Vault-13

INNOVATOR ETFS TRUST BAUG

US EQUT BUFR AUG · ETP · CUSIP 45782C698

89 institutional holders -3 vs Q1 2024
2,114,9592.1m shares reported held*
$85.7mreported value*
4 new 6 added 58 reduced 8 sold out net sold ≈ $43.3m (-1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.50.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 64Q4 22: 64Q1 23: 67Q2 23: 72Q3 23: 86Q4 23: 104Q1 24: 92Q2 24: 8989Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202264
Q4 202264
Q1 202367
Q2 202372
Q3 202386
Q4 2023104
Q1 202492
Q2 202489

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 19 bought or addedQ4 22: 32 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 31 cut or sold outQ2 23: 18 bought or addedQ2 23: 37 cut or sold outQ2 23Q3 23: 60 bought or addedQ3 23: 20 cut or sold outQ4 23: 49 bought or addedQ4 23: 33 cut or sold outQ4 23Q1 24: 26 bought or addedQ1 24: 60 cut or sold outQ2 24: 10 bought or addedQ2 24: 66 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221932
Q1 20232431
Q2 20231837
Q3 20236020
Q4 20234933
Q1 20242660
Q2 20241066

Biggest buyers

Penserra Capital Management LLC Added +17,686+17.7k
OSAIC HOLDINGS, INC. Added +12,960+13.0k
LPL Financial LLC Added +11,941+11.9k
IHT Wealth Management, LLC New +8,169+8.2k
WOLVERINE TRADING, LLC New +8,056+8.1k
Financial Network Wealth Advisors LLC New +2,936+2.9k
JANE STREET GROUP, LLC Added +2,917+2.9k
Trek Financial, LLC Added +287+287
Foundations Investment Advisors, LLC Added +262+262
Triad Wealth Partners, LLC New +178+178

Biggest sellers

Accuvest Global Advisors Sold out -587,062-587.1k
Brookstone Capital Management Reduced -237,161-237.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -36,753-36.8k
LINCOLN NATIONAL CORP Sold out -34,130-34.1k
CoreCap Advisors, LLC Reduced -16,494-16.5k
TRUIST FINANCIAL CORP Sold out -15,511-15.5k
Buska Wealth Management, LLC Reduced -14,538-14.5k
SageView Advisory Group, LLC Sold out -13,464-13.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -13,093-13.1k
ROYAL BANK OF CANADA Reduced -10,013-10.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (20.6%, 2026-09-02)

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Penserra Capital Management LLC 0.13% of their portfolio ORINDA, CA 248,671248.7k $10.1m $10.1m 0.13% Added +17.7k +17,686
2 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 211,260211.3k $8.6m $8.6m 0.01% Reduced -9.6k -9,582
3 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 179,672179.7k $7.3m $7.3m 0.02% Added +13.0k +12,960
4 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 112,988113.0k $4.6m $4.6m 0.03% Reduced -9.9k -9,912
5 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 67,62667.6k $2.7m $2.7m 0.00% Reduced -48 -48
6 Diligent Investors, LLC 0.67% of their portfolio REDLANDS, CA 66,35466.4k $2.7m $2.7m 0.67% Reduced -525 -525
7 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 55,84455.8k $2.3m $2.3m 0.00% Added +2.9k +2,917
8 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 54,93754.9k $2.2m $2.2m 0.01% Reduced -7.0k -7,049
9 Buska Wealth Management, LLC 0.75% of their portfolio WAUSAU, WI 46,11046.1k $1.9m $1.9m 0.75% Reduced -14.5k -14,538
10 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 45,35145.4k $1.8m $1.8m 0.00% Reduced -2.5k -2,547
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 44,42144.4k $1.8m $1.8m 0.00% Added +11.9k +11,941
12 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 41,79241.8k $1.7m $1.7m 0.00% Reduced -6.5k -6,483
13 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 39,40339.4k $1.6m $1.6m 0.02% Reduced -1.6k -1,589
14 OLD MISSION CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 38,36838.4k $1.6m $1.6m 0.04% Reduced -5.9k -5,875
15 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 37,57737.6k $1.5m $1.5m 0.00% Reduced -3.3k -3,305
16 CoreCap Advisors, LLC 0.15% of their portfolio SOUTHFIELD, MI 34,91534.9k $1.4m $1.4m 0.15% Reduced -16.5k -16,494
17 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.29% of their portfolio BLUE BELL, PA 34,90934.9k $1.4m $1.4m 0.29% Reduced -905 -905
18 Fragasso Financial Advisors Inc 0.11% of their portfolio SEWICKLEY, PA 34,14234.1k $1.4m $1.4m 0.11% Reduced -528 -528
19 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 27,76627.8k $1.1m $1.1m 0.01% Reduced -1.0k -1,042
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 27,31727.3k $1.1m $1.1m 0.00% Reduced -36.8k -36,753
21 Beacon Financial Advisory LLC 0.41% of their portfolio CLEVELAND, OH 27,13327.1k $1.1m $1.1m 0.41% Reduced -2.8k -2,760
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 25,58625.6k $1.0m $1.0m 0.00% Reduced -13.1k -13,093
23 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 25,55425.6k $1.0m $1.0m 0.03% Reduced -7.1k -7,073
24 FSA Advisors, Inc. 1.02% of their portfolio TROY, MI 24,23024.2k $982.9k $982.9k 1.02% Reduced -437 -437
25 INTEGRAL INVESTMENT ADVISORS, INC. 0.36% of their portfolio TURLOCK, CA 23,94323.9k $972.2k $972.2k 0.36% Reduced -999 -999
26 BCS Wealth Management 0.47% of their portfolio JOHNSON CITY, TN 23,68723.7k $961.0k $961.0k 0.47% Reduced -2.8k -2,766
27 Sunbelt Securities, Inc. 0.09% of their portfolio HOUSTON, TX 22,87622.9k $928.0k $928.0k 0.09% Unchanged
28 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 22,14322.1k $898.2k $898.2k 0.03% Reduced -8.0k -8,001
29 DHJJ Financial Advisors, Ltd. 0.33% of their portfolio NAPERVILLE, IL 19,05719.1k $773.0k $773.0k 0.33% Reduced -5.0k -4,982
30 Trek Financial, LLC 0.06% of their portfolio Scottsdale, AZ 17,78217.8k $721.3k $721.3k 0.06% Added +287 +287
31 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 17,38817.4k $715.1k $715.1k 0.01% Reduced -237.2k -237,161
32 CRA Financial Services, LLC 0.13% of their portfolio NORTHFIELD, NJ 16,20416.2k $657.3k $657.3k 0.13% Reduced -2.5k -2,500
33 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 14,38214.4k $583.4k $583.4k 0.00% Reduced -298 -298
34 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 14,19814.2k $575.9k $575.9k 0.00% Reduced -482 -482
35 Valtinson Bruner Financial Planning LLC 0.23% of their portfolio NEW BRIGHTON, MN 14,16214.2k $574.5k $574.5k 0.23% Reduced -231 -231
36 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 13,93913.9k $565.4k $565.4k 0.01% Reduced -3.8k -3,810
37 Lantz Financial LLC 0.18% of their portfolio NAPERVILLE, IL 13,89113.9k $563.5k $563.5k 0.18% Reduced -30 -30
38 Berkshire Money Management, Inc. 0.07% of their portfolio DALTON, MA 13,41513.4k $544.2k $544.2k 0.07% Reduced -7.1k -7,115
39 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 13,37713.4k $543.0k $543.0k 0.00% Reduced -9.5k -9,483
40 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 13,28213.3k $538.8k $538.8k 0.01% Added +262 +262
41 Arax Advisory Partners 0.05% of their portfolio NEW YORK, NY 13,27013.3k $538.3k $538.3k 0.05% Reduced -192 -192
42 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 13,13013.1k $532.6k $532.6k 0.02% Reduced -2.1k -2,132
43 EverSource Wealth Advisors, LLC 0.04% of their portfolio BIRMINGHAM, AL 13,02713.0k $537.2k $537.2k 0.04% Unchanged
44 Visionary Wealth Advisors 0.03% of their portfolio O'FALLON, IL 12,85012.8k $521.3k $521.3k 0.03% Reduced -432 -432
45 Outlook Wealth Advisors, LLC 0.11% of their portfolio SHENANDOAH, TX 12,36412.4k $351.3k $351.3k 0.11% Unchanged
46 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 11,16511.2k $452.9k $452.9k 0.01% Reduced -118 -118
47 Weaver Consulting Group 0.16% of their portfolio HUNTINGTON BEACH, CA 11,07611.1k $449.3k $449.3k 0.16% Unchanged
48 PCA Investment Advisory Services Inc. 0.22% of their portfolio CINCINNATI, OH 10,43710.4k $423.4k $423.4k 0.22% Reduced -625 -625
49 Chicago Partners Investment Group LLC 0.02% of their portfolio CHICAGO, IL 10,41310.4k $424.1k $424.1k 0.02% Reduced -717 -717
50 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 10,27510.3k $417.0k $417.0k 0.02% Reduced -234 -234
51 Strategic Blueprint, LLC 0.03% of their portfolio ATLANTA, GA 10,26310.3k $416.3k $416.3k 0.03% Reduced -185 -185
52 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 10,13410.1k $411.1k $411.1k 0.01% Reduced -3.4k -3,385
53 Secure Asset Management, LLC 0.07% of their portfolio Troy, MI 9,5759.6k $388.4k $388.4k 0.07% Unchanged
54 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 9,5009.5k $385.4k $385.4k 0.00% Unchanged
55 Pinnacle Wealth Management Group, Inc. 0.23% of their portfolio PLYMOUTH, MI 8,4508.4k $342.8k $342.8k 0.23% Reduced -3.0k -3,000
56 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 8,3168.3k $337.3k $337.3k 0.01% Unchanged
57 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 8,1698.2k $330.8k $330.8k 0.01% New
58 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 8,1228.1k $329.5k $329.5k 0.00% Reduced -1.1k -1,150
59 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 8,0568.1k $326.8k $326.8k 0.01% New
60 Share Andrew L. 0.17% of their portfolio MANCHESTER, NH 7,7767.8k $315.4k $315.4k 0.17% Unchanged
61 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 6,4286.4k $260.8k $260.8k 0.01% Reduced -900 -900
62 First Commonwealth Financial Corp /PA/ 0.07% of their portfolio Indiana, PA 6,2816.3k $254.8k $254.8k 0.07% Unchanged
63 Stratos Wealth Advisors, LLC 0.01% of their portfolio BEACHWOOD, OH 6,0556.1k $245.6k $245.6k 0.01% Unchanged
64 PFG Advisors 0.02% of their portfolio Phoenix, AZ 5,6745.7k $230.2k $230.2k 0.02% Reduced -1.6k -1,602
65 VISTA INVESTMENT MANAGEMENT 0.09% of their portfolio PITTSBURGH, PA 5,4805.5k $222.3k $222.3k 0.09% Unchanged
66 Vantage Financial Partners, LLC 0.06% of their portfolio ELM GROVE, WI 5,4065.4k $219.3k $219.3k 0.06% Reduced -7.4k -7,367
67 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 5,3985.4k $219.0k $219.0k 0.02% Reduced -122 -122
68 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 5,3005.3k $215.0k $215.0k 0.00% Unchanged
69 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 5,1105.1k $207.0k $207.0k 0.00% Reduced -10.0k -10,013
70 Summit Wealth Partners, LLC 0.04% of their portfolio Orlando, FL 4,9655.0k $201.4k $201.4k 0.04% Reduced -564 -564
71 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 4,9625.0k $201.3k $201.3k 0.01% Reduced -5.0k -4,953
72 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,9414.9k $200.4k $200.4k 0.00% Reduced -309 -309
73 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 4,5594.6k $185.0k $185.0k 0.01% Reduced -1 -1
74 Financial Network Wealth Advisors LLC 0.09% of their portfolio MURRAY, UT 2,9362.9k $119.1k $119.1k 0.09% New
75 Chris Bulman Inc 0.05% of their portfolio ROSEVILLE, CA 1,9161.9k $77.7k $77.7k 0.05% First filing
76 Clear Point Advisors Inc. 0.04% of their portfolio MELVILLE, NY 1,2901.3k $52.3k $52.3k 0.04% Unchanged
77 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 1,0751.1k $44.0k $44.0k 0.00% Reduced -300 -300
78 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 922922 $37.4k $37.4k 0.00% Unchanged
79 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.01% of their portfolio FLINT, MI 865865 $35.1k $35.1k 0.01% Unchanged
80 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 600600 $24.3k $24.3k 0.00% Unchanged
81 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 587587 $23.8k $23.8k 0.00% Reduced -3.2k -3,235
82 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 571571 $23.2k $23.2k 0.00% Reduced -1.2k -1,222
83 JDM Financial Group LLC 0.01% of their portfolio AUSTIN, TX 456456 $18.5k $18.5k 0.01% Unchanged
84 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 444444 $18.0k $18.0k 0.00% Unchanged
85 Integrity Financial Corp /WA 0.01% of their portfolio JACKSON, WY 372372 $15.1k $15.1k 0.01% Reduced -313 -313
86 Triad Wealth Partners, LLC 0.00% of their portfolio LAWRENCE, KS 178178 $7.2k $7.2k 0.00% New
87 UBS Group AG 0.00% of their portfolio ZURICH, V8 105105 $4.3k $4.3k 0.00% Reduced -1.9k -1,894
88 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 6363 $2.6k $2.6k 0.00% Unchanged
89 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged