Vault-13

INNOVATOR ETFS TRUST BOCT

US EQTY BUF OCT · ETP · CUSIP 45782C771

99 institutional holders +16 vs Q3 2024
3,607,3023.6m shares reported held*
$155.9mreported value*
15 new 36 added 18 reduced 4 sold out net bought ≈ $27.0m (+623.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $43.21.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 55Q4 22: 77Q1 23: 77Q2 23: 69Q3 23: 66Q4 23: 88Q1 24: 90Q2 24: 90Q3 24: 83Q4 24: 9999Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202255
Q4 202277
Q1 202377
Q2 202369
Q3 202366
Q4 202388
Q1 202490
Q2 202490
Q3 202483
Q4 202499

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 16 bought or addedQ1 23: 44 cut or sold outQ2 23: 11 bought or addedQ2 23: 45 cut or sold outQ2 23Q3 23: 28 bought or addedQ3 23: 31 cut or sold outQ4 23: 50 bought or addedQ4 23: 19 cut or sold outQ4 23Q1 24: 26 bought or addedQ1 24: 38 cut or sold outQ2 24: 11 bought or addedQ2 24: 39 cut or sold outQ2 24Q3 24: 29 bought or addedQ3 24: 36 cut or sold outQ4 24: 51 bought or addedQ4 24: 22 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20231644
Q2 20231145
Q3 20232831
Q4 20235019
Q1 20242638
Q2 20241139
Q3 20242936
Q4 20245122

Biggest buyers

Brookstone Capital Management Added +477,736+477.7k
Cetera Investment Advisers Added +100,567+100.6k
OSAIC HOLDINGS, INC. Added +64,272+64.3k
Penserra Capital Management LLC Added +53,222+53.2k
MML INVESTORS SERVICES, LLC Added +38,001+38.0k
ENVESTNET ASSET MANAGEMENT INC Added +31,733+31.7k
HighTower Advisors, LLC Added +28,627+28.6k
Bullseye Investment Management, LLC New +26,528+26.5k
DAYMARK WEALTH PARTNERS, LLC New +26,397+26.4k
CENTAURUS FINANCIAL, INC. New +15,641+15.6k

Biggest sellers

COMMONWEALTH EQUITY SERVICES, LLC Reduced -319,244-319.2k
CAPTRUST FINANCIAL ADVISORS Reduced -19,607-19.6k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Sold out -14,278-14.3k
BARCLAYS PLC Sold out -13,597-13.6k
CoreCap Advisors, LLC Reduced -10,580-10.6k
Bright Futures Wealth Management, LLC. Sold out -6,833-6.8k
Cresset Asset Management, LLC Reduced -6,472-6.5k
Wealthquest Corp Reduced -6,258-6.3k
Berkshire Money Management, Inc. Reduced -5,451-5.5k
Vantage Financial Partners, LLC Sold out -4,933-4.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (1.7%, 2026-05-04)

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Brookstone Capital Management 0.30% of their portfolio WHEATON, IL 482,860482.9k $20.9m $20.9m 0.30% Added +477.7k +477,736
2 Penserra Capital Management LLC 0.28% of their portfolio ORINDA, CA 351,674351.7k $15.2m $15.2m 0.28% Added +53.2k +53,222
3 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 326,212326.2k $14.1m $14.1m 0.02% Reduced -319.2k -319,244
4 INTEGRAL INVESTMENT ADVISORS, INC. 3.63% of their portfolio TURLOCK, CA 259,058259.1k $11.2m $11.2m 3.63% Added +11.8k +11,849
5 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 184,486184.5k $8.0m $8.0m 0.01% Added +28.6k +28,627
6 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 177,437177.4k $7.7m $7.7m 0.02% Added +100.6k +100,567
7 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 151,733151.7k $6.6m $6.6m 0.01% Added +64.3k +64,272
8 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 108,330108.3k $4.7m $4.7m 0.01% Reduced -19.6k -19,607
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 98,89398.9k $4.3m $4.3m 0.00% Added +31.7k +31,733
10 Fragasso Financial Advisors Inc 0.25% of their portfolio SEWICKLEY, PA 76,08976.1k $3.3m $3.3m 0.25% Added +3.2k +3,206
11 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 76,04376.0k $3.3m $3.3m 0.01% Reduced -1.3k -1,263
12 Wealthquest Corp 0.24% of their portfolio CINCINNATI, OH 69,30469.3k $3.0m $3.0m 0.24% Reduced -6.3k -6,258
13 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 63,21063.2k $2.7m $2.7m 0.01% Added +12.3k +12,269
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 63,16363.2k $2.7m $2.7m 0.00% Reduced -2.7k -2,668
15 Berkshire Money Management, Inc. 0.26% of their portfolio DALTON, MA 56,37656.4k $2.4m $2.4m 0.26% Reduced -5.5k -5,451
16 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 53,06553.1k $2.3m $2.3m 0.01% Added +38.0k +38,001
17 Motiv8 Investments LLC 1.46% of their portfolio PORT ST. LUCIE, FL 48,00748.0k $2.1m $2.1m 1.46% Added +9.5k +9,545
18 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 44,72844.7k $1.9m $1.9m 0.01% Added +3.1k +3,115
19 Diversify Advisory Services, LLC 0.10% of their portfolio SANDY, UT 41,56441.6k $1.8m $1.8m 0.10% Unchanged
20 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 41,28041.3k $1.8m $1.8m 0.00% First filing
21 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.33% of their portfolio BLUE BELL, PA 40,08040.1k $1.7m $1.7m 0.33% Added +1.8k +1,791
22 FSA Advisors, Inc. 1.86% of their portfolio TROY, MI 35,82035.8k $1.5m $1.5m 1.86% Reduced -951 -951
23 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 33,12333.1k $1.4m $1.4m 0.02% Added +4.9k +4,890
24 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 29,15329.2k $1.3m $1.3m 0.00% Added +4.4k +4,377
25 Bison Wealth, LLC 0.14% of their portfolio ATLANTA, GA 27,18627.2k $1.2m $1.2m 0.14% First filing
26 Bullseye Investment Management, LLC 0.76% of their portfolio CINCINNATI, OH 26,52826.5k $1.1m $1.1m 0.76% New
27 DAYMARK WEALTH PARTNERS, LLC 0.05% of their portfolio CINCINNATI, OH 26,39726.4k $1.1m $1.1m 0.05% New
28 First Commonwealth Financial Corp /PA/ 0.27% of their portfolio Indiana, PA 26,36226.4k $1.1m $1.1m 0.27% Added +2.6k +2,638
29 My Personal CFO, LLC 0.57% of their portfolio VANCOUVER, WA 25,93525.9k $1.1m $1.1m 0.57% Added +7.6k +7,635
30 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 24,85824.9k $1.1m $1.1m 0.00% Added +91 +91
31 Maltin Wealth Management, Inc. 0.51% of their portfolio RIDGEWOOD, NJ 23,84923.8k $1.0m $1.0m 0.51% Unchanged
32 Diligent Investors, LLC 0.22% of their portfolio REDLANDS, CA 22,29822.3k $963.8k $963.8k 0.22% Reduced -5 -5
33 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 19,94719.9k $862.2k $862.2k 0.02% Added +6.7k +6,651
34 Lantz Financial LLC 0.22% of their portfolio NAPERVILLE, IL 19,07319.1k $824.4k $824.4k 0.22% Added +1.3k +1,302
35 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 18,95419.0k $819.3k $819.3k 0.00% Reduced -6.5k -6,472
36 McAdam, LLC 0.04% of their portfolio Philadelphia, PA 18,73318.7k $809.7k $809.7k 0.04% Reduced -319 -319
37 DHJJ Financial Advisors, Ltd. 0.31% of their portfolio NAPERVILLE, IL 18,66518.7k $806.8k $806.8k 0.31% Added +651 +651
38 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 17,60917.6k $761.2k $761.2k 0.02% Added +253 +253
39 Krilogy Financial LLC 0.05% of their portfolio ST. LOUIS, MO 17,13517.1k $740.7k $740.7k 0.05% Unchanged
40 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 17,03817.0k $736.6k $736.6k 0.02% Added +2.5k +2,532
41 CENTAURUS FINANCIAL, INC. 0.04% of their portfolio ANAHEIM, CA 15,64115.6k $676.0k $676.0k 0.04% New
42 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 15,57615.6k $673.3k $673.3k 0.00% New
43 Valtinson Bruner Financial Planning LLC 0.21% of their portfolio NEW BRIGHTON, MN 13,62613.6k $589.0k $589.0k 0.21% Reduced -10 -10
44 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,57813.6k $586.9k $586.9k 0.00% New
45 WPWealth LLP 0.12% of their portfolio FORT WORTH, TX 13,38513.4k $578.6k $578.6k 0.12% Added +591 +591
46 Arax Advisory Partners 0.03% of their portfolio NEW YORK, NY 12,63512.6k $546.2k $546.2k 0.03% Reduced -54 -54
47 BCS Wealth Management 0.14% of their portfolio JOHNSON CITY, TN 12,55612.6k $543.0k $543.0k 0.14% Added +2.4k +2,437
48 City Center Advisors, LLC 0.57% of their portfolio TROY, MI 11,84411.8k $512.0k $512.0k 0.57% Added +107 +107
49 Global Trust Asset Management, LLC 0.19% of their portfolio PALM BEACH GARDENS, FL 11,60011.6k $501.4k $501.4k 0.19% Reduced -2.1k -2,100
50 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 11,52011.5k $498.0k $498.0k 0.02% Reduced -10.6k -10,580
51 XML Financial, LLC 0.04% of their portfolio BETHESDA, MD 11,13411.1k $481.3k $481.3k 0.04% Added +541 +541
52 THOROUGHBRED FINANCIAL SERVICES, LLC 0.03% of their portfolio BRENTWOOD, TN 10,16310.2k $439.0k $439.0k 0.03% Unchanged
53 Summit Wealth Partners, LLC 0.09% of their portfolio Orlando, FL 9,6379.6k $416.6k $416.6k 0.09% Unchanged
54 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 8,8578.9k $382.8k $382.8k 0.00% Added +8.3k +8,295
55 Straight Path Wealth Management 0.15% of their portfolio Jenison, MI 8,7178.7k $376.8k $376.8k 0.15% Reduced -55 -55
56 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 8,4638.5k $365.8k $365.8k 0.01% Added +1.6k +1,567
57 Ashton Thomas Private Wealth, LLC 0.01% of their portfolio SCOTTSDALE, AZ 8,2228.2k $355.4k $355.4k 0.01% Unchanged
58 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 8,1588.2k $352.6k $352.6k 0.01% Added +1.1k +1,065
59 Bellwether Advisors, LLC 0.06% of their portfolio LINCOLN, NE 8,1478.1k $352.2k $352.2k 0.06% New
60 SageView Advisory Group, LLC 0.02% of their portfolio Newport Beach, CA 8,0648.1k $348.6k $348.6k 0.02% Added +875 +875
61 Trek Financial, LLC 0.03% of their portfolio Scottsdale, AZ 8,0158.0k $346.4k $346.4k 0.03% New
62 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 7,6867.7k $332.2k $332.2k 0.01% New
63 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 7,5417.5k $326.0k $326.0k 0.01% Added +5.1k +5,145
64 Beacon Financial Advisory LLC 0.10% of their portfolio CLEVELAND, OH 7,1947.2k $311.0k $311.0k 0.10% Added +982 +982
65 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 7,0157.0k $303.2k $303.2k 0.00% Unchanged
66 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 6,8756.9k $297.2k $297.2k 0.00% Added +368 +368
67 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 6,6656.7k $288.1k $288.1k 0.01% New
68 Outlook Wealth Advisors, LLC 0.08% of their portfolio SHENANDOAH, TX 6,6166.6k $286.0k $286.0k 0.08% New
69 Chris Bulman Inc 0.18% of their portfolio ROSEVILLE, CA 6,4096.4k $277.0k $277.0k 0.18% New
70 Siligmueller & Norvid Wealth Advisors LLC 0.11% of their portfolio GLEN ELLYN, IL 6,0006.0k $259.4k $259.4k 0.11% First filing
71 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 5,7215.7k $247.3k $247.3k 0.01% Added +585 +585
72 Wood Tarver Financial Group, LLC 0.08% of their portfolio BOISE, ID 5,7135.7k $246.0k $246.0k 0.08% First filing
73 Three Seasons Wealth, LLC 0.12% of their portfolio SALT LAKE CITY, UT 5,5705.6k $240.8k $240.8k 0.12% Unchanged
74 Weaver Consulting Group 0.07% of their portfolio HUNTINGTON BEACH, CA 4,9875.0k $215.6k $215.6k 0.07% Unchanged
75 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4,7554.8k $205.5k $205.5k 0.00% Added +4.7k +4,710
76 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 4,7384.7k $204.8k $204.8k 0.00% Reduced -3.5k -3,482
77 Wilmington Savings Fund Society, FSB 0.00% of their portfolio WILMINGTON, DE 3,3173.3k $143.4k $143.4k 0.00% New
78 Weaver Capital Management LLC 0.04% of their portfolio SUWANEE, GA 3,0963.1k $133.8k $133.8k 0.04% Unchanged
79 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,4492.4k $105.9k $105.9k 0.00% Unchanged
80 Sugar Maple Asset Management, LLC 0.08% of their portfolio SISTER BAY, WI 2,3532.4k $101.7k $101.7k 0.08% New
81 Continuum Advisory, LLC 0.01% of their portfolio EAGLE, ID 2,0802.1k $89.9k $89.9k 0.01% Reduced -1 -1
82 IMG Wealth Management, Inc. 0.06% of their portfolio JACKSONVILLE, FL 1,5191.5k $65.7k $65.7k 0.06% First filing
83 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 1,1411.1k $49.3k $49.3k 0.00% Unchanged
84 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 800800 $34.6k $34.6k 0.00% New
85 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 790790 $34.1k $34.1k 0.00% Unchanged
86 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 750750 $32.5k $32.5k 0.00% Unchanged
87 Cape Investment Advisory, Inc. 0.01% of their portfolio MCDONOUGH, GA 600600 $25.9k $25.9k 0.01% Unchanged
88 CHAPMAN FINANCIAL GROUP, LLC 0.02% of their portfolio KAILUA, HI 500500 $21.6k $21.6k 0.02% First filing
89 Financial Network Wealth Advisors LLC 0.04% of their portfolio MURRAY, UT 468468 $20.2k $20.2k 0.04% Reduced -177 -177
90 Householder Group Estate & Retirement Specialist, LLC 0.01% of their portfolio SCOTTSDALE, AZ 458458 $19.0k $19.0k 0.01% Unchanged
91 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 400400 $17.3k $17.3k 0.00% Unchanged
92 Caitlin John, LLC 0.01% of their portfolio BRIGHTON, MI 370370 $16.0k $16.0k 0.01% Unchanged
93 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 280280 $12.1k $12.1k 0.00% Unchanged
94 Noble Wealth Management PBC 0.01% of their portfolio GREENWOOD VILLAGE, CO 250250 $10.8k $10.8k 0.01% First filing
95 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 132132 $5.7k $5.7k 0.00% New
96 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 100100 $4.3k $4.3k 0.00% Unchanged
97 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 100100 $4.3k $4.3k 0.00% Unchanged
98 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 7171 $3.1k $3.1k 0.00% Unchanged
99 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged