Vault-13

INNOVATOR ETFS TRUST BOCT

US EQTY BUF OCT · ETP · CUSIP 45782C771

90 institutional holders +2 vs Q4 2023
3,128,8953.1m shares reported held*
$126.6mreported value*
9 new 17 added 30 reduced 8 sold out net sold ≈ $17.5m (-433.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.47.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 55Q4 22: 77Q1 23: 77Q2 23: 69Q3 23: 66Q4 23: 88Q1 24: 9090Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202255
Q4 202277
Q1 202377
Q2 202369
Q3 202366
Q4 202388
Q1 202490

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 53 bought or addedQ4 22: 13 cut or sold outQ4 22Q1 23: 16 bought or addedQ1 23: 44 cut or sold outQ1 23Q2 23: 11 bought or addedQ2 23: 45 cut or sold outQ2 23Q3 23: 28 bought or addedQ3 23: 31 cut or sold outQ3 23Q4 23: 50 bought or addedQ4 23: 19 cut or sold outQ4 23Q1 24: 26 bought or addedQ1 24: 38 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225313
Q1 20231644
Q2 20231145
Q3 20232831
Q4 20235019
Q1 20242638

Biggest buyers

Cetera Investment Advisers New +78,481+78.5k
Penserra Capital Management LLC Added +58,227+58.2k
McAdam, LLC New +19,052+19.1k
CoreCap Advisors, LLC Added +15,882+15.9k
Kestra Advisory Services, LLC Added +15,502+15.5k
JANE STREET GROUP, LLC New +14,512+14.5k
LPL Financial LLC Added +12,635+12.6k
RFG Advisory, LLC New +10,746+10.7k
INTEGRAL INVESTMENT ADVISORS, INC. Added +9,445+9.4k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +8,847+8.8k

Biggest sellers

Brookstone Capital Management Reduced -188,601-188.6k
Wealthquest Corp Reduced -171,336-171.3k
Marathon Mission, Inc. Sold out -89,802-89.8k
Berkshire Money Management, Inc. Reduced -72,043-72.0k
Cetera Advisors LLC Sold out -68,902-68.9k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -23,512-23.5k
GOLDMAN SACHS GROUP INC Sold out -23,469-23.5k
Cetera Advisor Networks LLC Sold out -17,310-17.3k
OSAIC HOLDINGS, INC. Reduced -12,295-12.3k
Cambridge Investment Research Advisors, Inc. Reduced -9,173-9.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (1.7%, 2026-05-04)

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 586,465586.5k $23.7m $23.7m 0.04% Reduced -23.5k -23,512
2 INTEGRAL INVESTMENT ADVISORS, INC. 3.99% of their portfolio TURLOCK, CA 238,053238.1k $9.6m $9.6m 3.99% Added +9.4k +9,445
3 Penserra Capital Management LLC 0.11% of their portfolio ORINDA, CA 215,060215.1k $8.7m $8.7m 0.11% Added +58.2k +58,227
4 Ashton Thomas Private Wealth, LLC 0.41% of their portfolio SCOTTSDALE, AZ 175,232175.2k $7.1m $7.1m 0.41% Reduced -5.8k -5,770
5 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 155,271155.3k $6.3m $6.3m 0.01% Added +2.3k +2,315
6 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 144,231144.2k $5.8m $5.8m 0.02% Reduced -485 -485
7 Wealthquest Corp 0.38% of their portfolio CINCINNATI, OH 88,72088.7k $3.6m $3.6m 0.38% Reduced -171.3k -171,336
8 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 78,48178.5k $3.2m $3.2m 0.01% New
9 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 75,43775.4k $3.1m $3.1m 0.01% Reduced -12.3k -12,295
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 72,57772.6k $2.9m $2.9m 0.00% Reduced -4.0k -4,037
11 Fragasso Financial Advisors Inc 0.24% of their portfolio SEWICKLEY, PA 70,45770.5k $2.9m $2.9m 0.24% Unchanged
12 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 63,63663.6k $2.6m $2.6m 0.00% Added +12.6k +12,635
13 Berkshire Money Management, Inc. 0.30% of their portfolio DALTON, MA 62,02762.0k $2.5m $2.5m 0.30% Reduced -72.0k -72,043
14 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 56,58356.6k $2.3m $2.3m 0.02% Added +15.5k +15,502
15 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 53,02753.0k $2.1m $2.1m 0.01% Added +250 +250
16 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 49,83449.8k $2.0m $2.0m 0.01% Reduced -1 -1
17 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 47,76947.8k $1.9m $1.9m 0.01% Reduced -9.2k -9,173
18 Diversify Advisory Services, LLC 0.11% of their portfolio SANDY, UT 47,67447.7k $1.9m $1.9m 0.11% First filing
19 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.34% of their portfolio BLUE BELL, PA 39,33839.3k $1.6m $1.6m 0.34% Reduced -761 -761
20 Diligent Investors, LLC 0.40% of their portfolio REDLANDS, CA 39,32839.3k $1.6m $1.6m 0.40% Unchanged
21 FSA Advisors, Inc. 1.60% of their portfolio TROY, MI 36,98537.0k $1.5m $1.5m 1.60% Reduced -477 -477
22 Motiv8 Investments LLC 1.13% of their portfolio PORT ST. LUCIE, FL 35,91535.9k $1.5m $1.5m 1.13% Added +3.4k +3,446
23 CoreCap Advisors, LLC 0.08% of their portfolio SOUTHFIELD, MI 35,75935.8k $1.4m $1.4m 0.08% Added +15.9k +15,882
24 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 28,15328.2k $1.1m $1.1m 0.01% Reduced -417 -417
25 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 26,19826.2k $1.1m $1.1m 0.00% Reduced -1.1k -1,096
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 24,92224.9k $1.0m $1.0m 0.00% Added +6.8k +6,804
27 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 24,76724.8k $1.0m $1.0m 0.00% Reduced -16 -16
28 Maltin Wealth Management, Inc. 0.55% of their portfolio RIDGEWOOD, NJ 24,15124.2k $977.4k $977.4k 0.55% Unchanged
29 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 23,33623.3k $944.4k $944.4k 0.02% Added +6.4k +6,386
30 Beacon Financial Advisory LLC 0.44% of their portfolio CLEVELAND, OH 22,31822.3k $903.2k $903.2k 0.44% Reduced -1.8k -1,762
31 WPWealth LLP 0.23% of their portfolio FORT WORTH, TX 21,59121.6k $873.8k $873.8k 0.23% Unchanged
32 Krilogy Financial LLC 0.06% of their portfolio ST. LOUIS, MO 20,26020.3k $819.9k $819.9k 0.06% Unchanged
33 First Commonwealth Financial Corp /PA/ 0.21% of their portfolio Indiana, PA 19,22019.2k $777.8k $777.8k 0.21% Added +2.4k +2,412
34 DHJJ Financial Advisors, Ltd. 0.34% of their portfolio NAPERVILLE, IL 19,18319.2k $776.3k $776.3k 0.34% Reduced -185 -185
35 McAdam, LLC 0.05% of their portfolio Philadelphia, PA 19,05219.1k $771.0k $771.0k 0.05% New
36 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 18,95018.9k $766.9k $766.9k 0.00% Reduced -1 -1
37 My Personal CFO, LLC 0.43% of their portfolio VANCOUVER, WA 18,30018.3k $740.6k $740.6k 0.43% Unchanged
38 Lantz Financial LLC 0.23% of their portfolio NAPERVILLE, IL 17,77717.8k $719.4k $719.4k 0.23% Reduced -92 -92
39 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 17,56317.6k $710.8k $710.8k 0.02% Reduced -2.0k -1,995
40 Bedel Financial Consulting, Inc. 0.10% of their portfolio INDIANAPOLIS, IN 16,40016.4k $663.7k $663.7k 0.10% Reduced -61 -61
41 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 15,89515.9k $643.0k $643.0k 0.00% Added +147 +147
42 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 15,62915.6k $632.5k $632.5k 0.01% Reduced -3.3k -3,296
43 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 14,51214.5k $587.3k $587.3k 0.00% New
44 Valtinson Bruner Financial Planning LLC 0.25% of their portfolio NEW BRIGHTON, MN 14,34214.3k $580.4k $580.4k 0.25% Unchanged
45 Global Trust Asset Management, LLC 0.23% of their portfolio PALM BEACH GARDENS, FL 13,70013.7k $554.4k $554.4k 0.23% Unchanged
46 BCS Wealth Management 0.16% of their portfolio JOHNSON CITY, TN 12,59812.6k $510.0k $510.0k 0.16% Reduced -1.4k -1,421
47 City Center Advisors, LLC 0.58% of their portfolio TROY, MI 12,17112.2k $492.6k $492.6k 0.58% First filing
48 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 11,76311.8k $476.0k $476.0k 0.00% Added +611 +611
49 Arax Advisory Partners 0.05% of their portfolio NEW YORK, NY 11,38411.4k $460.7k $460.7k 0.05% Reduced -80 -80
50 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 11,23111.2k $455.0k $455.0k 0.00% Added +4.3k +4,255
51 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 10,74610.7k $434.9k $434.9k 0.01% New
52 XML Financial, LLC 0.04% of their portfolio BETHESDA, MD 10,59310.6k $428.7k $428.7k 0.04% Added +90 +90
53 THOROUGHBRED FINANCIAL SERVICES, LLC 0.04% of their portfolio BRENTWOOD, TN 10,16310.2k $411.0k $411.0k 0.04% Unchanged
54 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 10,04310.0k $406.4k $406.4k 0.01% Reduced -4.5k -4,529
55 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 8,8478.8k $358.0k $358.0k 0.00% New
56 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 8,1428.1k $329.5k $329.5k 0.00% New
57 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 7,9177.9k $320.4k $320.4k 0.00% Reduced -6.8k -6,849
58 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 7,0937.1k $287.1k $287.1k 0.01% Unchanged
59 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 7,0917.1k $287.0k $287.0k 0.01% Reduced -188.6k -188,601
60 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 7,0157.0k $283.9k $283.9k 0.00% Unchanged
61 Betterment LLC 0.00% of their portfolio NEW YORK, NY 6,3666.4k $258.0k $258.0k 0.00% Reduced -260 -260
62 Continuum Advisory, LLC 0.04% of their portfolio EAGLE, ID 6,2806.3k $256.0k $256.0k 0.04% Reduced -424 -424
63 Straight Path Wealth Management 0.14% of their portfolio Jenison, MI 6,0006.0k $242.8k $242.8k 0.14% Unchanged
64 Trek Financial, LLC 0.02% of their portfolio Scottsdale, AZ 5,8505.8k $236.8k $236.8k 0.02% Unchanged
65 Epic Trust Investment Advisors, LLC 0.28% of their portfolio RICHLAND, WA 5,6655.7k $229.3k $229.3k 0.28% Unchanged
66 Three Seasons Wealth, LLC 0.16% of their portfolio SALT LAKE CITY, UT 5,5705.6k $224.8k $224.8k 0.16% Unchanged
67 Vantage Financial Partners, LLC 0.06% of their portfolio ELM GROVE, WI 5,4945.5k $222.3k $222.3k 0.06% Reduced -323 -323
68 Stratos Wealth Advisors, LLC 0.01% of their portfolio BEACHWOOD, OH 5,2565.3k $212.7k $212.7k 0.01% Unchanged
69 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 5,0365.0k $203.8k $203.8k 0.01% Unchanged
70 Weaver Consulting Group 0.07% of their portfolio HUNTINGTON BEACH, CA 4,9875.0k $201.8k $201.8k 0.07% New
71 Weaver Capital Management LLC 0.04% of their portfolio SUWANEE, GA 3,0963.1k $125.3k $125.3k 0.04% New
72 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 2,9082.9k $117.7k $117.7k 0.00% Unchanged
73 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 2,5962.6k $105.0k $105.0k 0.00% Unchanged
74 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,4492.4k $99.1k $99.1k 0.00% Unchanged
75 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,3962.4k $97.0k $97.0k 0.00% Unchanged
76 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,8571.9k $75.2k $75.2k 0.00% Added +619 +619
77 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 1,1411.1k $46.2k $46.2k 0.00% Reduced -900 -900
78 UBS Group AG 0.00% of their portfolio ZURICH, V8 818818 $33.1k $33.1k 0.00% Added +774 +774
79 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 750750 $30.4k $30.4k 0.00% Unchanged
80 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 616616 $25.0k $25.0k 0.00% Unchanged
81 Cape Investment Advisory, Inc. 0.01% of their portfolio MCDONOUGH, GA 600600 $24.3k $24.3k 0.01% Unchanged
82 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 562562 $22.7k $22.7k 0.00% Unchanged
83 Householder Group Estate & Retirement Specialist, LLC 0.01% of their portfolio SCOTTSDALE, AZ 458458 $18.5k $18.5k 0.01% Unchanged
84 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 400400 $16.2k $16.2k 0.00% Unchanged
85 Caitlin John, LLC 0.01% of their portfolio BRIGHTON, MI 370370 $15.0k $15.0k 0.01% Unchanged
86 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 254254 $10.3k $10.3k 0.00% Unchanged
87 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 100100 $4.0k $4.0k 0.00% Unchanged
88 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 100100 $4.0k $4.0k 0.00% Unchanged
89 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4545 $1.8k $1.8k 0.00% New
90 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged