INNOVATOR ETFS TRUST BOCT
US EQTY BUF OCT · ETP · CUSIP 45782C771
77
institutional holders
+22 vs Q3 2022
5.5m
shares reported held*
$173.8mreported value*
25 new
28 added
12 reduced
1 sold out
net bought ≈ $52.0m (+1.7m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.77.
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 55 |
| Q4 2022 | 77 |
Biggest buyers
| TRUSTCORE FINANCIAL SERVICES, LLC | Added | +526.2k |
| COMMONWEALTH EQUITY SERVICES, LLC | Added | +333.6k |
| Wealthquest Corp | Added | +66.2k |
| XML Financial, LLC | New | +60.2k |
| Accuvest Global Advisors | New | +60.0k |
| Berkshire Money Management, Inc. | Added | +59.7k |
| Cerity Partners LLC | New | +57.5k |
| Krilogy Financial LLC | New | +51.5k |
| Penserra Capital Management LLC | Added | +40.2k |
| First Commonwealth Financial Corp /PA/ | Added | +39.2k |
Biggest sellers
| OSAIC HOLDINGS, INC. | Reduced | -8.2k |
| ROYAL BANK OF CANADA | Sold out | -4.6k |
| CITADEL ADVISORS LLC | Reduced | -4.0k |
| Visionary Wealth Advisors | Reduced | -3.8k |
| TRUIST FINANCIAL CORP | Reduced | -3.2k |
| Ashton Thomas Private Wealth, LLC | Reduced | -2.8k |
| Kestra Advisory Services, LLC | Reduced | -1.9k |
| DFPG INVESTMENTS, LLC | Reduced | -1.5k |
| Betterment LLC | Reduced | -1.3k |
| Arax Advisory Partners | Reduced | -1.2k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
No one currently above 5% in the filings since 19 Dec 2024.
Fell to 5% or below in the last year: Brookstone Capital Management (1.7%, 2026-05-04)
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| Berkshire Money Management, Inc. 9.01% of their portfolio | 1.8m $56.9m | Added +59.7k |
| TRUSTCORE FINANCIAL SERVICES, LLC 1.67% of their portfolio | 597.4k $19.0m | Added +526.2k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio | 493.3k $15.7m | Added +333.6k |
| INTEGRAL INVESTMENT ADVISORS, INC. 4.76% of their portfolio | 193.2k $6.1m | Added +2.0k |
| Brookstone Capital Management 0.12% of their portfolio | 191.7k $6.1m | Added +6.2k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 161.1k $5.1m | Added +17.1k |
| Maltin Wealth Management, Inc. 3.67% of their portfolio | 158.9k $5.0m | Added +16.4k |
| Wealthquest Corp 0.58% of their portfolio | 140.8k $4.5m | Added +66.2k |
| HighTower Advisors, LLC 0.01% of their portfolio | 102.1k $3.2m | Added +3.1k |
| Ashton Thomas Private Wealth, LLC 0.31% of their portfolio | 97.4k $3.1m | Reduced -2.8k |
| Penserra Capital Management LLC 0.07% of their portfolio | 93.8k $3.0m | Added +40.2k |
| WPWealth LLP 1.27% of their portfolio | 76.6k $2.4m | First filing |
| DFPG INVESTMENTS, LLC 0.38% of their portfolio | 71.5k $2.3m | Reduced -1.5k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 71.0k $2.3m | Added +38.3k |
| Cetera Advisors LLC 0.04% of their portfolio | 62.1k $2.0m | Added +5.9k |
| XML Financial, LLC 0.24% of their portfolio | 60.2k $1.9m | New |
| Accuvest Global Advisors 0.63% of their portfolio | 60.0k $1.9m | New |
| Beacon Pointe Advisors, LLC 0.04% of their portfolio | 58.5k $1.9m | Added +13.3k |
| Cerity Partners LLC 0.01% of their portfolio | 57.5k $1.8m | New |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 57.4k $1.8m | Reduced -8.2k |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 55.0k $1.7m | Added +5.1k |
| Fragasso Financial Advisors Inc 0.20% of their portfolio | 54.3k $1.7m | Added +1.2k |
| First Commonwealth Financial Corp /PA/ 0.61% of their portfolio | 51.8k $1.6m | Added +39.2k |
| Krilogy Financial LLC 0.16% of their portfolio | 51.5k $1.6m | New |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.50% of their portfolio | 48.0k $1.5m | Added +32.2k |
| Kestra Advisory Services, LLC 0.01% of their portfolio | 42.7k $1.4m | Reduced -1.9k |
| Diligent Investors, LLC 0.41% of their portfolio | 39.3k $1.2m | Added +700 |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 34.9k $1.1m | Added +13.1k |
| CoreCap Advisors, LLC 0.06% of their portfolio | 27.6k $877.0k | New |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 26.1k $828.1k | Reduced -3.2k |
| LPL Financial LLC 0.00% of their portfolio | 24.2k $770.0k | Reduced -1.0k |
| Beacon Financial Advisory LLC 0.55% of their portfolio | 24.2k $768.8k | Added +4.1k |
| DHJJ Financial Advisors, Ltd. 0.37% of their portfolio | 20.4k $648.3k | Added +46 |
| Bedel Financial Consulting, Inc. 0.15% of their portfolio | 19.2k $611.1k | Reduced -305 |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 18.4k $583.6k | Added +8.5k |
| My Personal CFO, LLC 0.54% of their portfolio | 18.0k $581.2k | Added +18.0k |
| WOLVERINE TRADING, LLC 0.01% of their portfolio | 17.1k $544.0k | New |
| Lantz Financial LLC 0.24% of their portfolio | 16.9k $535.5k | New |
| Sigma Planning Corp 0.02% of their portfolio | 15.3k $487.0k | Added +8.3k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 14.3k $454.3k | New |
| SageView Advisory Group, LLC 0.04% of their portfolio | 13.9k $440.8k | First filing |
| Global Trust Asset Management, LLC 0.22% of their portfolio | 13.7k $435.1k | New |
| Valtinson Bruner Financial Planning LLC 0.23% of their portfolio | 12.5k $404.0k | Added +1.5k |
| Arax Advisory Partners 0.05% of their portfolio | 12.4k $395.1k | Reduced -1.2k |
| OLD MISSION CAPITAL LLC 0.02% of their portfolio | 12.1k $385.0k | New |
| Vantage Financial Partners, LLC 0.22% of their portfolio | 11.8k $373.5k | New |
| Atria Wealth Solutions, Inc. 0.01% of their portfolio | 10.9k $345.2k | Unchanged |
| THOROUGHBRED FINANCIAL SERVICES, LLC 0.05% of their portfolio | 10.2k $322.0k | Unchanged |
| BCS Wealth Management 0.13% of their portfolio | 10.1k $321.0k | New |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 9.6k $304.0k | Reduced -4.0k |
| Advisory Alpha, LLC 0.02% of their portfolio | 9.3k $296.3k | Unchanged |
| Betterment LLC 0.00% of their portfolio | 9.2k $293.0k | Reduced -1.3k |
| IFP Advisors, Inc 0.01% of their portfolio | 8.9k $217.0k | Added +5.5k |
| Cetera Investment Advisers 0.00% of their portfolio | 8.4k $268.1k | New |
| Visionary Wealth Advisors 0.02% of their portfolio | 8.3k $264.0k | Reduced -3.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 8.2k $260.8k | New |
| Pinnacle Wealth Management Group, Inc. 0.23% of their portfolio | 8.1k $257.0k | Unchanged |
| Arkadios Wealth Advisors 0.03% of their portfolio | 8.0k $254.8k | Added +375 |
| AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio | 7.9k $250.2k | New |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 7.6k $241.0k | New |
| Weaver Consulting Group 0.12% of their portfolio | 7.3k $231.9k | New |
| RETIREMENT GUYS FORMULA LLC 0.18% of their portfolio | 6.9k $217.7k | New |
| M Holdings Securities, Inc. 0.02% of their portfolio | 6.8k $217.0k | New |
| CRA Financial Services, LLC 0.07% of their portfolio | 6.7k $211.5k | Reduced -600 |
| Sunbelt Securities, Inc. 0.04% of their portfolio | 6.5k $206.1k | New |
| Bellwether Advisors, LLC 0.04% of their portfolio | 4.6k $147.3k | Added +88 |
| Larson Financial Group LLC 0.02% of their portfolio | 4.5k $141.9k | New |
| Steward Financial Group LLC 0.06% of their portfolio | 3.9k $125.0k | New |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 1.6k $51.4k | New |
| AdvisorNet Financial, Inc 0.00% of their portfolio | 1.4k $44.5k | Unchanged |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 1.1k $34.0k | Unchanged |
| MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio | 820 $26.0k | New |
| U.S. Capital Wealth Advisors, LLC 0.00% of their portfolio | 590 $18.7k | New |
| Sugarloaf Wealth Management, LLC 0.00% of their portfolio | 150 $4.8k | Unchanged |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 100 $3.2k | Unchanged |
| Glen Eagle Advisors, LLC 0.00% of their portfolio | 100 $3.2k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |