Vault-13

INNOVATOR ETFS TRUST BOCT

US EQTY BUF OCT · ETP · CUSIP 45782C771

66 institutional holders -3 vs Q2 2023
3,214,6253.2m shares reported held*
$114.1mreported value*
6 new 22 added 21 reduced 10 sold out net bought ≈ $10.9m (+305.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.49.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 55Q4 22: 77Q1 23: 77Q2 23: 69Q3 23: 6666Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202255
Q4 202277
Q1 202377
Q2 202369
Q3 202366

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 53 bought or addedQ4 22: 13 cut or sold outQ4 22Q1 23: 16 bought or addedQ1 23: 44 cut or sold outQ1 23Q2 23: 11 bought or addedQ2 23: 45 cut or sold outQ2 23Q3 23: 28 bought or addedQ3 23: 31 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225313
Q1 20231644
Q2 20231145
Q3 20232831

Biggest buyers

Brookstone Capital Management Added +148,873+148.9k
Penserra Capital Management LLC Added +40,608+40.6k
Cresset Asset Management, LLC New +40,349+40.3k
Wealthquest Corp Added +37,004+37.0k
COMMONWEALTH EQUITY SERVICES, LLC Added +35,748+35.7k
OSAIC HOLDINGS, INC. Added +27,990+28.0k
Ashton Thomas Private Wealth, LLC Added +23,171+23.2k
WPWealth LLP New +21,591+21.6k
Cetera Advisor Networks LLC Added +15,453+15.5k
TOWNSQUARE CAPITAL LLC New +8,026+8.0k

Biggest sellers

Accuvest Global Advisors Sold out -30,000-30.0k
XML Financial, LLC Reduced -17,633-17.6k
Vantage Financial Partners, LLC Sold out -12,448-12.4k
Cetera Investment Advisers Sold out -8,443-8.4k
Pinnacle Wealth Management Group, Inc. Sold out -8,085-8.1k
BCS Wealth Management Sold out -6,744-6.7k
RFG Advisory, LLC Sold out -6,042-6.0k
Arkadios Wealth Advisors Sold out -6,014-6.0k
Visionary Wealth Advisors Sold out -5,860-5.9k
INTEGRAL INVESTMENT ADVISORS, INC. Reduced -5,692-5.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (1.7%, 2026-05-04)

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 519,173519.2k $18.4m $18.4m 0.04% Added +35.7k +35,748
2 Wealthquest Corp 1.45% of their portfolio CINCINNATI, OH 332,287332.3k $11.8m $11.8m 1.45% Added +37.0k +37,004
3 Berkshire Money Management, Inc. 1.23% of their portfolio DALTON, MA 229,177229.2k $8.1m $8.1m 1.23% Reduced -801 -801
4 INTEGRAL INVESTMENT ADVISORS, INC. 4.44% of their portfolio TURLOCK, CA 178,694178.7k $6.3m $6.3m 4.44% Reduced -5.7k -5,692
5 Brookstone Capital Management 0.14% of their portfolio WHEATON, IL 173,835173.8k $6.2m $6.2m 0.14% Added +148.9k +148,873
6 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 146,952147.0k $5.2m $5.2m 0.01% Added +4.9k +4,942
7 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 142,207142.2k $5.0m $5.0m 0.02% Reduced -1.8k -1,840
8 Penserra Capital Management LLC 0.10% of their portfolio ORINDA, CA 133,871133.9k $4.8m $4.8m 0.10% Added +40.6k +40,608
9 Ashton Thomas Private Wealth, LLC 0.33% of their portfolio SCOTTSDALE, AZ 128,868128.9k $4.6m $4.6m 0.33% Added +23.2k +23,171
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 93,91393.9k $3.3m $3.3m 0.00% Added +3.6k +3,622
11 Marathon Mission, Inc. 3.00% of their portfolio ALBANY, NY 89,86589.9k $3.1m $3.1m 3.00% Reduced -1.8k -1,832
12 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 77,39177.4k $2.7m $2.7m 0.00% Added +28.0k +27,990
13 DFPG INVESTMENTS, LLC 0.24% of their portfolio SANDY, UT 71,00171.0k $2.6m $2.6m 0.24% Unchanged
14 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 60,98661.0k $2.2m $2.2m 0.03% Added +1.6k +1,617
15 Fragasso Financial Advisors Inc 0.19% of their portfolio SEWICKLEY, PA 50,88650.9k $1.8m $1.8m 0.19% Added +7.3k +7,338
16 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 50,19350.2k $1.8m $1.8m 0.01% Added +1.4k +1,382
17 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 44,37144.4k $1.6m $1.6m 0.02% Added +53 +53
18 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 40,34940.3k $1.4m $1.4m 0.01% New
19 Diligent Investors, LLC 0.43% of their portfolio REDLANDS, CA 39,34039.3k $1.4m $1.4m 0.43% Unchanged
20 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.36% of their portfolio BLUE BELL, PA 37,66037.7k $1.3m $1.3m 0.36% Reduced -809 -809
21 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 34,57034.6k $1.2m $1.2m 0.01% Reduced -2.5k -2,500
22 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 29,59929.6k $1.1m $1.1m 0.01% Added +15.5k +15,453
23 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 28,69628.7k $1.0m $1.0m 0.00% Added +3.6k +3,601
24 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 28,21128.2k $1.0m $1.0m 0.01% Added +4.2k +4,223
25 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 26,71726.7k $948.0k $948.0k 0.00% Reduced -2.6k -2,617
26 Maltin Wealth Management, Inc. 0.62% of their portfolio RIDGEWOOD, NJ 24,96525.0k $886.3k $886.3k 0.62% Unchanged
27 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 24,78324.8k $879.8k $879.8k 0.00% Reduced -940 -940
28 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 23,43723.4k $832.0k $832.0k 0.00% Reduced -783 -783
29 Krilogy Financial LLC 0.07% of their portfolio ST. LOUIS, MO 22,65522.7k $804.3k $804.3k 0.07% Unchanged
30 WPWealth LLP 0.29% of their portfolio FORT WORTH, TX 21,59121.6k $766.5k $766.5k 0.29% New
31 Beacon Financial Advisory LLC 0.39% of their portfolio CLEVELAND, OH 20,10020.1k $713.5k $713.5k 0.39% Reduced -4.1k -4,105
32 DHJJ Financial Advisors, Ltd. 0.34% of their portfolio NAPERVILLE, IL 18,66718.7k $662.7k $662.7k 0.34% Reduced -641 -641
33 CoreCap Advisors, LLC 0.05% of their portfolio SOUTHFIELD, MI 18,50918.5k $657.1k $657.1k 0.05% Added +998 +998
34 My Personal CFO, LLC 0.52% of their portfolio VANCOUVER, WA 18,30018.3k $649.6k $649.6k 0.52% Added +3.0k +3,000
35 BEDEL FINANCIAL CONSULTING INC 0.12% of their portfolio INDIANAPOLIS, IN 16,90716.9k $600.2k $600.2k 0.12% First filing
36 Bedel Financial Consulting, Inc. 0.12% of their portfolio INDIANAPOLIS, IN 16,90716.9k $600.2k $600.2k 0.12% Reduced -554 -554
37 Lantz Financial LLC 0.23% of their portfolio NAPERVILLE, IL 16,61516.6k $589.8k $589.8k 0.23% Unchanged
38 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 15,88915.9k $564.1k $564.1k 0.00% Added +3.0k +2,997
39 First Commonwealth Financial Corp /PA/ 0.18% of their portfolio Indiana, PA 15,26315.3k $541.8k $541.8k 0.18% Reduced -214 -214
40 Global Trust Asset Management, LLC 0.23% of their portfolio PALM BEACH GARDENS, FL 13,70013.7k $486.4k $486.4k 0.23% Unchanged
41 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 12,00212.0k $426.1k $426.1k 0.02% Added +374 +374
42 Valtinson Bruner Financial Planning LLC 0.23% of their portfolio NEW BRIGHTON, MN 11,89911.9k $422.4k $422.4k 0.23% Unchanged
43 Arax Advisory Partners 0.05% of their portfolio NEW YORK, NY 11,83211.8k $420.0k $420.0k 0.05% Reduced -456 -456
44 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 11,15211.2k $395.9k $395.9k 0.00% Reduced -500 -500
45 XML Financial, LLC 0.04% of their portfolio BETHESDA, MD 10,50310.5k $372.8k $372.8k 0.04% Reduced -17.6k -17,633
46 THOROUGHBRED FINANCIAL SERVICES, LLC 0.04% of their portfolio BRENTWOOD, TN 10,16310.2k $360.0k $360.0k 0.04% Unchanged
47 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 8,4128.4k $299.0k $299.0k 0.00% Added +869 +869
48 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 8,0278.0k $285.0k $285.0k 0.00% Reduced -460 -460
49 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 8,0268.0k $284.9k $284.9k 0.01% New
50 Betterment LLC 0.00% of their portfolio NEW YORK, NY 7,7337.7k $275.0k $275.0k 0.00% Reduced -51 -51
51 SageView Advisory Group, LLC 0.01% of their portfolio Newport Beach, CA 6,2026.2k $220.2k $220.2k 0.01% Unchanged
52 Straight Path Wealth Management 0.14% of their portfolio Jenison, MI 6,0006.0k $213.0k $213.0k 0.14% Unchanged
53 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 5,8235.8k $206.7k $206.7k 0.00% New
54 Epic Trust Investment Advisors, LLC 0.32% of their portfolio RICHLAND, WA 5,6655.7k $201.1k $201.1k 0.32% Reduced -450 -450
55 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 4,9464.9k $175.6k $175.6k 0.01% Reduced -4.9k -4,946
56 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 2,5962.6k $92.0k $92.0k 0.00% Added +1.5k +1,511
57 AdvisorNet Financial, Inc 0.01% of their portfolio MINNETONKA, MN 2,5042.5k $88.9k $88.9k 0.01% Added +1.1k +1,104
58 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,6171.6k $57.4k $57.4k 0.00% Unchanged
59 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 750750 $26.6k $26.6k 0.00% Reduced -50 -50
60 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 616616 $22.0k $22.0k 0.00% New
61 Cape Investment Advisory, Inc. 0.01% of their portfolio MCDONOUGH, GA 600600 $21.3k $21.3k 0.01% Unchanged
62 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 254254 $9.0k $9.0k 0.00% Unchanged
63 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 100100 $3.5k $3.5k 0.00% Unchanged
64 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 100100 $3.5k $3.5k 0.00% Unchanged
65 FMR LLC 0.00% of their portfolio BOSTON, MA 33 $107 $107 0.00% New
66 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged