Vault-13

INNOVATOR ETFS TRUST BAUG

US EQUT BUFR AUG · ETP · CUSIP 45782C698

92 institutional holders -12 vs Q4 2023
3,183,4993.2m shares reported held*
$123.5mreported value*
7 new 19 added 40 reduced 20 sold out net sold ≈ $93.8m (-2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $38.81.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 64Q4 22: 64Q1 23: 67Q2 23: 72Q3 23: 86Q4 23: 104Q1 24: 9292Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202264
Q4 202264
Q1 202367
Q2 202372
Q3 202386
Q4 2023104
Q1 202492

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 19 bought or addedQ4 22: 32 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 31 cut or sold outQ1 23Q2 23: 18 bought or addedQ2 23: 37 cut or sold outQ2 23Q3 23: 60 bought or addedQ3 23: 20 cut or sold outQ3 23Q4 23: 49 bought or addedQ4 23: 33 cut or sold outQ4 23Q1 24: 26 bought or addedQ1 24: 60 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221932
Q1 20232431
Q2 20231837
Q3 20236020
Q4 20234933
Q1 20242660

Biggest buyers

Accuvest Global Advisors New +587,062+587.1k
Kestra Advisory Services, LLC Added +76,541+76.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +64,070+64.1k
Penserra Capital Management LLC Added +62,556+62.6k
OLD MISSION CAPITAL LLC Added +33,011+33.0k
Cetera Investment Advisers Added +28,214+28.2k
JANE STREET GROUP, LLC Added +22,172+22.2k
CoreCap Advisors, LLC Added +15,529+15.5k
Brookstone Capital Management Added +14,822+14.8k
ROYAL BANK OF CANADA Added +13,093+13.1k

Biggest sellers

Gradient Investments LLC Reduced -673,875-673.9k
AE Wealth Management LLC Reduced -622,140-622.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -467,954-468.0k
PERSONAL CFO SOLUTIONS, LLC Sold out -272,248-272.2k
Transform Wealth, LLC Sold out -232,139-232.1k
Atria Investments, Inc Sold out -227,521-227.5k
Mariner, LLC Sold out -224,881-224.9k
TRUIST FINANCIAL CORP Reduced -160,320-160.3k
Cetera Advisors LLC Sold out -49,684-49.7k
Raymond James Financial Services Advisors, Inc. Reduced -46,752-46.8k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (20.6%, 2026-09-02)

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Accuvest Global Advisors 9.97% of their portfolio PROVO, UT 587,062587.1k $22.8m $22.8m 9.97% New
2 Brookstone Capital Management 0.18% of their portfolio WHEATON, IL 254,549254.5k $9.9m $9.9m 0.18% Added +14.8k +14,822
3 Penserra Capital Management LLC 0.11% of their portfolio ORINDA, CA 230,985231.0k $9.0m $9.0m 0.11% Added +62.6k +62,556
4 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 220,842220.8k $8.6m $8.6m 0.01% Reduced -8.6k -8,578
5 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 166,712166.7k $6.5m $6.5m 0.01% Reduced -21.3k -21,337
6 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 122,900122.9k $4.8m $4.8m 0.03% Added +76.5k +76,541
7 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 67,67467.7k $2.6m $2.6m 0.00% Reduced -9.7k -9,714
8 Diligent Investors, LLC 0.65% of their portfolio REDLANDS, CA 66,87966.9k $2.6m $2.6m 0.65% Unchanged
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 64,07064.1k $2.5m $2.5m 0.00% New
10 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 61,98662.0k $2.4m $2.4m 0.01% Reduced -33.2k -33,241
11 Buska Wealth Management, LLC 1.03% of their portfolio WAUSAU, WI 60,64860.6k $2.4m $2.4m 1.03% First filing
12 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 52,92752.9k $2.1m $2.1m 0.00% Added +22.2k +22,172
13 CoreCap Advisors, LLC 0.11% of their portfolio SOUTHFIELD, MI 51,40951.4k $2.0m $2.0m 0.11% Added +15.5k +15,529
14 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 48,27548.3k $1.9m $1.9m 0.00% Added +28.2k +28,214
15 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 47,89847.9k $1.9m $1.9m 0.00% Reduced -46.8k -46,752
16 OLD MISSION CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 44,24344.2k $1.7m $1.7m 0.04% Added +33.0k +33,011
17 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 40,99241.0k $1.6m $1.6m 0.02% Reduced -5.5k -5,471
18 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 40,88240.9k $1.6m $1.6m 0.00% Reduced -12.0k -12,021
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 38,67938.7k $1.5m $1.5m 0.00% Reduced -468.0k -467,954
20 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.30% of their portfolio BLUE BELL, PA 35,81435.8k $1.4m $1.4m 0.30% Reduced -820 -820
21 Fragasso Financial Advisors Inc 0.11% of their portfolio SEWICKLEY, PA 34,67034.7k $1.3m $1.3m 0.11% Reduced -791 -791
22 LINCOLN NATIONAL CORP 0.02% of their portfolio RADNOR, PA 34,13034.1k $1.3m $1.3m 0.02% Reduced -25.4k -25,437
23 RFG Advisory, LLC 0.04% of their portfolio BIRMINGHAM, AL 32,62732.6k $1.3m $1.3m 0.04% Added +9.9k +9,905
24 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 32,48032.5k $1.3m $1.3m 0.00% Added +8.5k +8,518
25 Snowden Capital Advisors LLC 0.04% of their portfolio New York, NY 30,14430.1k $1.2m $1.2m 0.04% Unchanged
26 Beacon Financial Advisory LLC 0.56% of their portfolio CLEVELAND, OH 29,89329.9k $1.2m $1.2m 0.56% Unchanged
27 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 28,80828.8k $1.1m $1.1m 0.01% Reduced -622.1k -622,140
28 BCS Wealth Management 0.33% of their portfolio JOHNSON CITY, TN 26,45326.5k $1.0m $1.0m 0.33% Reduced -4.7k -4,704
29 INTEGRAL INVESTMENT ADVISORS, INC. 0.40% of their portfolio TURLOCK, CA 24,94224.9k $969.0k $969.0k 0.40% Added +600 +600
30 FSA Advisors, Inc. 1.03% of their portfolio TROY, MI 24,66724.7k $958.8k $958.8k 1.03% Reduced -1.0k -1,025
31 DHJJ Financial Advisors, Ltd. 0.41% of their portfolio NAPERVILLE, IL 24,03924.0k $934.4k $934.4k 0.41% Reduced -510 -510
32 Sunbelt Securities, Inc. 0.10% of their portfolio HOUSTON, TX 22,87622.9k $889.2k $889.2k 0.10% Reduced -3.2k -3,200
33 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 22,86022.9k $889.0k $889.0k 0.00% Reduced -2.0k -1,979
34 Berkshire Money Management, Inc. 0.10% of their portfolio DALTON, MA 20,53020.5k $798.0k $798.0k 0.10% Reduced -1.6k -1,586
35 CRA Financial Services, LLC 0.16% of their portfolio NORTHFIELD, NJ 18,70418.7k $727.0k $727.0k 0.16% Reduced -1.5k -1,500
36 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 17,74917.7k $689.9k $689.9k 0.01% Unchanged
37 Trek Financial, LLC 0.05% of their portfolio Scottsdale, AZ 17,49517.5k $680.0k $680.0k 0.05% Added +3.2k +3,215
38 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 15,51115.5k $602.9k $602.9k 0.00% Reduced -160.3k -160,320
39 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 15,26215.3k $593.3k $593.3k 0.02% Added +912 +912
40 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 15,12315.1k $588.0k $588.0k 0.00% Added +13.1k +13,093
41 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 14,68014.7k $570.6k $570.6k 0.00% Unchanged
42 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 14,68014.7k $570.6k $570.6k 0.00% Reduced -1.6k -1,559
43 Valtinson Bruner Financial Planning LLC 0.24% of their portfolio NEW BRIGHTON, MN 14,39314.4k $559.5k $559.5k 0.24% Reduced -10.8k -10,761
44 Lantz Financial LLC 0.17% of their portfolio NAPERVILLE, IL 13,92113.9k $541.1k $541.1k 0.17% Reduced -1.6k -1,551
45 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 13,51913.5k $446.3k $446.3k 0.01% Added +7.0k +6,965
46 SageView Advisory Group, LLC 0.02% of their portfolio Newport Beach, CA 13,46413.5k $440.2k $440.2k 0.02% Added +1.1k +1,132
47 Arax Advisory Partners 0.06% of their portfolio NEW YORK, NY 13,46213.5k $523.3k $523.3k 0.06% Reduced -6 -6
48 Visionary Wealth Advisors 0.03% of their portfolio O'FALLON, IL 13,28213.3k $516.3k $516.3k 0.03% Unchanged
49 EverSource Wealth Advisors, LLC 0.04% of their portfolio BIRMINGHAM, AL 13,02713.0k $491.9k $491.9k 0.04% Added +121 +121
50 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 13,02013.0k $506.1k $506.1k 0.01% New
51 Vantage Financial Partners, LLC 0.13% of their portfolio ELM GROVE, WI 12,77312.8k $496.5k $496.5k 0.13% Reduced -442 -442
52 Outlook Wealth Advisors, LLC 0.15% of their portfolio SHENANDOAH, TX 12,36412.4k $480.6k $480.6k 0.15% Unchanged
53 Pinnacle Wealth Management Group, Inc. 0.33% of their portfolio PLYMOUTH, MI 11,45011.4k $445.1k $445.1k 0.33% Reduced -1.4k -1,400
54 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 11,28311.3k $438.6k $438.6k 0.01% Reduced -95 -95
55 Chicago Partners Investment Group LLC 0.02% of their portfolio CHICAGO, IL 11,13011.1k $421.9k $421.9k 0.02% Reduced -1.5k -1,512
56 Weaver Consulting Group 0.16% of their portfolio HUNTINGTON BEACH, CA 11,07611.1k $430.5k $430.5k 0.16% Unchanged
57 PCA Investment Advisory Services Inc. 0.24% of their portfolio CINCINNATI, OH 11,06211.1k $430.0k $430.0k 0.24% Added +687 +687
58 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 10,50910.5k $409.0k $409.0k 0.02% Reduced -60 -60
59 Strategic Blueprint, LLC 0.03% of their portfolio ATLANTA, GA 10,44810.4k $406.1k $406.1k 0.03% Unchanged
60 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 9,9159.9k $385.4k $385.4k 0.01% Reduced -19.4k -19,362
61 Secure Asset Management, LLC 0.09% of their portfolio Troy, MI 9,5759.6k $372.2k $372.2k 0.09% New
62 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 9,5009.5k $369.3k $369.3k 0.00% Reduced -2.9k -2,921
63 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 9,2729.3k $360.4k $360.4k 0.01% Reduced -15.7k -15,745
64 CENTRAL VALLEY ADVISORS, LLC 0.17% of their portfolio SACRAMENTO, CA 8,5748.6k $333.3k $333.3k 0.17% Unchanged
65 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 8,3168.3k $323.2k $323.2k 0.01% Unchanged
66 Share Andrew L. 0.15% of their portfolio MANCHESTER, NH 7,7767.8k $302.3k $302.3k 0.15% Unchanged
67 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 7,3287.3k $284.8k $284.8k 0.01% Reduced -118 -118
68 PFG Advisors 0.02% of their portfolio Phoenix, AZ 7,2767.3k $282.8k $282.8k 0.02% Reduced -382 -382
69 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 6,2956.3k $244.7k $244.7k 0.00% Reduced -8.0k -7,980
70 First Commonwealth Financial Corp /PA/ 0.06% of their portfolio Indiana, PA 6,2816.3k $244.1k $244.1k 0.06% Unchanged
71 Stratos Wealth Advisors, LLC 0.01% of their portfolio BEACHWOOD, OH 6,0556.1k $235.4k $235.4k 0.01% Unchanged
72 Summit Wealth Partners, LLC 0.05% of their portfolio Orlando, FL 5,5295.5k $214.9k $214.9k 0.05% Reduced -1.3k -1,330
73 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 5,5205.5k $214.6k $214.6k 0.02% New
74 VISTA INVESTMENT MANAGEMENT 0.09% of their portfolio PITTSBURGH, PA 5,4805.5k $213.0k $213.0k 0.09% Reduced -1.8k -1,778
75 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 5,3005.3k $206.0k $206.0k 0.00% Reduced -23.1k -23,150
76 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,2505.2k $204.1k $204.1k 0.00% Added +1.8k +1,750
77 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 4,5604.6k $177.2k $177.2k 0.00% Unchanged
78 NorthRock Partners, LLC 0.01% of their portfolio MINNEAPOLIS, MN 4,2524.3k $165.3k $165.3k 0.01% Unchanged
79 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 3,8223.8k $148.6k $148.6k 0.01% Unchanged
80 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 3,1993.2k $124.3k $124.3k 0.00% New
81 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,9992.0k $77.7k $77.7k 0.00% Added +1.2k +1,250
82 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 1,7931.8k $69.7k $69.7k 0.00% Reduced -673.9k -673,875
83 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 1,3751.4k $53.0k $53.0k 0.00% Unchanged
84 Clear Point Advisors Inc. 0.04% of their portfolio MELVILLE, NY 1,2901.3k $50.1k $50.1k 0.04% Unchanged
85 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 922922 $35.8k $35.8k 0.00% Unchanged
86 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.01% of their portfolio FLINT, MI 865865 $33.6k $33.6k 0.01% Unchanged
87 Integrity Financial Corp /WA 0.02% of their portfolio JACKSON, WY 685685 $26.6k $26.6k 0.02% Unchanged
88 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 600600 $23.3k $23.3k 0.00% Unchanged
89 JDM Financial Group LLC 0.01% of their portfolio AUSTIN, TX 456456 $17.7k $17.7k 0.01% Unchanged
90 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 444444 $17.0k $17.0k 0.00% Reduced -1.2k -1,200
91 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 6363 $2.4k $2.4k 0.00% New
92 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged