Vault-13

INNOVATOR ETFS TRUST BAUG

US EQUT BUFR AUG · ETP · CUSIP 45782C698

86 institutional holders +14 vs Q2 2023
3,517,3813.5m shares reported held*
$116.1mreported value*
23 new 37 added 11 reduced 9 sold out net bought ≈ $259.9k (+7.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.00.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 64Q4 22: 64Q1 23: 67Q2 23: 72Q3 23: 8686Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202264
Q4 202264
Q1 202367
Q2 202372
Q3 202386

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 19 bought or addedQ4 22: 32 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 31 cut or sold outQ1 23Q2 23: 18 bought or addedQ2 23: 37 cut or sold outQ2 23Q3 23: 60 bought or addedQ3 23: 20 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221932
Q1 20232431
Q2 20231837
Q3 20236020

Biggest buyers

PERSONAL CFO SOLUTIONS, LLC New +273,895+273.9k
RAYMOND JAMES & ASSOCIATES Added +110,186+110.2k
OSAIC HOLDINGS, INC. Added +75,476+75.5k
AE Wealth Management LLC Added +73,054+73.1k
Cambridge Investment Research Advisors, Inc. Added +69,315+69.3k
Accuvest Global Advisors Added +68,214+68.2k
COMMONWEALTH EQUITY SERVICES, LLC Added +64,974+65.0k
Raymond James Financial Services Advisors, Inc. Added +56,012+56.0k
Beacon Pointe Advisors, LLC Added +55,990+56.0k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +53,099+53.1k

Biggest sellers

Berkshire Money Management, Inc. Reduced -961,385-961.4k
ACUTE INVESTMENT ADVISORY, LLC Sold out -390,906-390.9k
Janney Montgomery Scott LLC Sold out -79,056-79.1k
JANE STREET GROUP, LLC Sold out -26,520-26.5k
WOLVERINE TRADING, LLC Sold out -14,641-14.6k
HB Wealth Management, LLC Sold out -7,700-7.7k
CreativeOne Wealth, LLC Sold out -6,269-6.3k
CITADEL ADVISORS LLC Sold out -6,157-6.2k
GTS SECURITIES LLC Sold out -6,000-6.0k
WealthPLAN Partners, LLC Sold out -3,791-3.8k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (20.6%, 2026-09-02)

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AE Wealth Management LLC 0.09% of their portfolio TOPEKA, KS 479,781479.8k $15.8m $15.8m 0.09% Added +73.1k +73,054
2 PERSONAL CFO SOLUTIONS, LLC 1.79% of their portfolio CHESTER, NJ 273,895273.9k $9.0m $9.0m 1.79% New
3 Accuvest Global Advisors 4.14% of their portfolio PROVO, UT 229,059229.1k $7.6m $7.6m 4.14% Added +68.2k +68,214
4 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 212,375212.4k $7.0m $7.0m 0.01% Added +65.0k +64,974
5 Brookstone Capital Management 0.14% of their portfolio WHEATON, IL 192,427192.4k $6.3m $6.3m 0.14% Added +39.7k +39,659
6 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 189,537189.5k $6.3m $6.3m 0.01% Added +75.5k +75,476
7 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 168,725168.7k $5.6m $5.6m 0.01% Added +15.4k +15,424
8 Penserra Capital Management LLC 0.10% of their portfolio ORINDA, CA 143,665143.7k $4.7m $4.7m 0.10% Added +43.6k +43,578
9 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 120,186120.2k $4.0m $4.0m 0.00% Added +110.2k +110,186
10 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 93,92693.9k $3.1m $3.1m 0.01% Added +69.3k +69,315
11 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 87,05087.0k $2.9m $2.9m 0.01% Added +56.0k +56,012
12 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 75,11175.1k $2.5m $2.5m 0.00% Added +43.5k +43,459
13 Beacon Pointe Advisors, LLC 0.03% of their portfolio NEWPORT BEACH, CA 70,40370.4k $2.3m $2.3m 0.03% Added +56.0k +55,990
14 Diligent Investors, LLC 0.65% of their portfolio REDLANDS, CA 64,34964.3k $2.1m $2.1m 0.65% Added +14.2k +14,200
15 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 53,09953.1k $1.8m $1.8m 0.01% New
16 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 52,83152.8k $1.7m $1.7m 0.03% Added +42.6k +42,561
17 LINCOLN NATIONAL CORP 0.03% of their portfolio RADNOR, PA 52,52052.5k $1.7m $1.7m 0.03% Added +9.2k +9,203
18 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 42,84142.8k $1.4m $1.4m 0.01% Added +25.6k +25,596
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 42,04042.0k $1.4m $1.4m 0.00% Added +22.1k +22,103
20 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.33% of their portfolio BLUE BELL, PA 37,17437.2k $1.2m $1.2m 0.33% Added +18.3k +18,341
21 Fragasso Financial Advisors Inc 0.13% of their portfolio SEWICKLEY, PA 36,91836.9k $1.2m $1.2m 0.13% Reduced -2.1k -2,106
22 CoreCap Advisors, LLC 0.09% of their portfolio SOUTHFIELD, MI 36,63936.6k $1.2m $1.2m 0.09% Added +7.9k +7,852
23 BCS Wealth Management 0.46% of their portfolio JOHNSON CITY, TN 33,44233.4k $1.1m $1.1m 0.46% Added +13.2k +13,200
24 Steward Financial Group LLC 0.32% of their portfolio COLLEYVILLE, TX 30,45030.4k $1.0m $1.0m 0.32% Added +5.1k +5,115
25 AXXCESS WEALTH MANAGEMENT, LLC 0.03% of their portfolio CARLSBAD, CA 29,82729.8k $984.6k $984.6k 0.03% New
26 Beacon Financial Advisory LLC 0.52% of their portfolio CLEVELAND, OH 28,73828.7k $948.6k $948.6k 0.52% Added +11.2k +11,190
27 Sunbelt Securities, Inc. 0.12% of their portfolio HOUSTON, TX 26,07626.1k $860.8k $860.8k 0.12% Added +19.3k +19,262
28 Snowden Capital Advisors LLC 0.04% of their portfolio New York, NY 25,72025.7k $849.0k $849.0k 0.04% New
29 DHJJ Financial Advisors, Ltd. 0.43% of their portfolio NAPERVILLE, IL 25,55425.6k $843.5k $843.5k 0.43% Added +3.2k +3,239
30 Valtinson Bruner Financial Planning LLC 0.44% of their portfolio NEW BRIGHTON, MN 24,42224.4k $806.2k $806.2k 0.44% Added +750 +750
31 Berkshire Money Management, Inc. 0.12% of their portfolio DALTON, MA 24,37924.4k $804.8k $804.8k 0.12% Reduced -961.4k -961,385
32 INTEGRAL INVESTMENT ADVISORS, INC. 0.56% of their portfolio TURLOCK, CA 24,34224.3k $803.5k $803.5k 0.56% Unchanged
33 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 22,97823.0k $758.5k $758.5k 0.02% New
34 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 22,72222.7k $750.1k $750.1k 0.03% New
35 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 22,20222.2k $732.9k $732.9k 0.00% Added +11.0k +10,982
36 MILESTONE ASSET MANAGEMENT, LLC 0.25% of their portfolio PITTSBURGH, PA 21,86321.9k $721.7k $721.7k 0.25% New
37 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 21,47321.5k $708.8k $708.8k 0.00% Added +5.3k +5,319
38 CRA Financial Services, LLC 0.19% of their portfolio NORTHFIELD, NJ 20,80420.8k $686.7k $686.7k 0.19% New
39 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 18,09918.1k $597.4k $597.4k 0.01% Reduced -1.9k -1,869
40 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 17,78217.8k $587.0k $587.0k 0.00% New
41 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 16,64316.6k $549.4k $549.4k 0.02% Added +196 +196
42 Lantz Financial LLC 0.20% of their portfolio NAPERVILLE, IL 15,47215.5k $510.7k $510.7k 0.20% Added +6.2k +6,181
43 Vantage Financial Partners, LLC 0.19% of their portfolio ELM GROVE, WI 14,98815.0k $494.8k $494.8k 0.19% New
44 Arax Advisory Partners 0.06% of their portfolio NEW YORK, NY 13,92713.9k $459.7k $459.7k 0.06% Added +312 +312
45 Visionary Wealth Advisors 0.04% of their portfolio O'FALLON, IL 13,59413.6k $448.7k $448.7k 0.04% Unchanged
46 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 13,51913.5k $446.3k $446.3k 0.01% Added +6.0k +5,985
47 Pinnacle Wealth Management Group, Inc. 0.39% of their portfolio PLYMOUTH, MI 12,85012.8k $424.2k $424.2k 0.39% Added +5.2k +5,200
48 EverSource Wealth Advisors, LLC 0.04% of their portfolio BIRMINGHAM, AL 12,70612.7k $419.4k $419.4k 0.04% Added +300 +300
49 Outlook Wealth Advisors, LLC 0.16% of their portfolio SHENANDOAH, TX 12,36412.4k $408.1k $408.1k 0.16% Reduced -711 -711
50 SageView Advisory Group, LLC 0.02% of their portfolio Newport Beach, CA 12,33212.3k $407.1k $407.1k 0.02% Unchanged
51 Weaver Consulting Group 0.17% of their portfolio HUNTINGTON BEACH, CA 11,07611.1k $365.6k $365.6k 0.17% Unchanged
52 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 10,63810.6k $351.2k $351.2k 0.01% New
53 Chicago Partners Investment Group LLC 0.02% of their portfolio CHICAGO, IL 10,46510.5k $340.9k $340.9k 0.02% Unchanged
54 Summit Wealth Partners, LLC 0.08% of their portfolio Orlando, FL 9,4769.5k $312.8k $312.8k 0.08% New
55 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,2299.2k $304.6k $304.6k 0.00% Reduced -3.3k -3,315
56 Strategic Blueprint, LLC 0.03% of their portfolio ATLANTA, GA 8,3418.3k $275.3k $275.3k 0.03% New
57 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 8,0928.1k $267.0k $267.0k 0.00% New
58 Share Andrew L. 0.10% of their portfolio MANCHESTER, NH 7,7767.8k $256.7k $256.7k 0.10% New
59 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 7,7507.8k $255.8k $255.8k 0.00% Reduced -2.5k -2,488
60 PFG Advisors 0.02% of their portfolio Phoenix, AZ 7,4717.5k $246.6k $246.6k 0.02% New
61 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 7,4467.4k $245.8k $245.8k 0.01% Added +764 +764
62 Garden State Investment Advisory Services LLC 0.11% of their portfolio Red Bank, NJ 7,3257.3k $241.8k $241.8k 0.11% Reduced -50 -50
63 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 6,9877.0k $230.6k $230.6k 0.01% New
64 PCA Investment Advisory Services Inc. 0.16% of their portfolio CINCINNATI, OH 6,9156.9k $228.3k $228.3k 0.16% Added +100 +100
65 ACAS, LLC 0.28% of their portfolio RANCHO SANTA FE, CA 6,7596.8k $223.1k $223.1k 0.28% New
66 Marathon Mission, Inc. 0.20% of their portfolio ALBANY, NY 6,3326.3k $205.7k $205.7k 0.20% Unchanged
67 First Commonwealth Financial Corp /PA/ 0.07% of their portfolio Indiana, PA 6,2816.3k $207.3k $207.3k 0.07% Unchanged
68 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 6,1106.1k $201.7k $201.7k 0.00% Reduced -100 -100
69 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 6,0956.1k $201.2k $201.2k 0.00% New
70 SILVER OAK SECURITIES, INCORPORATED 0.04% of their portfolio JACKSON, TN 5,7905.8k $191.1k $191.1k 0.04% Reduced -313 -313
71 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 4,7944.8k $158.2k $158.2k 0.01% Added +1.7k +1,713
72 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 4,5604.6k $150.5k $150.5k 0.01% Unchanged
73 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 4,0024.0k $132.1k $132.1k 0.01% Unchanged
74 WealthShield Partners, LLC 0.02% of their portfolio CARY, NC 3,6003.6k $118.8k $118.8k 0.02% Unchanged
75 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,9111.9k $63.1k $63.1k 0.00% Reduced -1.6k -1,612
76 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,7501.8k $57.8k $57.8k 0.00% Unchanged
77 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 1,6441.6k $54.0k $54.0k 0.00% New
78 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 1,3751.4k $45.0k $45.0k 0.00% Unchanged
79 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 922922 $30.4k $30.4k 0.00% Added +260 +260
80 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.01% of their portfolio FLINT, MI 865865 $28.6k $28.6k 0.01% Unchanged
81 Integrity Financial Corp /WA 0.02% of their portfolio JACKSON, WY 685685 $22.6k $22.6k 0.02% Unchanged
82 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 600600 $19.8k $19.8k 0.00% New
83 JDM Financial Group LLC 0.01% of their portfolio AUSTIN, TX 456456 $15.1k $15.1k 0.01% Reduced -3 -3
84 Authentikos Wealth Advisory, LLC 0.00% of their portfolio MORGAN HILL, CA 4141 $1.4k $1.4k 0.00% New
85 FMR LLC 0.00% of their portfolio BOSTON, MA 33 $99 $99 0.00% New
86 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged