 1.49% of their portfolio TROY, MI 38,89738.9k $1.9m $1.9m 1.49% Added +781 +781
22 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.28% of their portfolio BLUE BELL, PA 38,62238.6k $1.9m $1.9m 0.28% Reduced -1.5k -1,469
23 Diversify Advisory Services, LLC 0.06% of their portfolio SANDY, UT 37,36937.4k $1.8m $1.8m 0.06% Reduced -415 -415
24 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 36,41836.4k $1.8m $1.8m 0.00% Added +215 +215
25 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 33,87233.9k $1.6m $1.6m 0.00% Added +13 +13
26 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 31,28331.3k $1.5m $1.5m 0.00% Reduced -6.6k -6,553
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 30,59830.6k $1.5m $1.5m 0.00% New
28 First Commonwealth Financial Corp /PA/ 0.24% of their portfolio Indiana, PA 30,08630.1k $1.5m $1.5m 0.24% Added +2.5k +2,481
29 Bullseye Investment Management, LLC 0.66% of their portfolio CINCINNATI, OH 25,89625.9k $1.1m $1.1m 0.66% Unchanged
30 Diligent Investors, LLC 0.29% of their portfolio REDLANDS, CA 23,96824.0k $1.2m $1.2m 0.29% Added +2.0k +2,050
31 Maltin Wealth Management, Inc. 0.47% of their portfolio RIDGEWOOD, NJ 23,47323.5k $1.1m $1.1m 0.47% Unchanged
32 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 22,80322.8k $1.1m $1.1m 0.00% Reduced -1.7k -1,697
33 Gradient Investments LLC 0.02% of their portfolio ARDEN HILLS, MN 20,76520.8k $1.0m $1.0m 0.02% Reduced -100 -100
34 Lantz Financial LLC 0.20% of their portfolio NAPERVILLE, IL 18,88018.9k $914.2k $914.2k 0.20% Added +57 +57
35 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 17,19317.2k $832.5k $832.5k 0.02% Added +165 +165
36 Weaver Consulting Group 0.21% of their portfolio HUNTINGTON BEACH, CA 17,16117.2k $831.0k $831.0k 0.21% Unchanged
37 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 16,90216.9k $822.8k $822.8k 0.02% New
38 DHJJ Financial Advisors, Ltd. 0.26% of their portfolio NAPERVILLE, IL 15,58715.6k $754.7k $754.7k 0.26% Reduced -2.7k -2,693
39 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 15,29015.3k $740.3k $740.3k 0.00% Unchanged
40 City Center Advisors, LLC 0.72% of their portfolio TROY, MI 15,24315.2k $738.1k $738.1k 0.72% Added +3.6k +3,562
41 Caliber Wealth Management, LLC / KS 0.08% of their portfolio Overland Park, KS 14,68114.7k $710.9k $710.9k 0.08% New
42 Krilogy Financial LLC 0.03% of their portfolio ST. LOUIS, MO 14,08514.1k $688.2k $688.2k 0.03% Unchanged
43 Valtinson Bruner Financial Planning LLC 0.20% of their portfolio NEW BRIGHTON, MN 13,62613.6k $659.8k $659.8k 0.20% Unchanged
44 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 12,20712.2k $591.1k $591.1k 0.02% Added +574 +574
45 THOROUGHBRED FINANCIAL SERVICES, LLC 0.03% of their portfolio BRENTWOOD, TN 10,16310.2k $492.0k $492.0k 0.03% Unchanged
46 BCS Wealth Management 0.11% of their portfolio JOHNSON CITY, TN 10,03210.0k $485.8k $485.8k 0.11% Reduced -2.3k -2,289
47 XML Financial, LLC 0.04% of their portfolio BETHESDA, MD 9,9279.9k $480.7k $480.7k 0.04% Unchanged
48 WPWealth LLP 0.07% of their portfolio FORT WORTH, TX 9,4619.5k $458.1k $458.1k 0.07% New
49 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,2339.2k $447.1k $447.1k 0.00% Reduced -4.9k -4,883
50 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 8,8578.9k $428.9k $428.9k 0.00% Unchanged
51 Summit Wealth Partners, LLC 0.08% of their portfolio Orlando, FL 8,6378.6k $418.2k $418.2k 0.08% Reduced -1.0k -1,000
52 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 8,5588.6k $414.4k $414.4k 0.01% Added +400 +400
53 Straight Path Wealth Management 0.12% of their portfolio Jenison, MI 8,5568.6k $414.3k $414.3k 0.12% Reduced -37 -37
54 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 8,4418.4k $408.7k $408.7k 0.01% Unchanged
55 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 8,3068.3k $402.2k $402.2k 0.01% Unchanged
56 Bellwether Advisors, LLC 0.07% of their portfolio LINCOLN, NE 8,1478.1k $394.5k $394.5k 0.07% Unchanged
57 SageView Advisory Group, LLC 0.01% of their portfolio Newport Beach, CA 8,0648.1k $390.5k $390.5k 0.01% Unchanged
58 Trek Financial, LLC 0.02% of their portfolio Scottsdale, AZ 7,9808.0k $386.4k $386.4k 0.02% Unchanged
59 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 7,2247.2k $349.8k $349.8k 0.01% Reduced -372 -372
60 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 6,9176.9k $334.9k $334.9k 0.01% Added +290 +290
61 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 6,8886.9k $333.5k $333.5k 0.01% Reduced -1 -1
62 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 6,8216.8k $330.3k $330.3k 0.01% Added +156 +156
63 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 6,4946.5k $314.4k $314.4k 0.01% Reduced -20 -20
64 Brookstone Capital Management 0.00% of their portfolio WHEATON, IL 6,4516.5k $312.4k $312.4k 0.00% Reduced -14.2k -14,242
65 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 6,2876.3k $304.4k $304.4k 0.01% Reduced -136 -136
66 Beacon Financial Advisory LLC 0.07% of their portfolio CLEVELAND, OH 5,8675.9k $284.1k $284.1k 0.07% Reduced -1.3k -1,327
67 Three Seasons Wealth, LLC 0.03% of their portfolio SALT LAKE CITY, UT 5,5705.6k $269.7k $269.7k 0.03% Unchanged
68 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4,9555.0k $239.9k $239.9k 0.00% Unchanged
69 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 4,5924.6k $222.3k $222.3k 0.00% Unchanged
70 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 4,4804.5k $216.9k $216.9k 0.00% New
71 MTM FINANCIAL GROUP, LLC 0.10% of their portfolio BETHLEHEM, PA 4,3504.3k $210.6k $210.6k 0.10% New
72 Foundations Investment Advisors, LLC 0.00% of their portfolio PHOENIX, AZ 4,3164.3k $209.0k $209.0k 0.00% New
73 GWN SECURITIES INC. 0.05% of their portfolio Palm Beach Gardens, FL 4,2004.2k $203.4k $203.4k 0.05% New
74 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,8872.9k $139.8k $139.8k 0.00% Reduced -1.3k -1,256
75 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,8002.8k $135.6k $135.6k 0.00% Added +351 +351
76 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,7602.8k $133.6k $133.6k 0.00% New
77 Weaver Capital Management LLC 0.03% of their portfolio SUWANEE, GA 2,7122.7k $131.3k $131.3k 0.03% Unchanged
78 IMG Wealth Management, Inc. 0.05% of their portfolio JACKSONVILLE, FL 1,5011.5k $72.7k $72.7k 0.05% Unchanged
79 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 811811 $39.3k $39.3k 0.00% Unchanged
80 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 750750 $36.3k $36.3k 0.00% Unchanged
81 CHAPMAN FINANCIAL GROUP, LLC 0.02% of their portfolio KAILUA, HI 500500 $24.2k $24.2k 0.02% Unchanged
82 Financial Network Wealth Advisors LLC 0.02% of their portfolio MURRAY, UT 468468 $22.7k $22.7k 0.02% Unchanged
83 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 400400 $19.4k $19.4k 0.00% Unchanged
84 Caitlin John, LLC 0.01% of their portfolio BRIGHTON, MI 370370 $17.9k $17.9k 0.01% New
85 Noble Wealth Management PBC 0.01% of their portfolio GREENWOOD VILLAGE, CO 250250 $12.1k $12.1k 0.01% First filing
86 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 139139 $6.7k $6.7k 0.00% Unchanged
87 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 132132 $6.4k $6.4k 0.00% Unchanged
88 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 100100 $4.8k $4.8k 0.00% Unchanged
89 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 7171 $3.4k $3.4k 0.00% Unchanged