Vault-13

INNOVATOR ETFS TRUST BOCT

US EQTY BUF OCT · ETP · CUSIP 45782C771

83 institutional holders -7 vs Q2 2024
2,932,7642.9m shares reported held*
$124.5mreported value*
5 new 24 added 26 reduced 10 sold out net bought ≈ $3.7m (+86.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $42.45.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 55Q4 22: 77Q1 23: 77Q2 23: 69Q3 23: 66Q4 23: 88Q1 24: 90Q2 24: 90Q3 24: 8383Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202255
Q4 202277
Q1 202377
Q2 202369
Q3 202366
Q4 202388
Q1 202490
Q2 202490
Q3 202483

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 53 bought or addedQ4 22: 13 cut or sold outQ1 23: 16 bought or addedQ1 23: 44 cut or sold outQ1 23Q2 23: 11 bought or addedQ2 23: 45 cut or sold outQ3 23: 28 bought or addedQ3 23: 31 cut or sold outQ3 23Q4 23: 50 bought or addedQ4 23: 19 cut or sold outQ1 24: 26 bought or addedQ1 24: 38 cut or sold outQ1 24Q2 24: 11 bought or addedQ2 24: 39 cut or sold outQ3 24: 29 bought or addedQ3 24: 36 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225313
Q1 20231644
Q2 20231145
Q3 20232831
Q4 20235019
Q1 20242638
Q2 20241139
Q3 20242936

Biggest buyers

COMMONWEALTH EQUITY SERVICES, LLC Added +68,233+68.2k
Penserra Capital Management LLC Added +61,787+61.8k
Cerity Partners LLC Added +43,817+43.8k
OSAIC HOLDINGS, INC. Added +15,338+15.3k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO New +14,278+14.3k
BARCLAYS PLC New +13,597+13.6k
Cetera Investment Advisers Added +9,950+9.9k
Summit Wealth Partners, LLC New +9,637+9.6k
SageView Advisory Group, LLC New +7,189+7.2k
Bright Futures Wealth Management, LLC. New +6,833+6.8k

Biggest sellers

JANE STREET GROUP, LLC Sold out -30,576-30.6k
OLD MISSION CAPITAL LLC Sold out -27,740-27.7k
Diligent Investors, LLC Reduced -17,025-17.0k
Bedel Financial Consulting, Inc. Sold out -16,400-16.4k
Beacon Financial Advisory LLC Reduced -16,106-16.1k
CAPTRUST FINANCIAL ADVISORS Reduced -14,346-14.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -8,654-8.7k
Atria Wealth Solutions, Inc. Sold out -8,142-8.1k
CITADEL ADVISORS LLC Sold out -7,704-7.7k
Wealthquest Corp Reduced -7,656-7.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (1.7%, 2026-05-04)

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 645,456645.5k $27.4m $27.4m 0.04% Added +68.2k +68,233
2 Penserra Capital Management LLC 0.27% of their portfolio ORINDA, CA 298,452298.5k $12.7m $12.7m 0.27% Added +61.8k +61,787
3 INTEGRAL INVESTMENT ADVISORS, INC. 3.51% of their portfolio TURLOCK, CA 247,209247.2k $10.5m $10.5m 3.51% Added +6.2k +6,175
4 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 155,859155.9k $6.6m $6.6m 0.01% Added +588 +588
5 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 127,937127.9k $5.4m $5.4m 0.02% Reduced -14.3k -14,346
6 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 87,46187.5k $3.7m $3.7m 0.01% Added +15.3k +15,338
7 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 77,30677.3k $3.3m $3.3m 0.01% Added +43.8k +43,817
8 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 76,87076.9k $3.3m $3.3m 0.01% Added +9.9k +9,950
9 Wealthquest Corp 0.28% of their portfolio CINCINNATI, OH 75,56275.6k $3.2m $3.2m 0.28% Reduced -7.7k -7,656
10 Fragasso Financial Advisors Inc 0.24% of their portfolio SEWICKLEY, PA 72,88372.9k $3.1m $3.1m 0.24% Added +6.0k +6,046
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 67,16067.2k $2.9m $2.9m 0.00% Added +764 +764
12 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 65,83165.8k $2.8m $2.8m 0.00% Added +2.6k +2,574
13 Berkshire Money Management, Inc. 0.30% of their portfolio DALTON, MA 61,82761.8k $2.6m $2.6m 0.30% Reduced -200 -200
14 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 50,94150.9k $2.2m $2.2m 0.01% Reduced -4.3k -4,339
15 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 41,61341.6k $1.8m $1.8m 0.01% Reduced -4.9k -4,853
16 Diversify Advisory Services, LLC 0.10% of their portfolio SANDY, UT 41,56441.6k $1.8m $1.8m 0.10% Reduced -2.0k -2,000
17 Motiv8 Investments LLC 1.10% of their portfolio PORT ST. LUCIE, FL 38,46238.5k $1.6m $1.6m 1.10% Added +633 +633
18 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.31% of their portfolio BLUE BELL, PA 38,28938.3k $1.6m $1.6m 0.31% Reduced -739 -739
19 FSA Advisors, Inc. 1.56% of their portfolio TROY, MI 36,77136.8k $1.6m $1.6m 1.56% Reduced -214 -214
20 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 28,23328.2k $1.2m $1.2m 0.01% Added +88 +88
21 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 25,42625.4k $1.1m $1.1m 0.00% Unchanged
22 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 24,77624.8k $1.1m $1.1m 0.00% Added +2.2k +2,199
23 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 24,76724.8k $1.1m $1.1m 0.00% Unchanged
24 Maltin Wealth Management, Inc. 0.49% of their portfolio RIDGEWOOD, NJ 23,84923.8k $1.0m $1.0m 0.49% Reduced -302 -302
25 First Commonwealth Financial Corp /PA/ 0.24% of their portfolio Indiana, PA 23,72423.7k $1.0m $1.0m 0.24% Added +3.7k +3,678
26 Diligent Investors, LLC 0.22% of their portfolio REDLANDS, CA 22,30322.3k $946.8k $946.8k 0.22% Reduced -17.0k -17,025
27 CoreCap Advisors, LLC 0.04% of their portfolio SOUTHFIELD, MI 22,10022.1k $937.6k $937.6k 0.04% Reduced -1.2k -1,230
28 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 19,89019.9k $844.3k $844.3k 0.00% Added +2.7k +2,745
29 McAdam, LLC 0.05% of their portfolio Philadelphia, PA 19,05219.1k $808.8k $808.8k 0.05% Unchanged
30 My Personal CFO, LLC 0.43% of their portfolio VANCOUVER, WA 18,30018.3k $776.8k $776.8k 0.43% Unchanged
31 DHJJ Financial Advisors, Ltd. 0.30% of their portfolio NAPERVILLE, IL 18,01418.0k $764.7k $764.7k 0.30% Reduced -405 -405
32 Lantz Financial LLC 0.20% of their portfolio NAPERVILLE, IL 17,77117.8k $754.4k $754.4k 0.20% Added +14 +14
33 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 17,35617.4k $736.8k $736.8k 0.02% Reduced -97 -97
34 Krilogy Financial LLC 0.05% of their portfolio ST. LOUIS, MO 17,13517.1k $727.4k $727.4k 0.05% Reduced -750 -750
35 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 15,06415.1k $639.0k $639.0k 0.00% Added +380 +380
36 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 14,50614.5k $615.8k $615.8k 0.02% Reduced -1.1k -1,121
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 14,27814.3k $606.1k $606.1k 0.00% New
38 Global Trust Asset Management, LLC 0.22% of their portfolio PALM BEACH GARDENS, FL 13,70013.7k $581.6k $581.6k 0.22% Unchanged
39 Valtinson Bruner Financial Planning LLC 0.20% of their portfolio NEW BRIGHTON, MN 13,63613.6k $578.8k $578.8k 0.20% Reduced -1 -1
40 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 13,59713.6k $577.2k $577.2k 0.00% New
41 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 13,29613.3k $564.4k $564.4k 0.02% Reduced -569 -569
42 WPWealth LLP 0.11% of their portfolio FORT WORTH, TX 12,79412.8k $543.1k $543.1k 0.11% Added +527 +527
43 Arax Advisory Partners 0.05% of their portfolio NEW YORK, NY 12,68912.7k $538.7k $538.7k 0.05% Added +1.4k +1,355
44 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 11,76311.8k $499.3k $499.3k 0.00% Unchanged
45 City Center Advisors, LLC 0.55% of their portfolio TROY, MI 11,73711.7k $498.2k $498.2k 0.55% Reduced -434 -434
46 XML Financial, LLC 0.04% of their portfolio BETHESDA, MD 10,59310.6k $449.7k $449.7k 0.04% Unchanged
47 THOROUGHBRED FINANCIAL SERVICES, LLC 0.03% of their portfolio BRENTWOOD, TN 10,16310.2k $431.0k $431.0k 0.03% Unchanged
48 BCS Wealth Management 0.18% of their portfolio JOHNSON CITY, TN 10,11910.1k $430.0k $430.0k 0.18% Reduced -649 -649
49 Summit Wealth Partners, LLC 0.08% of their portfolio Orlando, FL 9,6379.6k $409.1k $409.1k 0.08% New
50 Straight Path Wealth Management 0.16% of their portfolio Jenison, MI 8,7728.8k $372.4k $372.4k 0.16% Added +2.8k +2,772
51 Ashton Thomas Private Wealth, LLC 0.02% of their portfolio SCOTTSDALE, AZ 8,2228.2k $349.0k $349.0k 0.02% Reduced -3.5k -3,492
52 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 8,2208.2k $348.9k $348.9k 0.00% Added +1.5k +1,483
53 SageView Advisory Group, LLC 0.02% of their portfolio Newport Beach, CA 7,1897.2k $305.2k $305.2k 0.02% New
54 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 7,0937.1k $301.1k $301.1k 0.01% Unchanged
55 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 7,0157.0k $297.8k $297.8k 0.00% Unchanged
56 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 6,8966.9k $292.7k $292.7k 0.01% Added +3.9k +3,897
57 Bright Futures Wealth Management, LLC. 0.14% of their portfolio WEBSTER, NY 14580, NY 6,8336.8k $292.0k $292.0k 0.14% New
58 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 6,5076.5k $276.2k $276.2k 0.00% Reduced -2.3k -2,340
59 Beacon Financial Advisory LLC 0.09% of their portfolio CLEVELAND, OH 6,2126.2k $263.7k $263.7k 0.09% Reduced -16.1k -16,106
60 Three Seasons Wealth, LLC 0.12% of their portfolio SALT LAKE CITY, UT 5,5705.6k $236.4k $236.4k 0.12% Unchanged
61 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 5,1365.1k $218.0k $218.0k 0.01% Added +100 +100
62 Brookstone Capital Management 0.00% of their portfolio WHEATON, IL 5,1245.1k $217.5k $217.5k 0.00% Reduced -65 -65
63 Weaver Consulting Group 0.07% of their portfolio HUNTINGTON BEACH, CA 4,9875.0k $211.7k $211.7k 0.07% Unchanged
64 Vantage Financial Partners, LLC 0.05% of their portfolio ELM GROVE, WI 4,9334.9k $209.4k $209.4k 0.05% Reduced -151 -151
65 Weaver Capital Management LLC 0.04% of their portfolio SUWANEE, GA 3,0963.1k $131.4k $131.4k 0.04% Unchanged
66 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,4492.4k $104.0k $104.0k 0.00% Unchanged
67 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,3962.4k $101.7k $101.7k 0.00% Unchanged
68 Continuum Advisory, LLC 0.01% of their portfolio EAGLE, ID 2,0812.1k $90.2k $90.2k 0.01% Reduced -4.2k -4,153
69 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 1,1411.1k $48.4k $48.4k 0.00% Unchanged
70 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 790790 $33.5k $33.5k 0.00% Added +171 +171
71 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 750750 $31.8k $31.8k 0.00% Unchanged
72 Financial Network Wealth Advisors LLC 0.02% of their portfolio MURRAY, UT 645645 $27.4k $27.4k 0.02% Unchanged
73 Cape Investment Advisory, Inc. 0.01% of their portfolio MCDONOUGH, GA 600600 $25.5k $25.5k 0.01% Unchanged
74 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 562562 $23.9k $23.9k 0.00% Unchanged
75 Householder Group Estate & Retirement Specialist, LLC 0.01% of their portfolio SCOTTSDALE, AZ 458458 $19.0k $19.0k 0.01% Unchanged
76 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 400400 $17.0k $17.0k 0.00% Unchanged
77 Caitlin John, LLC 0.01% of their portfolio BRIGHTON, MI 370370 $16.1k $16.1k 0.01% Unchanged
78 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 280280 $12.0k $12.0k 0.00% Unchanged
79 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 100100 $4.2k $4.2k 0.00% Unchanged
80 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 100100 $4.2k $4.2k 0.00% Unchanged
81 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 7171 $3.0k $3.0k 0.00% Reduced -183 -183
82 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4545 $1.9k $1.9k 0.00% Unchanged
83 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged