Vault-13

INNOVATOR ETFS TRUST BOCT

US EQTY BUF OCT · ETP · CUSIP 45782C771

90 institutional holders -6 vs Q1 2025
3,627,5133.6m shares reported held*
$164.7mreported value*
3 new 18 added 34 reduced 9 sold out net sold ≈ $106.0m (-2.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $45.41.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 55Q4 22: 77Q1 23: 77Q2 23: 69Q3 23: 66Q4 23: 88Q1 24: 90Q2 24: 90Q3 24: 83Q4 24: 99Q1 25: 96Q2 25: 9090Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202255
Q4 202277
Q1 202377
Q2 202369
Q3 202366
Q4 202388
Q1 202490
Q2 202490
Q3 202483
Q4 202499
Q1 202596
Q2 202590

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 23: 28 bought or addedQ3 23: 31 cut or sold outQ4 23: 50 bought or addedQ4 23: 19 cut or sold outQ4 23Q1 24: 26 bought or addedQ1 24: 38 cut or sold outQ2 24: 11 bought or addedQ2 24: 39 cut or sold outQ2 24Q3 24: 29 bought or addedQ3 24: 36 cut or sold outQ4 24: 51 bought or addedQ4 24: 22 cut or sold outQ4 24Q1 25: 31 bought or addedQ1 25: 39 cut or sold outQ2 25: 21 bought or addedQ2 25: 43 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20232831
Q4 20235019
Q1 20242638
Q2 20241139
Q3 20242936
Q4 20245122
Q1 20253139
Q2 20252143

Biggest buyers

COMMONWEALTH EQUITY SERVICES, LLC Added +171,980+172.0k
Gradient Investments LLC New +20,865+20.9k
OLD MISSION CAPITAL LLC Added +18,577+18.6k
LPL Financial LLC Added +16,957+17.0k
TRUIST FINANCIAL CORP Added +7,507+7.5k
Cerity Partners LLC Added +7,482+7.5k
NewEdge Advisors, LLC New +4,955+5.0k
Advisory Services Network, LLC New +4,592+4.6k
Weaver Consulting Group Added +4,266+4.3k
CITADEL ADVISORS LLC Added +4,050+4.0k

Biggest sellers

Stuart Chaussee & Associates, Inc. Sold out -1,777,329-1.8m
Brookstone Capital Management Reduced -509,222-509.2k
GWN SECURITIES INC. Sold out -74,177-74.2k
OSAIC HOLDINGS, INC. Reduced -38,117-38.1k
Penserra Capital Management LLC Reduced -27,335-27.3k
Arkadios Wealth Advisors Sold out -20,522-20.5k
McAdam, LLC Sold out -18,733-18.7k
HighTower Advisors, LLC Reduced -17,816-17.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -16,955-17.0k
CENTAURUS FINANCIAL, INC. Sold out -15,517-15.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (1.7%, 2026-05-04)

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 855,367855.4k $38.9m $38.9m 0.05% Added +172.0k +171,980
2 Penserra Capital Management LLC 0.24% of their portfolio ORINDA, CA 384,750384.8k $17.5m $17.5m 0.24% Reduced -27.3k -27,335
3 INTEGRAL INVESTMENT ADVISORS, INC. 3.44% of their portfolio TURLOCK, CA 264,944264.9k $12.0m $12.0m 3.44% Reduced -558 -558
4 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 171,892171.9k $7.8m $7.8m 0.01% Reduced -14.5k -14,477
5 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 166,720166.7k $7.6m $7.6m 0.01% Reduced -17.8k -17,816
6 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 148,196148.2k $6.7m $6.7m 0.01% Reduced -38.1k -38,117
7 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 99,27899.3k $4.5m $4.5m 0.01% Reduced -1.0k -1,036
8 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 93,91393.9k $4.3m $4.3m 0.01% Added +7.5k +7,482
9 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 75,48975.5k $3.4m $3.4m 0.00% Added +17.0k +16,957
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 72,46072.5k $3.3m $3.3m 0.00% Added +710 +710
11 Fragasso Financial Advisors Inc 0.21% of their portfolio SEWICKLEY, PA 67,08967.1k $3.0m $3.0m 0.21% Reduced -7.6k -7,594
12 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 63,67663.7k $2.9m $2.9m 0.01% Reduced -920 -920
13 Motiv8 Investments LLC 1.58% of their portfolio PORT ST. LUCIE, FL 56,79256.8k $2.6m $2.6m 1.58% Added +1.6k +1,591
14 Berkshire Money Management, Inc. 0.27% of their portfolio DALTON, MA 56,37656.4k $2.6m $2.6m 0.27% Unchanged
15 Wealthquest Corp 0.17% of their portfolio CINCINNATI, OH 46,04946.0k $2.1m $2.1m 0.17% Reduced -3.6k -3,628
16 OLD MISSION CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 40,20340.2k $1.8m $1.8m 0.05% Added +18.6k +18,577
17 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.30% of their portfolio BLUE BELL, PA 40,09140.1k $1.8m $1.8m 0.30% Reduced -120 -120
18 HFG Wealth Management, LLC 1.03% of their portfolio The Woodlands, TX 40,05540.1k $1.7m $1.7m 1.03% Added +296 +296
19 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 38,53538.5k $1.8m $1.8m 0.00% Reduced -2.6k -2,617
20 FSA Advisors, Inc. 1.41% of their portfolio TROY, MI 38,11638.1k $1.7m $1.7m 1.41% Added +1.3k +1,320
21 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 37,83637.8k $1.7m $1.7m 0.01% Reduced -5.8k -5,769
22 Diversify Advisory Services, LLC 0.07% of their portfolio SANDY, UT 37,78437.8k $1.8m $1.8m 0.07% Reduced -2.5k -2,480
23 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 36,20336.2k $1.6m $1.6m 0.00% Added +7.5k +7,507
24 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 33,85933.9k $1.5m $1.5m 0.00% Added +2.7k +2,656
25 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 32,74632.7k $1.5m $1.5m 0.02% Reduced -377 -377
26 Bison Wealth, LLC 0.10% of their portfolio ATLANTA, GA 29,06129.1k $1.3m $1.3m 0.10% Added +458 +458
27 First Commonwealth Financial Corp /PA/ 0.27% of their portfolio Indiana, PA 27,60527.6k $1.3m $1.3m 0.27% Reduced -3.2k -3,170
28 DAYMARK WEALTH PARTNERS, LLC 0.05% of their portfolio CINCINNATI, OH 26,39726.4k $1.2m $1.2m 0.05% Unchanged
29 My Personal CFO, LLC 0.54% of their portfolio VANCOUVER, WA 25,93525.9k $1.2m $1.2m 0.54% Unchanged
30 Bullseye Investment Management, LLC 0.66% of their portfolio CINCINNATI, OH 25,89625.9k $1.1m $1.1m 0.66% Unchanged
31 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 24,50024.5k $1.1m $1.1m 0.00% Added +258 +258
32 Maltin Wealth Management, Inc. 0.48% of their portfolio RIDGEWOOD, NJ 23,47323.5k $1.1m $1.1m 0.48% Reduced -376 -376
33 Diligent Investors, LLC 0.24% of their portfolio REDLANDS, CA 21,91821.9k $996.2k $996.2k 0.24% Reduced -375 -375
34 Gradient Investments LLC 0.02% of their portfolio ARDEN HILLS, MN 20,86520.9k $948.3k $948.3k 0.02% New
35 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 20,69320.7k $940.5k $940.5k 0.01% Reduced -509.2k -509,222
36 Lantz Financial LLC 0.21% of their portfolio NAPERVILLE, IL 18,82318.8k $855.5k $855.5k 0.21% Unchanged
37 DHJJ Financial Advisors, Ltd. 0.30% of their portfolio NAPERVILLE, IL 18,28018.3k $830.8k $830.8k 0.30% Reduced -385 -385
38 Weaver Consulting Group 0.22% of their portfolio HUNTINGTON BEACH, CA 17,16117.2k $780.0k $780.0k 0.22% Added +4.3k +4,266
39 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 17,02817.0k $773.9k $773.9k 0.02% Reduced -308 -308
40 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 15,29015.3k $694.9k $694.9k 0.00% Reduced -3.7k -3,664
41 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,11614.1k $641.6k $641.6k 0.00% Added +4.0k +4,050
42 Krilogy Financial LLC 0.04% of their portfolio ST. LOUIS, MO 14,08514.1k $640.2k $640.2k 0.04% Reduced -3.0k -3,050
43 Valtinson Bruner Financial Planning LLC 0.19% of their portfolio NEW BRIGHTON, MN 13,62613.6k $619.3k $619.3k 0.19% Unchanged
44 BCS Wealth Management 0.12% of their portfolio JOHNSON CITY, TN 12,32112.3k $560.0k $560.0k 0.12% Unchanged
45 Arax Advisory Partners 0.03% of their portfolio NEW YORK, NY 12,28212.3k $558.2k $558.2k 0.03% Reduced -118 -118
46 City Center Advisors, LLC 0.57% of their portfolio TROY, MI 11,68111.7k $530.9k $530.9k 0.57% Reduced -842 -842
47 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 11,63311.6k $528.7k $528.7k 0.02% Reduced -561 -561
48 THOROUGHBRED FINANCIAL SERVICES, LLC 0.03% of their portfolio BRENTWOOD, TN 10,16310.2k $461.0k $461.0k 0.03% Unchanged
49 XML Financial, LLC 0.04% of their portfolio BETHESDA, MD 9,9279.9k $451.2k $451.2k 0.04% Unchanged
50 Summit Wealth Partners, LLC 0.08% of their portfolio Orlando, FL 9,6379.6k $438.0k $438.0k 0.08% Unchanged
51 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 8,8578.9k $402.6k $402.6k 0.00% Unchanged
52 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 8,7748.8k $401.5k $401.5k 0.00% Added +1.9k +1,899
53 Straight Path Wealth Management 0.13% of their portfolio Jenison, MI 8,5938.6k $390.6k $390.6k 0.13% Reduced -181 -181
54 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 8,4418.4k $383.6k $383.6k 0.01% Reduced -22 -22
55 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 8,3068.3k $377.5k $377.5k 0.01% Unchanged
56 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 8,1588.2k $370.8k $370.8k 0.01% Unchanged
57 Bellwether Advisors, LLC 0.06% of their portfolio LINCOLN, NE 8,1478.1k $370.3k $370.3k 0.06% Unchanged
58 SageView Advisory Group, LLC 0.01% of their portfolio Newport Beach, CA 8,0648.1k $374.5k $374.5k 0.01% Unchanged
59 Trek Financial, LLC 0.02% of their portfolio Scottsdale, AZ 7,9808.0k $362.7k $362.7k 0.02% Reduced -35 -35
60 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 7,7217.7k $350.9k $350.9k 0.00% Reduced -17.0k -16,955
61 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 7,5967.6k $345.2k $345.2k 0.01% Reduced -41 -41
62 Beacon Financial Advisory LLC 0.08% of their portfolio CLEVELAND, OH 7,1947.2k $327.0k $327.0k 0.08% Unchanged
63 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 6,8896.9k $313.1k $313.1k 0.01% Reduced -235 -235
64 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 6,6656.7k $302.9k $302.9k 0.01% Unchanged
65 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 6,6276.6k $301.2k $301.2k 0.01% Reduced -4.4k -4,387
66 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 6,5146.5k $296.1k $296.1k 0.01% Reduced -10.6k -10,594
67 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 6,4236.4k $291.9k $291.9k 0.01% Added +1.5k +1,502
68 Siligmueller & Norvid Wealth Advisors LLC 0.11% of their portfolio GLEN ELLYN, IL 6,0006.0k $274.4k $274.4k 0.11% Unchanged
69 Three Seasons Wealth, LLC 0.03% of their portfolio SALT LAKE CITY, UT 5,5705.6k $253.2k $253.2k 0.03% Unchanged
70 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4,9555.0k $225.2k $225.2k 0.00% New
71 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 4,5924.6k $212.3k $212.3k 0.00% New
72 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,1434.1k $188.3k $188.3k 0.00% Unchanged
73 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 3,7063.7k $168.4k $168.4k 0.00% Added +264 +264
74 Wilmington Savings Fund Society, FSB 0.00% of their portfolio WILMINGTON, DE 3,3173.3k $150.8k $150.8k 0.00% Unchanged
75 Wood Tarver Financial Group, LLC 0.04% of their portfolio BOISE, ID 2,7332.7k $124.0k $124.0k 0.04% Unchanged
76 Weaver Capital Management LLC 0.03% of their portfolio SUWANEE, GA 2,7122.7k $123.3k $123.3k 0.03% Unchanged
77 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,4492.4k $111.3k $111.3k 0.00% Unchanged
78 IMG Wealth Management, Inc. 0.05% of their portfolio JACKSONVILLE, FL 1,5011.5k $68.2k $68.2k 0.05% Reduced -18 -18
79 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 811811 $36.9k $36.9k 0.00% Added +170 +170
80 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 750750 $32.4k $32.4k 0.00% Unchanged
81 Cape Investment Advisory, Inc. 0.01% of their portfolio MCDONOUGH, GA 600600 $27.3k $27.3k 0.01% Unchanged
82 CHAPMAN FINANCIAL GROUP, LLC 0.02% of their portfolio KAILUA, HI 500500 $22.7k $22.7k 0.02% First filing
83 Financial Network Wealth Advisors LLC 0.03% of their portfolio MURRAY, UT 468468 $21.3k $21.3k 0.03% Unchanged
84 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 400400 $18.2k $18.2k 0.00% Unchanged
85 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 139139 $6.3k $6.3k 0.00% Unchanged
86 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 132132 $6.0k $6.0k 0.00% Unchanged
87 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 100100 $4.5k $4.5k 0.00% Unchanged
88 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 100100 $4.5k $4.5k 0.00% Unchanged
89 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 7171 $3.2k $3.2k 0.00% Unchanged
90 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged