Vault-13

INNOVATOR ETFS TRUST BAUG

US EQUT BUFR AUG · ETP · CUSIP 45782C698

95 institutional holders +6 vs Q2 2024
2,796,0412.8m shares reported held*
$119.6mreported value*
15 new 38 added 21 reduced 8 sold out net bought ≈ $29.2m (+682.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $42.78.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 64Q4 22: 64Q1 23: 67Q2 23: 72Q3 23: 86Q4 23: 104Q1 24: 92Q2 24: 89Q3 24: 9595Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202264
Q4 202264
Q1 202367
Q2 202372
Q3 202386
Q4 2023104
Q1 202492
Q2 202489
Q3 202495

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 19 bought or addedQ4 22: 32 cut or sold outQ1 23: 24 bought or addedQ1 23: 31 cut or sold outQ1 23Q2 23: 18 bought or addedQ2 23: 37 cut or sold outQ3 23: 60 bought or addedQ3 23: 20 cut or sold outQ3 23Q4 23: 49 bought or addedQ4 23: 33 cut or sold outQ1 24: 26 bought or addedQ1 24: 60 cut or sold outQ1 24Q2 24: 10 bought or addedQ2 24: 66 cut or sold outQ3 24: 53 bought or addedQ3 24: 29 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221932
Q1 20232431
Q2 20231837
Q3 20236020
Q4 20234933
Q1 20242660
Q2 20241066
Q3 20245329

Biggest buyers

Brookstone Capital Management Added +371,336+371.3k
Cerity Partners LLC Added +100,825+100.8k
Penserra Capital Management LLC Added +64,903+64.9k
COMMONWEALTH EQUITY SERVICES, LLC Added +42,155+42.2k
RAYMOND JAMES & ASSOCIATES Added +41,161+41.2k
ENVESTNET ASSET MANAGEMENT INC Added +35,567+35.6k
World Investment Advisors New +30,335+30.3k
HighTower Advisors, LLC Added +18,461+18.5k
Cetera Investment Advisers Added +17,293+17.3k
Snowden Capital Advisors LLC Added +13,829+13.8k

Biggest sellers

JANE STREET GROUP, LLC Sold out -55,844-55.8k
Kestra Advisory Services, LLC Reduced -52,380-52.4k
OLD MISSION CAPITAL LLC Reduced -33,356-33.4k
AE Wealth Management LLC Reduced -19,243-19.2k
LPL Financial LLC Reduced -14,697-14.7k
WOLVERINE TRADING, LLC Sold out -8,056-8.1k
BCS Wealth Management Reduced -6,606-6.6k
Stratos Wealth Advisors, LLC Sold out -6,055-6.1k
NATIONS FINANCIAL GROUP INC, /IA/ /ADV Sold out -5,398-5.4k
ROYAL BANK OF CANADA Sold out -5,110-5.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (20.6%, 2026-09-02)

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Brookstone Capital Management 0.25% of their portfolio WHEATON, IL 388,724388.7k $16.6m $16.6m 0.25% Added +371.3k +371,336
2 Penserra Capital Management LLC 0.29% of their portfolio ORINDA, CA 313,574313.6k $13.4m $13.4m 0.29% Added +64.9k +64,903
3 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 253,415253.4k $10.8m $10.8m 0.02% Added +42.2k +42,155
4 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 180,253180.3k $7.7m $7.7m 0.02% Added +581 +581
5 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 110,325110.3k $4.7m $4.7m 0.01% Added +100.8k +100,825
6 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 86,08786.1k $3.7m $3.7m 0.01% Added +18.5k +18,461
7 Diligent Investors, LLC 0.66% of their portfolio REDLANDS, CA 66,17966.2k $2.8m $2.8m 0.66% Reduced -175 -175
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 61,15361.2k $2.6m $2.6m 0.00% Added +35.6k +35,567
9 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 60,60860.6k $2.6m $2.6m 0.01% Reduced -52.4k -52,380
10 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 59,08559.1k $2.5m $2.5m 0.01% Added +17.3k +17,293
11 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 58,18058.2k $2.5m $2.5m 0.01% Added +3.2k +3,243
12 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 55,35955.4k $2.4m $2.4m 0.00% Added +41.2k +41,161
13 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 51,34851.3k $2.2m $2.2m 0.00% Added +6.0k +5,997
14 Buska Wealth Management, LLC 0.65% of their portfolio WAUSAU, WI 43,71343.7k $1.9m $1.9m 0.65% Reduced -2.4k -2,397
15 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 40,30640.3k $1.7m $1.7m 0.02% Added +903 +903
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 38,69338.7k $1.7m $1.7m 0.00% Added +11.4k +11,376
17 Fragasso Financial Advisors Inc 0.12% of their portfolio SEWICKLEY, PA 37,58537.6k $1.6m $1.6m 0.12% Added +3.4k +3,443
18 CoreCap Advisors, LLC 0.07% of their portfolio SOUTHFIELD, MI 36,37836.4k $1.6m $1.6m 0.07% Added +1.5k +1,463
19 Snowden Capital Advisors LLC 0.05% of their portfolio New York, NY 35,97236.0k $1.5m $1.5m 0.05% Added +13.8k +13,829
20 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 35,36535.4k $1.5m $1.5m 0.00% Reduced -2.2k -2,212
21 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.28% of their portfolio BLUE BELL, PA 34,40834.4k $1.5m $1.5m 0.28% Reduced -501 -501
22 RFG Advisory, LLC 0.04% of their portfolio BIRMINGHAM, AL 30,51230.5k $1.3m $1.3m 0.04% Added +5.0k +4,958
23 World Investment Advisors 0.04% of their portfolio LINCROFT, NJ 30,33530.3k $1.3m $1.3m 0.04% New
24 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 29,72429.7k $1.3m $1.3m 0.00% Reduced -14.7k -14,697
25 FSA Advisors, Inc. 1.17% of their portfolio TROY, MI 27,52927.5k $1.2m $1.2m 1.17% Added +3.3k +3,299
26 Beacon Financial Advisory LLC 0.39% of their portfolio CLEVELAND, OH 26,57126.6k $1.1m $1.1m 0.39% Reduced -562 -562
27 Trek Financial, LLC 0.08% of their portfolio Scottsdale, AZ 25,97126.0k $1.1m $1.1m 0.08% Added +8.2k +8,189
28 INTEGRAL INVESTMENT ADVISORS, INC. 0.34% of their portfolio TURLOCK, CA 23,94323.9k $1.0m $1.0m 0.34% Unchanged
29 Sunbelt Securities, Inc. 0.09% of their portfolio HOUSTON, TX 22,01622.0k $941.8k $941.8k 0.09% Reduced -860 -860
30 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 20,15020.1k $862.0k $862.0k 0.00% Added +6.8k +6,773
31 DHJJ Financial Advisors, Ltd. 0.34% of their portfolio NAPERVILLE, IL 20,09120.1k $859.4k $859.4k 0.34% Added +1.0k +1,034
32 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 17,60817.6k $753.2k $753.2k 0.02% Added +4.3k +4,326
33 Lantz Financial LLC 0.20% of their portfolio NAPERVILLE, IL 17,37417.4k $743.2k $743.2k 0.20% Added +3.5k +3,483
34 BCS Wealth Management 0.31% of their portfolio JOHNSON CITY, TN 17,08117.1k $731.0k $731.0k 0.31% Reduced -6.6k -6,606
35 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 16,73116.7k $715.7k $715.7k 0.02% Added +6.5k +6,456
36 Strategic Blueprint, LLC 0.04% of their portfolio ATLANTA, GA 14,75814.8k $631.3k $631.3k 0.04% Added +4.5k +4,495
37 CRA Financial Services, LLC 0.11% of their portfolio NORTHFIELD, NJ 14,40414.4k $616.2k $616.2k 0.11% Reduced -1.8k -1,800
38 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 14,38214.4k $615.2k $615.2k 0.00% Unchanged
39 Arax Advisory Partners 0.05% of their portfolio NEW YORK, NY 14,29114.3k $611.3k $611.3k 0.05% Added +1.0k +1,021
40 Valtinson Bruner Financial Planning LLC 0.21% of their portfolio NEW BRIGHTON, MN 14,16214.2k $605.8k $605.8k 0.21% Unchanged
41 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 14,09814.1k $603.1k $603.1k 0.02% Added +968 +968
42 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 13,97614.0k $597.8k $597.8k 0.01% Added +37 +37
43 EverSource Wealth Advisors, LLC 0.04% of their portfolio BIRMINGHAM, AL 13,02713.0k $557.3k $557.3k 0.04% Unchanged
44 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 12,84912.8k $549.6k $549.6k 0.01% Added +1.7k +1,684
45 Berkshire Money Management, Inc. 0.06% of their portfolio DALTON, MA 12,55912.6k $537.2k $537.2k 0.06% Reduced -856 -856
46 Outlook Wealth Advisors, LLC 0.15% of their portfolio SHENANDOAH, TX 12,11212.1k $518.1k $518.1k 0.15% Reduced -252 -252
47 WealthShield Partners, LLC 0.07% of their portfolio CARY, NC 11,80111.8k $504.8k $504.8k 0.07% New
48 Visionary Wealth Advisors 0.03% of their portfolio O'FALLON, IL 11,72111.7k $501.4k $501.4k 0.03% Reduced -1.1k -1,129
49 Weaver Consulting Group 0.15% of their portfolio HUNTINGTON BEACH, CA 11,07611.1k $473.8k $473.8k 0.15% Unchanged
50 PCA Investment Advisory Services Inc. 0.21% of their portfolio CINCINNATI, OH 10,43710.4k $446.5k $446.5k 0.21% Unchanged
51 Secure Asset Management, LLC 0.07% of their portfolio Troy, MI 10,17010.2k $435.0k $435.0k 0.07% Added +595 +595
52 Chicago Partners Investment Group LLC 0.02% of their portfolio CHICAGO, IL 10,15710.2k $436.1k $436.1k 0.02% Reduced -256 -256
53 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 10,13410.1k $432.1k $432.1k 0.01% Unchanged
54 CROSSPOINT FINANCIAL, LLC 1.30% of their portfolio TUSTIN, CA 8,8608.9k $379.0k $379.0k 1.30% New
55 CENTRAL VALLEY ADVISORS, LLC 0.21% of their portfolio SACRAMENTO, CA 8,5748.6k $366.8k $366.8k 0.21% New
56 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 8,5238.5k $364.6k $364.6k 0.00% Reduced -19.2k -19,243
57 Pinnacle Wealth Management Group, Inc. 0.23% of their portfolio PLYMOUTH, MI 8,4508.4k $361.5k $361.5k 0.23% Unchanged
58 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 8,4368.4k $360.9k $360.9k 0.00% New
59 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 8,3168.3k $355.7k $355.7k 0.01% Unchanged
60 PFG Advisors 0.02% of their portfolio Phoenix, AZ 8,2268.2k $351.9k $351.9k 0.02% Added +2.6k +2,552
61 Chris Bulman Inc 0.24% of their portfolio ROSEVILLE, CA 8,2198.2k $351.6k $351.6k 0.24% Added +6.3k +6,303
62 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 8,1768.2k $349.7k $349.7k 0.02% New
63 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 8,1698.2k $357.4k $357.4k 0.01% Unchanged
64 Share Andrew L. 0.22% of their portfolio MANCHESTER, NH 7,7767.8k $332.6k $332.6k 0.22% Unchanged
65 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 6,9166.9k $295.8k $295.8k 0.01% Added +488 +488
66 Tradition Wealth Management, LLC 0.02% of their portfolio EDINA, MN 6,5066.5k $278.3k $278.3k 0.02% New
67 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 6,4646.5k $276.5k $276.5k 0.00% New
68 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 6,4646.5k $276.5k $276.5k 0.00% New
69 First Commonwealth Financial Corp /PA/ 0.06% of their portfolio Indiana, PA 6,2816.3k $268.7k $268.7k 0.06% Unchanged
70 RPS ADVISORY SOLUTIONS LLC 0.18% of their portfolio LOUISVILLE, KY 5,8405.8k $249.8k $249.8k 0.18% New
71 VISTA INVESTMENT MANAGEMENT 0.09% of their portfolio PITTSBURGH, PA 5,4805.5k $234.4k $234.4k 0.09% Unchanged
72 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 5,3945.4k $230.8k $230.8k 0.01% Added +835 +835
73 Summit Wealth Partners, LLC 0.04% of their portfolio Orlando, FL 5,0825.1k $217.4k $217.4k 0.04% Added +117 +117
74 OLD MISSION CAPITAL LLC 0.00% of their portfolio CHICAGO, IL 5,0125.0k $214.4k $214.4k 0.00% Reduced -33.4k -33,356
75 Vantage Financial Partners, LLC 0.05% of their portfolio ELM GROVE, WI 4,9595.0k $212.1k $212.1k 0.05% Reduced -447 -447
76 DAYMARK WEALTH PARTNERS, LLC 0.01% of their portfolio CINCINNATI, OH 4,9454.9k $211.5k $211.5k 0.01% New
77 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,9414.9k $211.4k $211.4k 0.00% Unchanged
78 PERSONAL CFO SOLUTIONS, LLC 0.03% of their portfolio CHESTER, NJ 4,9384.9k $211.2k $211.2k 0.03% New
79 KFG WEALTH MANAGEMENT, LLC 0.05% of their portfolio GRANGER, IN 4,8934.9k $209.3k $209.3k 0.05% New
80 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 4,8084.8k $204.4k $204.4k 0.00% Reduced -492 -492
81 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 4,7424.7k $202.8k $202.8k 0.00% Reduced -3.4k -3,380
82 Financial Network Wealth Advisors LLC 0.11% of their portfolio MURRAY, UT 3,1113.1k $133.1k $133.1k 0.11% Added +175 +175
83 Clear Point Advisors Inc. 0.10% of their portfolio MELVILLE, NY 2,9973.0k $128.2k $128.2k 0.10% Added +1.7k +1,707
84 Sugarloaf Wealth Management, LLC 0.01% of their portfolio DULUTH, GA 1,5661.6k $67.0k $67.0k 0.01% New
85 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.01% of their portfolio FLINT, MI 865865 $37.0k $37.0k 0.01% Unchanged
86 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 800800 $34.2k $34.2k 0.00% New
87 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 600600 $25.7k $25.7k 0.00% Unchanged
88 JDM Financial Group LLC 0.01% of their portfolio AUSTIN, TX 456456 $19.5k $19.5k 0.01% Unchanged
89 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 444444 $19.0k $19.0k 0.00% Unchanged
90 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 403403 $17.2k $17.2k 0.00% Reduced -184 -184
91 Integrity Financial Corp /WA 0.01% of their portfolio JACKSON, WY 372372 $15.9k $15.9k 0.01% Unchanged
92 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 363363 $15.5k $15.5k 0.00% Reduced -559 -559
93 UBS Group AG 0.00% of their portfolio ZURICH, V8 151151 $6.5k $6.5k 0.00% Added +46 +46
94 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 6363 $2.7k $2.7k 0.00% Unchanged
95 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged