Vault-13

INNOVATOR ETFS TRUST BOCT

US EQTY BUF OCT · ETP · CUSIP 45782C771

77 institutional holders +0 vs Q4 2022
3,319,6663.3m shares reported held*
$112.2mreported value*
8 new 8 added 37 reduced 7 sold out net sold ≈ $51.5m (-1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.79.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 55Q4 22: 77Q1 23: 7777Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202255
Q4 202277
Q1 202377

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 53 bought or addedQ4 22: 13 cut or sold outQ4 22Q1 23: 16 bought or addedQ1 23: 44 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225313
Q1 20231644

Biggest buyers

CAPTRUST FINANCIAL ADVISORS New +419,734+419.7k
Wealthquest Corp Added +76,541+76.5k
OLD MISSION CAPITAL LLC Added +28,714+28.7k
CITADEL ADVISORS LLC Added +21,144+21.1k
ROYAL BANK OF CANADA New +16,948+16.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +8,525+8.5k
ENVESTNET ASSET MANAGEMENT INC Added +6,173+6.2k
Epic Trust Investment Advisors, LLC New +6,115+6.1k
RFG Advisory, LLC New +6,042+6.0k
Straight Path Wealth Management New +6,000+6.0k

Biggest sellers

Berkshire Money Management, Inc. Reduced -1,560,607-1.6m
Brookstone Capital Management Reduced -159,996-160.0k
Maltin Wealth Management, Inc. Reduced -133,888-133.9k
WPWealth LLP Sold out -76,560-76.6k
HighTower Advisors, LLC Reduced -46,039-46.0k
Accuvest Global Advisors Reduced -30,000-30.0k
Krilogy Financial LLC Reduced -17,575-17.6k
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC Reduced -9,565-9.6k
Weaver Consulting Group Sold out -7,301-7.3k
RAYMOND JAMES & ASSOCIATES Reduced -6,989-7.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (1.7%, 2026-05-04)

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 486,388486.4k $16.4m $16.4m 0.03% Reduced -6.9k -6,936
2 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 419,734419.7k $14.2m $14.2m 0.06% New
3 Berkshire Money Management, Inc. 1.18% of their portfolio DALTON, MA 230,228230.2k $7.8m $7.8m 1.18% Reduced -1.6m -1,560,607
4 Wealthquest Corp 0.95% of their portfolio CINCINNATI, OH 217,295217.3k $7.3m $7.3m 0.95% Added +76.5k +76,541
5 INTEGRAL INVESTMENT ADVISORS, INC. 4.60% of their portfolio TURLOCK, CA 190,179190.2k $6.4m $6.4m 4.60% Reduced -3.0k -3,039
6 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 154,087154.1k $5.2m $5.2m 0.00% Reduced -7.0k -6,989
7 Ashton Thomas Private Wealth, LLC 0.29% of their portfolio SCOTTSDALE, AZ 96,87396.9k $3.3m $3.3m 0.29% Reduced -543 -543
8 Penserra Capital Management LLC 0.06% of their portfolio ORINDA, CA 87,70487.7k $3.0m $3.0m 0.06% Reduced -6.0k -6,048
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 77,21877.2k $2.6m $2.6m 0.00% Added +6.2k +6,173
10 DFPG INVESTMENTS, LLC 0.26% of their portfolio SANDY, UT 71,54671.5k $2.4m $2.4m 0.26% Unchanged
11 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 61,53561.5k $2.1m $2.1m 0.03% Reduced -588 -588
12 XML Financial, LLC 0.25% of their portfolio BETHESDA, MD 61,49661.5k $2.1m $2.1m 0.25% Added +1.3k +1,315
13 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 57,47557.5k $1.9m $1.9m 0.01% Unchanged
14 Beacon Pointe Advisors, LLC 0.03% of their portfolio NEWPORT BEACH, CA 56,43256.4k $1.9m $1.9m 0.03% Reduced -2.0k -2,027
15 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 56,03756.0k $1.9m $1.9m 0.00% Reduced -46.0k -46,039
16 Fragasso Financial Advisors Inc 0.21% of their portfolio SEWICKLEY, PA 54,29254.3k $1.8m $1.8m 0.21% Unchanged
17 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 51,97552.0k $1.8m $1.8m 0.01% Reduced -3.1k -3,069
18 First Commonwealth Financial Corp /PA/ 0.63% of their portfolio Indiana, PA 51,53251.5k $1.7m $1.7m 0.63% Reduced -221 -221
19 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 50,46950.5k $1.7m $1.7m 0.00% Reduced -6.9k -6,913
20 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 41,01841.0k $1.4m $1.4m 0.02% Reduced -1.7k -1,727
21 OLD MISSION CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 40,83540.8k $1.4m $1.4m 0.04% Added +28.7k +28,714
22 Diligent Investors, LLC 0.41% of their portfolio REDLANDS, CA 39,34039.3k $1.3m $1.3m 0.41% Unchanged
23 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.39% of their portfolio BLUE BELL, PA 38,48538.5k $1.3m $1.3m 0.39% Reduced -9.6k -9,565
24 Krilogy Financial LLC 0.10% of their portfolio ST. LOUIS, MO 33,90533.9k $1.1m $1.1m 0.10% Reduced -17.6k -17,575
25 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 31,74731.7k $1.1m $1.1m 0.02% Reduced -160.0k -159,996
26 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 30,71630.7k $1.0m $1.0m 0.00% Added +21.1k +21,144
27 Accuvest Global Advisors 0.46% of their portfolio PROVO, UT 30,00030.0k $1.0m $1.0m 0.46% Reduced -30.0k -30,000
28 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 29,35429.4k $992.0k $992.0k 0.00% Reduced -5.6k -5,555
29 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 25,72325.7k $869.7k $869.7k 0.00% Reduced -350 -350
30 Maltin Wealth Management, Inc. 0.61% of their portfolio RIDGEWOOD, NJ 24,97525.0k $844.4k $844.4k 0.61% Reduced -133.9k -133,888
31 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 24,24524.2k $819.7k $819.7k 0.00% Unchanged
32 Beacon Financial Advisory LLC 0.52% of their portfolio CLEVELAND, OH 24,20524.2k $818.4k $818.4k 0.52% Unchanged
33 DHJJ Financial Advisors, Ltd. 0.35% of their portfolio NAPERVILLE, IL 19,37819.4k $654.2k $654.2k 0.35% Reduced -1.0k -1,035
34 Bedel Financial Consulting, Inc. 0.15% of their portfolio INDIANAPOLIS, IN 18,60518.6k $629.0k $629.0k 0.15% Reduced -636 -636
35 My Personal CFO, LLC 0.50% of their portfolio VANCOUVER, WA 17,30017.3k $584.9k $584.9k 0.50% Reduced -700 -700
36 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 16,94816.9k $573.0k $573.0k 0.00% New
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,73616.7k $565.8k $565.8k 0.00% Added +8.5k +8,525
38 Lantz Financial LLC 0.23% of their portfolio NAPERVILLE, IL 16,61516.6k $561.8k $561.8k 0.23% Reduced -246 -246
39 WOLVERINE TRADING, LLC 0.02% of their portfolio CHICAGO, IL 14,86214.9k $496.0k $496.0k 0.02% Reduced -2.3k -2,274
40 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 14,30414.3k $483.6k $483.6k 0.00% Unchanged
41 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 14,14614.1k $478.3k $478.3k 0.00% Reduced -4.2k -4,229
42 SageView Advisory Group, LLC 0.03% of their portfolio Newport Beach, CA 13,88013.9k $469.3k $469.3k 0.03% Unchanged
43 Global Trust Asset Management, LLC 0.22% of their portfolio PALM BEACH GARDENS, FL 13,70013.7k $463.2k $463.2k 0.22% Unchanged
44 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 12,73912.7k $430.7k $430.7k 0.01% Reduced -2.6k -2,593
45 Vantage Financial Partners, LLC 0.17% of their portfolio ELM GROVE, WI 12,48512.5k $422.1k $422.1k 0.17% Added +725 +725
46 Valtinson Bruner Financial Planning LLC 0.24% of their portfolio NEW BRIGHTON, MN 12,45612.5k $421.1k $421.1k 0.24% Unchanged
47 Arax Advisory Partners 0.06% of their portfolio NEW YORK, NY 12,44112.4k $420.6k $420.6k 0.06% Unchanged
48 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 10,86810.9k $367.4k $367.4k 0.01% Unchanged
49 THOROUGHBRED FINANCIAL SERVICES, LLC 0.05% of their portfolio BRENTWOOD, TN 10,16310.2k $343.0k $343.0k 0.05% Unchanged
50 Advisory Alpha, LLC 0.02% of their portfolio HOLLAND, MI 9,3309.3k $315.4k $315.4k 0.02% Unchanged
51 BCS Wealth Management 0.14% of their portfolio JOHNSON CITY, TN 9,3189.3k $315.0k $315.0k 0.14% Reduced -780 -780
52 Betterment LLC 0.00% of their portfolio NEW YORK, NY 9,1509.2k $309.0k $309.0k 0.00% Reduced -86 -86
53 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 8,4878.5k $286.9k $286.9k 0.00% Added +610 +610
54 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 8,4438.4k $285.5k $285.5k 0.00% Unchanged
55 Pinnacle Wealth Management Group, Inc. 0.24% of their portfolio PLYMOUTH, MI 8,0858.1k $273.4k $273.4k 0.24% Unchanged
56 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 7,3447.3k $248.3k $248.3k 0.03% Reduced -679 -679
57 M Holdings Securities, Inc. 0.02% of their portfolio PORTLAND, OR 6,8146.8k $230.0k $230.0k 0.02% Reduced -9 -9
58 Visionary Wealth Advisors 0.02% of their portfolio O'FALLON, IL 6,8106.8k $230.2k $230.2k 0.02% Reduced -1.5k -1,500
59 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 6,7826.8k $229.0k $229.0k 0.00% Reduced -799 -799
60 CRA Financial Services, LLC 0.07% of their portfolio NORTHFIELD, NJ 6,6606.7k $225.2k $225.2k 0.07% Unchanged
61 Epic Trust Investment Advisors, LLC 0.25% of their portfolio RICHLAND, WA 6,1156.1k $206.7k $206.7k 0.25% New
62 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 6,0426.0k $204.3k $204.3k 0.01% New
63 Straight Path Wealth Management 0.16% of their portfolio Jenison, MI 6,0006.0k $202.9k $202.9k 0.16% New
64 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 4,9464.9k $121.6k $121.6k 0.01% Reduced -3.9k -3,932
65 Bellwether Advisors, LLC 0.04% of their portfolio LINCOLN, NE 4,5244.5k $153.0k $153.0k 0.04% Reduced -115 -115
66 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,6712.7k $90.3k $90.3k 0.00% New
67 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,6171.6k $54.7k $54.7k 0.00% Unchanged
68 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 1,4001.4k $47.3k $47.3k 0.00% Unchanged
69 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 1,3741.4k $45.9k $45.9k 0.01% Reduced -5.1k -5,115
70 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 1,0851.1k $37.0k $37.0k 0.00% Unchanged
71 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 896896 $30.3k $30.3k 0.00% New
72 Cape Investment Advisory, Inc. 0.01% of their portfolio MCDONOUGH, GA 600600 $20.3k $20.3k 0.01% First filing
73 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 254254 $8.6k $8.6k 0.00% Reduced -4.2k -4,215
74 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 100100 $3.4k $3.4k 0.00% Unchanged
75 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 100100 $3.4k $3.4k 0.00% Unchanged
76 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 5050 $1.7k $1.7k 0.00% New
77 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged