Vault-13

INNOVATOR ETFS TRUST BOCT

US EQTY BUF OCT · ETP · CUSIP 45782C771

96 institutional holders -3 vs Q4 2024
5,958,9716.0m shares reported held*
$250.7mreported value*
9 new 22 added 29 reduced 10 sold out net bought ≈ $98.9m (+2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $42.06.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 55Q4 22: 77Q1 23: 77Q2 23: 69Q3 23: 66Q4 23: 88Q1 24: 90Q2 24: 90Q3 24: 83Q4 24: 99Q1 25: 9696Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202255
Q4 202277
Q1 202377
Q2 202369
Q3 202366
Q4 202388
Q1 202490
Q2 202490
Q3 202483
Q4 202499
Q1 202596

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 23: 11 bought or addedQ2 23: 45 cut or sold outQ3 23: 28 bought or addedQ3 23: 31 cut or sold outQ3 23Q4 23: 50 bought or addedQ4 23: 19 cut or sold outQ1 24: 26 bought or addedQ1 24: 38 cut or sold outQ1 24Q2 24: 11 bought or addedQ2 24: 39 cut or sold outQ3 24: 29 bought or addedQ3 24: 36 cut or sold outQ3 24Q4 24: 51 bought or addedQ4 24: 22 cut or sold outQ1 25: 31 bought or addedQ1 25: 39 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20231145
Q3 20232831
Q4 20235019
Q1 20242638
Q2 20241139
Q3 20242936
Q4 20245122
Q1 20253139

Biggest buyers

Stuart Chaussee & Associates, Inc. New +1,777,329+1.8m
COMMONWEALTH EQUITY SERVICES, LLC Added +357,175+357.2k
GWN SECURITIES INC. New +74,177+74.2k
Penserra Capital Management LLC Added +60,411+60.4k
Brookstone Capital Management Added +47,055+47.1k
HFG Wealth Management, LLC New +39,759+39.8k
OSAIC HOLDINGS, INC. Added +34,580+34.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +24,676+24.7k
OLD MISSION CAPITAL LLC New +21,626+21.6k
Arkadios Wealth Advisors New +20,522+20.5k

Biggest sellers

MML INVESTORS SERVICES, LLC Reduced -28,823-28.8k
ENVESTNET ASSET MANAGEMENT INC Reduced -27,143-27.1k
Wealthquest Corp Reduced -19,627-19.6k
JANE STREET GROUP, LLC Sold out -15,576-15.6k
WPWealth LLP Sold out -13,385-13.4k
Global Trust Asset Management, LLC Sold out -11,600-11.6k
Ashton Thomas Private Wealth, LLC Sold out -8,222-8.2k
CAPTRUST FINANCIAL ADVISORS Reduced -8,016-8.0k
Outlook Wealth Advisors, LLC Sold out -6,616-6.6k
Spire Wealth Management Reduced -6,024-6.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (1.7%, 2026-05-04)

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Stuart Chaussee & Associates, Inc. 18.61% of their portfolio BEVERLY HILLS, CA 1,777,3291.8m $74.7m $74.7m 18.61% New
2 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 683,387683.4k $28.7m $28.7m 0.04% Added +357.2k +357,175
3 Brookstone Capital Management 0.32% of their portfolio WHEATON, IL 529,915529.9k $22.3m $22.3m 0.32% Added +47.1k +47,055
4 Penserra Capital Management LLC 0.31% of their portfolio ORINDA, CA 412,085412.1k $17.3m $17.3m 0.31% Added +60.4k +60,411
5 INTEGRAL INVESTMENT ADVISORS, INC. 3.56% of their portfolio TURLOCK, CA 265,502265.5k $11.2m $11.2m 3.56% Added +6.4k +6,444
6 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 186,369186.4k $7.8m $7.8m 0.02% Added +8.9k +8,932
7 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 186,313186.3k $7.8m $7.8m 0.02% Added +34.6k +34,580
8 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 184,536184.5k $7.8m $7.8m 0.01% Added +50 +50
9 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 100,314100.3k $4.2m $4.2m 0.01% Reduced -8.0k -8,016
10 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 86,43186.4k $3.6m $3.6m 0.01% Added +10.4k +10,388
11 Fragasso Financial Advisors Inc 0.23% of their portfolio SEWICKLEY, PA 74,68374.7k $3.1m $3.1m 0.23% Reduced -1.4k -1,406
12 GWN SECURITIES INC. 0.18% of their portfolio Palm Beach Gardens, FL 74,17774.2k $3.2m $3.2m 0.18% New
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 71,75071.8k $3.0m $3.0m 0.00% Reduced -27.1k -27,143
14 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 64,59664.6k $2.7m $2.7m 0.01% Added +1.4k +1,386
15 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 58,53258.5k $2.5m $2.5m 0.00% Reduced -4.6k -4,631
16 Berkshire Money Management, Inc. 0.27% of their portfolio DALTON, MA 56,37656.4k $2.4m $2.4m 0.27% Unchanged
17 Motiv8 Investments LLC 1.54% of their portfolio PORT ST. LUCIE, FL 55,20155.2k $2.3m $2.3m 1.54% Added +7.2k +7,194
18 Wealthquest Corp 0.17% of their portfolio CINCINNATI, OH 49,67749.7k $2.1m $2.1m 0.17% Reduced -19.6k -19,627
19 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 43,60543.6k $1.8m $1.8m 0.01% Reduced -1.1k -1,123
20 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 41,15241.2k $1.7m $1.7m 0.00% Reduced -128 -128
21 Diversify Advisory Services, LLC 0.11% of their portfolio SANDY, UT 40,26440.3k $1.7m $1.7m 0.11% Reduced -1.3k -1,300
22 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.32% of their portfolio BLUE BELL, PA 40,21140.2k $1.7m $1.7m 0.32% Added +131 +131
23 HFG Wealth Management, LLC 1.04% of their portfolio The Woodlands, TX 39,75939.8k $1.7m $1.7m 1.04% New
24 FSA Advisors, Inc. 1.23% of their portfolio TROY, MI 36,79636.8k $1.5m $1.5m 1.23% Added +976 +976
25 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 33,12333.1k $1.4m $1.4m 0.02% Unchanged
26 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 31,20331.2k $1.3m $1.3m 0.00% Added +2.0k +2,050
27 First Commonwealth Financial Corp /PA/ 0.30% of their portfolio Indiana, PA 30,77530.8k $1.3m $1.3m 0.30% Added +4.4k +4,413
28 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 28,69628.7k $1.2m $1.2m 0.00% Added +3.8k +3,838
29 Bison Wealth, LLC 0.11% of their portfolio ATLANTA, GA 28,60328.6k $1.2m $1.2m 0.11% Added +1.4k +1,417
30 DAYMARK WEALTH PARTNERS, LLC 0.05% of their portfolio CINCINNATI, OH 26,39726.4k $1.1m $1.1m 0.05% Unchanged
31 My Personal CFO, LLC 0.55% of their portfolio VANCOUVER, WA 25,93525.9k $1.1m $1.1m 0.55% Unchanged
32 Bullseye Investment Management, LLC 0.66% of their portfolio CINCINNATI, OH 25,89625.9k $1.1m $1.1m 0.66% Reduced -632 -632
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 24,67624.7k $1.0m $1.0m 0.00% New
34 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 24,24224.2k $1.0m $1.0m 0.00% Reduced -28.8k -28,823
35 Maltin Wealth Management, Inc. 0.47% of their portfolio RIDGEWOOD, NJ 23,84923.8k $1.0m $1.0m 0.47% Unchanged
36 Diligent Investors, LLC 0.23% of their portfolio REDLANDS, CA 22,29322.3k $937.1k $937.1k 0.23% Reduced -5 -5
37 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 21,62621.6k $909.1k $909.1k 0.02% New
38 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 20,52220.5k $862.7k $862.7k 0.03% New
39 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 18,95419.0k $796.7k $796.7k 0.00% Unchanged
40 Lantz Financial LLC 0.22% of their portfolio NAPERVILLE, IL 18,82318.8k $791.2k $791.2k 0.22% Reduced -250 -250
41 McAdam, LLC 0.05% of their portfolio Philadelphia, PA 18,73318.7k $787.5k $787.5k 0.05% Unchanged
42 DHJJ Financial Advisors, Ltd. 0.32% of their portfolio NAPERVILLE, IL 18,66518.7k $784.6k $784.6k 0.32% Unchanged
43 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 17,33617.3k $728.7k $728.7k 0.02% Reduced -273 -273
44 Krilogy Financial LLC 0.05% of their portfolio ST. LOUIS, MO 17,13517.1k $720.3k $720.3k 0.05% Unchanged
45 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 17,10817.1k $719.2k $719.2k 0.02% Reduced -2.8k -2,839
46 CENTAURUS FINANCIAL, INC. 0.04% of their portfolio ANAHEIM, CA 15,51715.5k $652.0k $652.0k 0.04% Reduced -124 -124
47 Valtinson Bruner Financial Planning LLC 0.19% of their portfolio NEW BRIGHTON, MN 13,62613.6k $572.8k $572.8k 0.19% Unchanged
48 Weaver Consulting Group 0.16% of their portfolio HUNTINGTON BEACH, CA 12,89512.9k $542.0k $542.0k 0.16% Added +7.9k +7,908
49 City Center Advisors, LLC 0.61% of their portfolio TROY, MI 12,52312.5k $526.4k $526.4k 0.61% Added +679 +679
50 Arax Advisory Partners 0.03% of their portfolio NEW YORK, NY 12,40012.4k $521.3k $521.3k 0.03% Reduced -235 -235
51 BCS Wealth Management 0.13% of their portfolio JOHNSON CITY, TN 12,32112.3k $518.0k $518.0k 0.13% Reduced -235 -235
52 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 12,19412.2k $512.6k $512.6k 0.02% Added +674 +674
53 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 11,01411.0k $463.0k $463.0k 0.01% Reduced -6.0k -6,024
54 THOROUGHBRED FINANCIAL SERVICES, LLC 0.03% of their portfolio BRENTWOOD, TN 10,16310.2k $427.0k $427.0k 0.03% Unchanged
55 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,06610.1k $423.1k $423.1k 0.00% Reduced -3.5k -3,512
56 XML Financial, LLC 0.04% of their portfolio BETHESDA, MD 9,9279.9k $417.3k $417.3k 0.04% Reduced -1.2k -1,207
57 Summit Wealth Partners, LLC 0.08% of their portfolio Orlando, FL 9,6379.6k $405.1k $405.1k 0.08% Unchanged
58 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 8,8578.9k $372.3k $372.3k 0.00% Unchanged
59 Straight Path Wealth Management 0.15% of their portfolio Jenison, MI 8,7748.8k $368.8k $368.8k 0.15% Added +57 +57
60 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 8,4638.5k $365.8k $365.8k 0.01% Unchanged
61 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 8,3068.3k $349.2k $349.2k 0.01% New
62 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 8,1588.2k $342.9k $342.9k 0.01% Unchanged
63 Bellwether Advisors, LLC 0.07% of their portfolio LINCOLN, NE 8,1478.1k $342.5k $342.5k 0.07% Unchanged
64 SageView Advisory Group, LLC 0.01% of their portfolio Newport Beach, CA 8,0648.1k $339.0k $339.0k 0.01% Unchanged
65 Trek Financial, LLC 0.02% of their portfolio Scottsdale, AZ 8,0158.0k $336.9k $336.9k 0.02% Unchanged
66 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 7,6377.6k $321.0k $321.0k 0.01% Reduced -49 -49
67 Beacon Financial Advisory LLC 0.09% of their portfolio CLEVELAND, OH 7,1947.2k $302.4k $302.4k 0.09% Unchanged
68 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 7,1247.1k $299.5k $299.5k 0.01% Reduced -417 -417
69 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 6,8756.9k $289.0k $289.0k 0.00% Unchanged
70 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 6,6656.7k $280.2k $280.2k 0.01% Unchanged
71 Chris Bulman Inc 0.17% of their portfolio ROSEVILLE, CA 6,3826.4k $268.3k $268.3k 0.17% Reduced -27 -27
72 Siligmueller & Norvid Wealth Advisors LLC 0.11% of their portfolio GLEN ELLYN, IL 6,0006.0k $252.2k $252.2k 0.11% Unchanged
73 SAGESPRING WEALTH PARTNERS, LLC 0.01% of their portfolio FRANKLIN, TN 5,8415.8k $245.5k $245.5k 0.01% New
74 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 5,8355.8k $245.3k $245.3k 0.00% Reduced -1.2k -1,180
75 Three Seasons Wealth, LLC 0.12% of their portfolio SALT LAKE CITY, UT 5,5705.6k $234.1k $234.1k 0.12% Unchanged
76 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 4,9214.9k $206.9k $206.9k 0.01% Reduced -800 -800
77 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,1434.1k $174.2k $174.2k 0.00% Added +3.4k +3,353
78 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 3,4423.4k $144.7k $144.7k 0.00% New
79 Wilmington Savings Fund Society, FSB 0.00% of their portfolio WILMINGTON, DE 3,3173.3k $139.4k $139.4k 0.00% Unchanged
80 Wood Tarver Financial Group, LLC 0.04% of their portfolio BOISE, ID 2,7332.7k $114.9k $114.9k 0.04% Reduced -3.0k -2,980
81 Weaver Capital Management LLC 0.03% of their portfolio SUWANEE, GA 2,7122.7k $114.0k $114.0k 0.03% Reduced -384 -384
82 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,4492.4k $102.9k $102.9k 0.00% Unchanged
83 Continuum Advisory, LLC 0.01% of their portfolio EAGLE, ID 2,3442.3k $98.5k $98.5k 0.01% Added +264 +264
84 IMG Wealth Management, Inc. 0.06% of their portfolio JACKSONVILLE, FL 1,5191.5k $63.9k $63.9k 0.06% Unchanged
85 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 750750 $31.5k $31.5k 0.00% Unchanged
86 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 641641 $26.9k $26.9k 0.00% Reduced -500 -500
87 Cape Investment Advisory, Inc. 0.01% of their portfolio MCDONOUGH, GA 600600 $25.2k $25.2k 0.01% Unchanged
88 Financial Network Wealth Advisors LLC 0.03% of their portfolio MURRAY, UT 468468 $19.7k $19.7k 0.03% Unchanged
89 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 400400 $16.8k $16.8k 0.00% Unchanged
90 Noble Wealth Management PBC 0.01% of their portfolio GREENWOOD VILLAGE, CO 250250 $10.5k $10.5k 0.01% Unchanged
91 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 139139 $5.8k $5.8k 0.00% Reduced -141 -141
92 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 132132 $5.5k $5.5k 0.00% Unchanged
93 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 100100 $4.2k $4.2k 0.00% Unchanged
94 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 100100 $4.2k $4.2k 0.00% Unchanged
95 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 7171 $3.0k $3.0k 0.00% Unchanged
96 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged