Vault-13

INNOVATOR ETFS TRUST BAUG

US EQUT BUFR AUG · ETP · CUSIP 45782C698

100 institutional holders +3 vs Q1 2026
2,569,9552.6m shares reported held*
$137.7mreported value*
9 new 12 added 44 reduced 5 sold out net bought ≈ $4.8m (+89.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $53.56.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 64Q4 22: 64Q1 23: 67Q2 23: 72Q3 23: 86Q4 23: 104Q1 24: 92Q2 24: 89Q3 24: 95Q4 24: 99Q1 25: 91Q2 25: 95Q3 25: 99Q4 25: 106Q1 26: 97Q2 26: 100100Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202264
Q4 202264
Q1 202367
Q2 202372
Q3 202386
Q4 2023104
Q1 202492
Q2 202489
Q3 202495
Q4 202499
Q1 202591
Q2 202595
Q3 202599
Q4 2025106
Q1 202697
Q2 2026100

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 53 bought or addedQ3 24: 29 cut or sold outQ4 24: 24 bought or addedQ4 24: 40 cut or sold outQ4 24Q1 25: 17 bought or addedQ1 25: 53 cut or sold outQ2 25: 21 bought or addedQ2 25: 46 cut or sold outQ2 25Q3 25: 45 bought or addedQ3 25: 37 cut or sold outQ4 25: 24 bought or addedQ4 25: 49 cut or sold outQ4 25Q1 26: 14 bought or addedQ1 26: 50 cut or sold outQ2 26: 21 bought or addedQ2 26: 49 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20245329
Q4 20242440
Q1 20251753
Q2 20252146
Q3 20254537
Q4 20252449
Q1 20261450
Q2 20262149

Biggest buyers

Penserra Capital Management LLC Added +79,581+79.6k
OSAIC HOLDINGS, INC. Added +69,177+69.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +29,875+29.9k
Cambridge Investment Research Advisors, Inc. Added +25,472+25.5k
MML INVESTORS SERVICES, LLC Added +9,907+9.9k
Simplicity Wealth,LLC New +9,319+9.3k
Rothschild Wealth LLC New +4,050+4.0k
HRT FINANCIAL LP New +3,943+3.9k
LPL Financial LLC Added +3,668+3.7k
IFP Advisors, Inc Added +2,106+2.1k

Biggest sellers

Brookstone Capital Management Reduced -26,751-26.8k
Kestra Advisory Services, LLC Reduced -21,032-21.0k
RAYMOND JAMES FINANCIAL INC Reduced -17,665-17.7k
CITADEL ADVISORS LLC Sold out -12,495-12.5k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -12,324-12.3k
Fortune Financial Group, Inc. Sold out -10,060-10.1k
GWN SECURITIES INC. Reduced -7,301-7.3k
Cetera Investment Advisers Reduced -7,251-7.3k
Clear Creek Financial Management, LLC Sold out -6,163-6.2k
OLD MISSION CAPITAL LLC Reduced -5,144-5.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (20.6%, 2026-09-02)

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Penserra Capital Management LLC 0.20% of their portfolio ORINDA, CA 489,400489.4k $26.2m $26.2m 0.20% Added +79.6k +79,581
2 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 199,200199.2k $10.7m $10.7m 0.01% Added +69.2k +69,177
3 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 188,041188.0k $10.1m $10.1m 0.01% Reduced -12.3k -12,324
4 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 131,628131.6k $7.1m $7.1m 0.01% Reduced -3.5k -3,539
5 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 112,407112.4k $6.0m $6.0m 0.02% Reduced -21.0k -21,032
6 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 87,66287.7k $4.7m $4.7m 0.00% Reduced -240 -240
7 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 86,33286.3k $4.6m $4.6m 0.00% Reduced -17.7k -17,665
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 57,51857.5k $3.1m $3.1m 0.00% Added +29.9k +29,875
9 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 52,84052.8k $2.8m $2.8m 0.00% Added +25.5k +25,472
10 Diligent Investors, LLC 0.62% of their portfolio REDLANDS, CA 52,26652.3k $2.8m $2.8m 0.62% Reduced -1.0k -1,000
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 49,45049.5k $2.7m $2.7m 0.00% Added +3.7k +3,668
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 46,80846.8k $2.5m $2.5m 0.00% Reduced -757 -757
13 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 43,97944.0k $2.4m $2.4m 0.01% Reduced -1.3k -1,265
14 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 43,51043.5k $2.3m $2.3m 0.00% Reduced -7.3k -7,251
15 TopTier Wealth Management, LLC 1.35% of their portfolio MUSKEGO, WI 41,69941.7k $2.2m $2.2m 1.35% Reduced -31 -31
16 Snowden Capital Advisors LLC 0.04% of their portfolio New York, NY 33,39133.4k $1.8m $1.8m 0.04% Unchanged
17 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 32,56632.6k $1.7m $1.7m 0.00% Added +128 +128
18 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.21% of their portfolio BLUE BELL, PA 31,59331.6k $1.7m $1.7m 0.21% Reduced -175 -175
19 INTEGRAL INVESTMENT ADVISORS, INC. 0.37% of their portfolio TURLOCK, CA 31,35731.4k $1.7m $1.7m 0.37% Unchanged
20 CHAPMAN FINANCIAL GROUP, LLC 1.00% of their portfolio KAILUA, HI 28,00928.0k $1.5m $1.5m 1.00% Reduced -860 -860
21 Beacon Financial Advisory LLC 0.29% of their portfolio CLEVELAND, OH 27,07127.1k $1.5m $1.5m 0.29% Unchanged
22 Lantz Financial LLC 0.25% of their portfolio NAPERVILLE, IL 25,58925.6k $1.4m $1.4m 0.25% Reduced -77 -77
23 FSA Advisors, Inc. 0.62% of their portfolio TROY, MI 25,21325.2k $1.4m $1.4m 0.62% Reduced -1.2k -1,166
24 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 23,88523.9k $1.3m $1.3m 0.00% Added +9.9k +9,907
25 World Investment Advisors 0.02% of their portfolio LINCROFT, NJ 21,62821.6k $1.1m $1.1m 0.02% Unchanged
26 CoreCap Advisors, LLC 0.03% of their portfolio SOUTHFIELD, MI 21,03121.0k $1.1m $1.1m 0.03% Reduced -18 -18
27 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 20,92320.9k $1.1m $1.1m 0.03% Reduced -5.1k -5,144
28 COFG Advisors, LLC 0.19% of their portfolio OAK BROOK, IL 20,20620.2k $1.1m $1.1m 0.19% Reduced -400 -400
29 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 19,02519.0k $1.0m $1.0m 0.01% Reduced -26.8k -26,751
30 DHJJ Financial Advisors, Ltd. 0.29% of their portfolio NAPERVILLE, IL 18,95819.0k $1.0m $1.0m 0.29% Reduced -66 -66
31 Weaver Consulting Group 0.20% of their portfolio HUNTINGTON BEACH, CA 18,10718.1k $970.8k $970.8k 0.20% Reduced -236 -236
32 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 17,87217.9k $958.2k $958.2k 0.02% Reduced -2.2k -2,197
33 Trek Financial, LLC 0.04% of their portfolio Scottsdale, AZ 16,87816.9k $904.9k $904.9k 0.04% Reduced -292 -292
34 BCS Wealth Management 0.16% of their portfolio JOHNSON CITY, TN 16,40316.4k $879.4k $879.4k 0.16% Reduced -315 -315
35 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 16,28216.3k $873.0k $873.0k 0.00% Unchanged
36 CRA Financial Services, LLC 0.10% of their portfolio NORTHFIELD, NJ 16,20916.2k $869.0k $869.0k 0.10% Reduced -730 -730
37 First Commonwealth Financial Corp /PA/ 0.11% of their portfolio Indiana, PA 14,14814.1k $758.5k $758.5k 0.11% Reduced -88 -88
38 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 14,02114.0k $751.7k $751.7k 0.00% Added +1.5k +1,537
39 Strategic Blueprint, LLC 0.04% of their portfolio ATLANTA, GA 13,87813.9k $744.1k $744.1k 0.04% Reduced -289 -289
40 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 13,40813.4k $718.9k $718.9k 0.01% Added +13 +13
41 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 13,18013.2k $706.6k $706.6k 0.00% Reduced -93 -93
42 Fragasso Financial Advisors Inc 0.04% of their portfolio SEWICKLEY, PA 13,10413.1k $702.6k $702.6k 0.04% Unchanged
43 RED REEF ADVISORS LLC 0.64% of their portfolio BOCA RATON, FL 13,00013.0k $697.0k $697.0k 0.64% Reduced -2.0k -2,000
44 Buska Wealth Management, LLC 0.24% of their portfolio WAUSAU, WI 12,44012.4k $667.0k $667.0k 0.24% Reduced -1.6k -1,558
45 GWN SECURITIES INC. 0.11% of their portfolio Palm Beach Gardens, FL 12,43012.4k $666.4k $666.4k 0.11% Reduced -7.3k -7,301
46 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 12,34012.3k $661.6k $661.6k 0.02% Reduced -828 -828
47 EverSource Wealth Advisors, LLC 0.02% of their portfolio BIRMINGHAM, AL 12,07312.1k $647.3k $647.3k 0.02% Reduced -334 -334
48 WealthShield Partners, LLC 0.10% of their portfolio CARY, NC 11,80111.8k $632.7k $632.7k 0.10% Unchanged
49 Visionary Wealth Advisors 0.02% of their portfolio O'FALLON, IL 11,34111.3k $608.0k $608.0k 0.02% Reduced -215 -215
50 Berkshire Money Management, Inc. 0.05% of their portfolio DALTON, MA 10,80110.8k $579.1k $579.1k 0.05% Unchanged
51 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 10,56910.6k $566.7k $566.7k 0.01% Reduced -461 -461
52 Chris Bulman Inc 0.20% of their portfolio ROSEVILLE, CA 10,45910.5k $560.8k $560.8k 0.20% Reduced -310 -310
53 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 9,7589.8k $523.2k $523.2k 0.00% Reduced -904 -904
54 Keystone Wealth Services, LLC 0.10% of their portfolio PALM DESERT, CA 9,5519.6k $512.1k $512.1k 0.10% Unchanged
55 Outlook Wealth Advisors, LLC 0.11% of their portfolio SHENANDOAH, TX 9,3729.4k $502.5k $502.5k 0.11% Unchanged
56 Simplicity Wealth,LLC 0.02% of their portfolio SUMMIT, NJ 9,3199.3k $499.6k $499.6k 0.02% New
57 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 9,2009.2k $493.3k $493.3k 0.01% Added +2.1k +2,106
58 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 8,9478.9k $479.7k $479.7k 0.01% Reduced -1.0k -1,000
59 Pinnacle Wealth Management Group, Inc. 0.22% of their portfolio PLYMOUTH, MI 8,8498.8k $474.4k $474.4k 0.22% Reduced -1 -1
60 CENTRAL VALLEY ADVISORS, LLC 0.12% of their portfolio SACRAMENTO, CA 8,5748.6k $459.7k $459.7k 0.12% Unchanged
61 Valtinson Bruner Financial Planning LLC 0.11% of their portfolio NEW BRIGHTON, MN 8,2298.2k $441.2k $441.2k 0.11% Unchanged
62 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 7,7107.7k $414.7k $414.7k 0.01% Unchanged
63 CORRADO ADVISORS, LLC 0.19% of their portfolio RAMSEY, NJ 7,6217.6k $408.6k $408.6k 0.19% Reduced -10 -10
64 Impact Partnership Wealth, LLC 0.04% of their portfolio MARIETTA, GA 7,4507.5k $399.4k $399.4k 0.04% Reduced -11 -11
65 CROSSPOINT FINANCIAL, LLC 0.80% of their portfolio TUSTIN, CA 6,5486.5k $351.0k $351.0k 0.80% Unchanged
66 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 6,3666.4k $341.3k $341.3k 0.00% Added +66 +66
67 Selby Wealth Management, LLC 0.12% of their portfolio EMERYVILLE, CA 6,2006.2k $332.4k $332.4k 0.12% Unchanged
68 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 6,1666.2k $332.7k $332.7k 0.00% Unchanged
69 Share Andrew L. 0.17% of their portfolio MANCHESTER, NH 5,9766.0k $320.4k $320.4k 0.17% Unchanged
70 IMG Wealth Management, Inc. 0.18% of their portfolio JACKSONVILLE, FL 5,8935.9k $315.9k $315.9k 0.18% Unchanged
71 VISTA INVESTMENT MANAGEMENT 0.09% of their portfolio PITTSBURGH, PA 5,4805.5k $293.8k $293.8k 0.09% Unchanged
72 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 5,1835.2k $277.9k $277.9k 0.00% Unchanged
73 My Personal CFO, LLC 0.11% of their portfolio VANCOUVER, WA 5,1405.1k $275.6k $275.6k 0.11% Unchanged
74 PFG Advisors 0.01% of their portfolio Phoenix, AZ 5,0365.0k $270.0k $270.0k 0.01% Reduced -85 -85
75 GTS FINANCIAL, LLC 0.16% of their portfolio BLOOMINGTON, MN 4,8554.9k $223.4k $223.4k 0.16% Reduced -201 -201
76 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 4,6174.6k $247.5k $247.5k 0.00% Unchanged
77 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 4,4644.5k $239.3k $239.3k 0.00% Unchanged
78 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 4,3514.4k $233.3k $233.3k 0.00% Reduced -824 -824
79 BAM Wealth Management, LLC 0.14% of their portfolio LAKEWOOD, CO 4,1074.1k $220.2k $220.2k 0.14% Unchanged
80 Rothschild Wealth LLC 0.02% of their portfolio OAK BROOK, IL 4,0504.0k $217.1k $217.1k 0.02% New
81 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 3,9433.9k $211.0k $211.0k 0.00% New
82 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2,6422.6k $141.7k $141.7k 0.00% Unchanged
83 Financial Network Wealth Advisors LLC 0.10% of their portfolio MURRAY, UT 1,8761.9k $100.6k $100.6k 0.10% Unchanged
84 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 1,6001.6k $85.8k $85.8k 0.00% New
85 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,5381.5k $82.2k $82.2k 0.00% New
86 EVOLUTION WEALTH MANAGEMENT INC. 0.04% of their portfolio FORT MYERS, FL 1,2351.2k $66.2k $66.2k 0.04% Unchanged
87 IFG Advisory, LLC 0.00% of their portfolio ATLANTA, GA 1,0001.0k $53.6k $53.6k 0.00% New
88 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 564564 $30.2k $30.2k 0.00% Added +302 +302
89 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 450450 $24.1k $24.1k 0.00% Unchanged
90 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 433433 $23.2k $23.2k 0.00% New
91 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 400400 $21.4k $21.4k 0.00% Unchanged
92 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 363363 $19.5k $19.5k 0.00% Unchanged
93 Integrity Financial Corp /WA 0.01% of their portfolio JACKSON, WY 223223 $12.0k $12.0k 0.01% Unchanged
94 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 134134 $7.0k $7.0k 0.00% Unchanged
95 IAG Wealth Partners, LLC 0.00% of their portfolio WAUKESHA, WI 132132 $7.1k $7.1k 0.00% Unchanged
96 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 123123 $6.6k $6.6k 0.00% Reduced -30 -30
97 FIDUCIARY FINANCIAL ADVISORS 0.00% of their portfolio GRAND RAPIDS, MI 117117 $6.3k $6.3k 0.00% New
98 GILPIN WEALTH MANAGEMENT, LLC 0.00% of their portfolio DENVER, CO 100100 $5.4k $5.4k 0.00% Unchanged
99 COUNTRY TRUST BANK 0.00% of their portfolio Bloomington, IL 7979 $4.2k $4.2k 0.00% New
100 Keating Financial Advisory Services, Inc. 0.00% of their portfolio MANHATTAN, KS 6262 $3.3k $3.3k 0.00% Unchanged