Vault-13

INNOVATOR ETFS TRUST IJUL

INTRNL DEV JULY · ETP · CUSIP 45782C722

84 institutional holders +9 vs Q3 2023
5,345,1675.3m shares reported held*
$145.0mreported value*
10 new 12 added 28 reduced 8 sold out net sold ≈ $17.6m (-648.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.12.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 55Q4 22: 60Q1 23: 64Q2 23: 61Q3 23: 75Q4 23: 8484Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202255
Q4 202260
Q1 202364
Q2 202361
Q3 202375
Q4 202384

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 28 bought or addedQ4 22: 24 cut or sold outQ4 22Q1 23: 20 bought or addedQ1 23: 31 cut or sold outQ1 23Q2 23: 20 bought or addedQ2 23: 27 cut or sold outQ2 23Q3 23: 54 bought or addedQ3 23: 13 cut or sold outQ3 23Q4 23: 22 bought or addedQ4 23: 36 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222824
Q1 20232031
Q2 20232027
Q3 20235413
Q4 20232236

Biggest buyers

Gradient Investments LLC Added +228,041+228.0k
Stratos Wealth Advisors, LLC New +41,889+41.9k
ROYAL BANK OF CANADA New +30,344+30.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +22,857+22.9k
LINCOLN NATIONAL CORP Added +21,533+21.5k
CASTLE WEALTH MANAGEMENT LLC Added +13,705+13.7k
Cetera Advisor Networks LLC Added +9,691+9.7k
CITADEL ADVISORS LLC New +8,842+8.8k
LPL Financial LLC Added +8,811+8.8k
Chicago Partners Investment Group LLC New +8,671+8.7k

Biggest sellers

Global Strategic Investment Solutions, LLC Reduced -666,252-666.3k
Compass Advisory Group LLC Sold out -165,673-165.7k
Accuvest Global Advisors Sold out -64,510-64.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -35,530-35.5k
AVANTAX ADVISORY SERVICES, INC. Reduced -31,281-31.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -14,030-14.0k
Brookstone Capital Management Reduced -13,226-13.2k
AE Wealth Management LLC Sold out -12,215-12.2k
Forvis Mazars Wealth Advisors, LLC Reduced -10,921-10.9k
Cerity Partners LLC Reduced -9,870-9.9k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Gradient Investments LLC 0.53% of their portfolio ARDEN HILLS, MN 809,790809.8k $22.0m $22.0m 0.53% Added +228.0k +228,041
2 HFG Wealth Management, LLC 2.04% of their portfolio The Woodlands, TX 306,370306.4k $8.3m $8.3m 2.04% First filing
3 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 297,248297.2k $8.1m $8.1m 0.01% Reduced -5.8k -5,833
4 Allworth Financial LP 0.06% of their portfolio FOLSOM, CA 289,089289.1k $7.8m $7.8m 0.06% Reduced -3.9k -3,912
5 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 288,015288.0k $7.8m $7.8m 0.01% Reduced -3.8k -3,823
6 Lantz Financial LLC 2.69% of their portfolio NAPERVILLE, IL 274,562274.6k $7.4m $7.4m 2.69% Reduced -770 -770
7 Berger Financial Group, Inc 0.71% of their portfolio PLYMOUTH, MN 254,013254.0k $6.9m $6.9m 0.71% Reduced -913 -913
8 LINCOLN NATIONAL CORP 0.12% of their portfolio RADNOR, PA 249,590249.6k $6.8m $6.8m 0.12% Added +21.5k +21,533
9 BLAIR WILLIAM & CO/IL 0.02% of their portfolio CHICAGO, IL 221,682221.7k $6.0m $6.0m 0.02% Reduced -5.2k -5,174
10 Spectrum Investment Advisors, Inc. 4.60% of their portfolio MEQUON, WI 213,715213.7k $5.8m $5.8m 4.60% First filing
11 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 188,316188.3k $5.1m $5.1m 0.01% Added +22.9k +22,857
12 Global Strategic Investment Solutions, LLC 0.61% of their portfolio Scottsdale, AZ 181,364181.4k $4.9m $4.9m 0.61% Reduced -666.3k -666,252
13 CORRADO ADVISORS, LLC 2.78% of their portfolio RAMSEY, NJ 125,371125.4k $3.4m $3.4m 2.78% Reduced -4.1k -4,084
14 Forvis Mazars Wealth Advisors, LLC 0.08% of their portfolio Springfield, MO 110,163110.2k $3.0m $3.0m 0.08% Reduced -10.9k -10,921
15 Beacon Financial Advisory LLC 1.07% of their portfolio CLEVELAND, OH 81,70281.7k $2.2m $2.2m 1.07% Reduced -7.2k -7,247
16 INDEPENDENT FINANCIAL GROUP, LLC 0.11% of their portfolio SAN DIEGO, CA 77,55677.6k $2.1m $2.1m 0.11% Reduced -220 -220
17 SageView Advisory Group, LLC 0.09% of their portfolio Newport Beach, CA 77,47477.5k $2.1m $2.1m 0.09% Unchanged
18 RFG Advisory, LLC 0.08% of their portfolio BIRMINGHAM, AL 72,36272.4k $2.0m $2.0m 0.08% Reduced -1.1k -1,110
19 Cypress Wealth Services, LLC 0.39% of their portfolio PALM DESERT, CA 57,25357.3k $1.6m $1.6m 0.39% Unchanged
20 WorthPointe, LLC 0.78% of their portfolio La Jolla, CA 56,80056.8k $1.5m $1.5m 0.78% Unchanged
21 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 55,69255.7k $1.5m $1.5m 0.01% Added +9.7k +9,691
22 Strategic Blueprint, LLC 0.11% of their portfolio ATLANTA, GA 50,03050.0k $1.4m $1.4m 0.11% Reduced -2.1k -2,128
23 Long Island Wealth Management, Inc. 0.89% of their portfolio MELVILLE, NY 46,06646.1k $1.2m $1.2m 0.89% First filing
24 PRIVATE CLIENT SERVICES, LLC 1.02% of their portfolio LOUISVILLE, KY 45,96746.0k $1.2m $1.2m 1.02% First filing
25 Diligent Investors, LLC 0.33% of their portfolio REDLANDS, CA 44,78044.8k $1.2m $1.2m 0.33% Unchanged
26 Stratos Wealth Advisors, LLC 0.07% of their portfolio BEACHWOOD, OH 41,88941.9k $1.1m $1.1m 0.07% New
27 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 40,96241.0k $1.1m $1.1m 0.00% Added +8.8k +8,811
28 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 40,62140.6k $1.1m $1.1m 0.00% Reduced -1.4k -1,373
29 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 36,34436.3k $985.7k $985.7k 0.00% Reduced -35.5k -35,530
30 Composition Wealth, LLC 0.02% of their portfolio LOS ANGELES, CA 31,87931.9k $864.6k $864.6k 0.02% Reduced -5.9k -5,865
31 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 30,34430.3k $823.0k $823.0k 0.00% New
32 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 28,86028.9k $782.7k $782.7k 0.01% Reduced -31.3k -31,281
33 CASTLE WEALTH MANAGEMENT LLC 0.45% of their portfolio BOYNTON BEACH, FL 27,58927.6k $748.3k $748.3k 0.45% Added +13.7k +13,705
34 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 27,39827.4k $743.1k $743.1k 0.00% Added +3.7k +3,720
35 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 26,83226.8k $727.7k $727.7k 0.00% Reduced -9.9k -9,870
36 BCS Wealth Management 0.27% of their portfolio JOHNSON CITY, TN 26,82826.8k $728.0k $728.0k 0.27% Added +3.8k +3,822
37 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 26,52426.5k $719.0k $719.0k 0.00% Added +4.0k +4,038
38 Ifrah Financial Services, Inc. 0.20% of their portfolio Little Rock, AR 25,62825.6k $695.1k $695.1k 0.20% Reduced -1.8k -1,821
39 ODonnell Financial Services, LLC 0.32% of their portfolio SAN RAFAEL, CA 23,90023.9k $648.2k $648.2k 0.32% Reduced -24 -24
40 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 23,58023.6k $639.5k $639.5k 0.00% Unchanged
41 Clear Point Advisors Inc. 0.56% of their portfolio MELVILLE, NY 23,47023.5k $636.5k $636.5k 0.56% First filing
42 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 21,64621.6k $587.1k $587.1k 0.00% Added +1.3k +1,286
43 Alera Investment Advisors, LLC 0.07% of their portfolio DEERFIELD, IL 20,86020.9k $565.8k $565.8k 0.07% Reduced -372 -372
44 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.05% of their portfolio CEDAR RAPIDS, IA 19,74519.7k $535.5k $535.5k 0.05% Unchanged
45 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 18,40718.4k $499.0k $499.0k 0.00% Reduced -4.2k -4,156
46 Pillar Wealth Advisors, LLC 0.38% of their portfolio WESTTOWN, PA 18,08518.1k $490.5k $490.5k 0.38% Unchanged
47 DHJJ Financial Advisors, Ltd. 0.21% of their portfolio NAPERVILLE, IL 16,57516.6k $449.5k $449.5k 0.21% Unchanged
48 U.S. Capital Wealth Advisors, LLC 0.02% of their portfolio AUSTIN, TX 15,56515.6k $422.2k $422.2k 0.02% Reduced -2.0k -2,000
49 Tradition Wealth Management, LLC 0.04% of their portfolio EDINA, MN 15,49315.5k $420.0k $420.0k 0.04% Reduced -1.4k -1,441
50 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 14,86614.9k $403.2k $403.2k 0.00% Added +1.3k +1,270
51 SECURED RETIREMENT ADVISORS, LLC 0.38% of their portfolio ST LOUIS PARK, MN 14,48314.5k $392.8k $392.8k 0.38% First filing
52 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 13,46113.5k $365.1k $365.1k 0.01% Reduced -13.2k -13,226
53 NorthCrest Asset Manangement, LLC 0.01% of their portfolio PLYMOUTH, MN 12,98413.0k $352.1k $352.1k 0.01% Unchanged
54 PERSONAL CFO SOLUTIONS, LLC 0.06% of their portfolio CHESTER, NJ 12,93212.9k $350.7k $350.7k 0.06% Unchanged
55 SIGNATUREFD, LLC 0.01% of their portfolio ATLANTA, GA 12,53312.5k $339.9k $339.9k 0.01% Unchanged
56 GILL CAPITAL PARTNERS, LLC 0.12% of their portfolio DENVER, CO 10,73510.7k $291.2k $291.2k 0.12% Reduced -885 -885
57 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 9,6199.6k $260.9k $260.9k 0.00% Reduced -4.4k -4,384
58 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 9,2009.2k $250.5k $250.5k 0.00% Unchanged
59 Summit Wealth Partners, LLC 0.06% of their portfolio Orlando, FL 9,0879.1k $246.5k $246.5k 0.06% Unchanged
60 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 8,8428.8k $239.8k $239.8k 0.00% New
61 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 8,6718.7k $233.1k $233.1k 0.01% New
62 BAILARD, INC. 0.01% of their portfolio Foster City, CA 8,5258.5k $231.2k $231.2k 0.01% Unchanged
63 PCA Investment Advisory Services Inc. 0.15% of their portfolio CINCINNATI, OH 8,4708.5k $229.7k $229.7k 0.15% Added +426 +426
64 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 8,4018.4k $224.1k $224.1k 0.00% New
65 Fragasso Financial Advisors Inc 0.02% of their portfolio SEWICKLEY, PA 8,0678.1k $218.8k $218.8k 0.02% Unchanged
66 First Commonwealth Financial Corp /PA/ 0.07% of their portfolio Indiana, PA 7,9087.9k $214.5k $214.5k 0.07% Unchanged
67 Arlington Capital Management, Inc. 0.19% of their portfolio ARLINGTON HEIGHTS, IL 7,8947.9k $214.1k $214.1k 0.19% New
68 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 7,8537.9k $213.0k $213.0k 0.01% New
69 Trek Financial, LLC 0.02% of their portfolio Scottsdale, AZ 7,5097.5k $203.7k $203.7k 0.02% New
70 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 5,7725.8k $156.5k $156.5k 0.01% Unchanged
71 Global Trust Asset Management, LLC 0.06% of their portfolio PALM BEACH GARDENS, FL 5,0005.0k $135.6k $135.6k 0.06% Unchanged
72 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 4,0004.0k $108.5k $108.5k 0.01% Unchanged
73 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 4,0004.0k $108.5k $108.5k 0.00% New
74 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,9654.0k $108.0k $108.0k 0.00% Unchanged
75 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 3,8213.8k $103.6k $103.6k 0.01% Unchanged
76 AlphaCore Capital LLC 0.01% of their portfolio LA JOLLA, CA 3,6003.6k $97.6k $97.6k 0.01% Unchanged
77 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 2,8502.9k $77.3k $77.3k 0.00% First filing
78 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 2,2752.3k $61.7k $61.7k 0.01% Unchanged
79 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 1,5561.6k $42.2k $42.2k 0.00% Reduced -1.3k -1,341
80 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 1,1101.1k $30.1k $30.1k 0.00% Unchanged
81 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 770770 $20.9k $20.9k 0.00% Unchanged
82 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 388388 $10.5k $10.5k 0.00% New
83 Caitlin John, LLC 0.00% of their portfolio BRIGHTON, MI 1717 $461 $461 0.00% First filing
84 Archer Investment Corp 0.00% of their portfolio Carmel, IN 99 $244 $244 0.00% Unchanged