Vault-13

INNOVATOR ETFS TRUST BAUG

US EQUT BUFR AUG · ETP · CUSIP 45782C698

72 institutional holders +5 vs Q1 2023
3,509,5073.5m shares reported held*
$117.7mreported value*
9 new 9 added 29 reduced 8 sold out net bought ≈ $35.8m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.54.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 64Q4 22: 64Q1 23: 67Q2 23: 7272Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202264
Q4 202264
Q1 202367
Q2 202372

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 19 bought or addedQ4 22: 32 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 31 cut or sold outQ1 23Q2 23: 18 bought or addedQ2 23: 37 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221932
Q1 20232431
Q2 20231837

Biggest buyers

Berkshire Money Management, Inc. Added +769,764+769.8k
ACUTE INVESTMENT ADVISORY, LLC New +390,906+390.9k
AE Wealth Management LLC Added +379,448+379.4k
JANE STREET GROUP, LLC New +26,520+26.5k
Beacon Financial Advisory LLC New +17,548+17.5k
Brookstone Capital Management Added +14,570+14.6k
SageView Advisory Group, LLC New +12,332+12.3k
Penserra Capital Management LLC Added +7,790+7.8k
HB Wealth Management, LLC New +7,700+7.7k
WOLVERINE TRADING, LLC Added +6,683+6.7k

Biggest sellers

PERSONAL CFO SOLUTIONS, LLC Sold out -253,324-253.3k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -189,804-189.8k
TRUIST FINANCIAL CORP Reduced -22,508-22.5k
OLD MISSION CAPITAL LLC Sold out -15,267-15.3k
OSAIC HOLDINGS, INC. Reduced -14,115-14.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -11,310-11.3k
NewEdge Advisors, LLC Sold out -10,781-10.8k
First Commonwealth Financial Corp /PA/ Reduced -10,242-10.2k
CITADEL ADVISORS LLC Reduced -7,319-7.3k
Cerity Partners LLC Reduced -7,195-7.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (20.6%, 2026-09-02)

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Berkshire Money Management, Inc. 4.78% of their portfolio DALTON, MA 985,764985.8k $33.1m $33.1m 4.78% Added +769.8k +769,764
2 AE Wealth Management LLC 0.08% of their portfolio TOPEKA, KS 406,727406.7k $13.6m $13.6m 0.08% Added +379.4k +379,448
3 ACUTE INVESTMENT ADVISORY, LLC 7.89% of their portfolio MESA, AZ 390,906390.9k $13.1m $13.1m 7.89% New
4 Accuvest Global Advisors 2.77% of their portfolio PROVO, UT 160,845160.8k $5.4m $5.4m 2.77% Added +4.3k +4,289
5 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 153,301153.3k $5.1m $5.1m 0.01% Reduced -22.5k -22,508
6 Brookstone Capital Management 0.10% of their portfolio WHEATON, IL 152,768152.8k $5.1m $5.1m 0.10% Added +14.6k +14,570
7 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 147,401147.4k $4.9m $4.9m 0.01% Reduced -189.8k -189,804
8 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 114,061114.1k $3.8m $3.8m 0.01% Reduced -14.1k -14,115
9 Penserra Capital Management LLC 0.07% of their portfolio ORINDA, CA 100,087100.1k $3.4m $3.4m 0.07% Added +7.8k +7,790
10 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 79,05679.1k $2.7m $2.7m 0.01% Reduced -714 -714
11 Diligent Investors, LLC 0.50% of their portfolio REDLANDS, CA 50,14950.1k $1.7m $1.7m 0.50% Unchanged
12 LINCOLN NATIONAL CORP 0.03% of their portfolio RADNOR, PA 43,31743.3k $1.5m $1.5m 0.03% Added +2.5k +2,504
13 Fragasso Financial Advisors Inc 0.14% of their portfolio SEWICKLEY, PA 39,02439.0k $1.3m $1.3m 0.14% Unchanged
14 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 31,65231.7k $1.1m $1.1m 0.00% Reduced -4.3k -4,295
15 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 31,03831.0k $1.0m $1.0m 0.00% Reduced -136 -136
16 CoreCap Advisors, LLC 0.07% of their portfolio SOUTHFIELD, MI 28,78728.8k $966.1k $966.1k 0.07% First filing
17 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 26,52026.5k $890.0k $890.0k 0.00% New
18 Steward Financial Group LLC 0.27% of their portfolio COLLEYVILLE, TX 25,33525.3k $850.0k $850.0k 0.27% Reduced -3.6k -3,650
19 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 24,61124.6k $826.0k $826.0k 0.00% Reduced -5.2k -5,169
20 INTEGRAL INVESTMENT ADVISORS, INC. 0.55% of their portfolio TURLOCK, CA 24,34224.3k $816.9k $816.9k 0.55% Reduced -1.0k -1,041
21 Valtinson Bruner Financial Planning LLC 0.43% of their portfolio NEW BRIGHTON, MN 23,67223.7k $794.4k $794.4k 0.43% Reduced -455 -455
22 DHJJ Financial Advisors, Ltd. 0.39% of their portfolio NAPERVILLE, IL 22,31522.3k $748.9k $748.9k 0.39% Unchanged
23 BCS Wealth Management 0.50% of their portfolio JOHNSON CITY, TN 20,24220.2k $679.0k $679.0k 0.50% Reduced -6.8k -6,761
24 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 19,96820.0k $670.1k $670.1k 0.01% Unchanged
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 19,93719.9k $669.1k $669.1k 0.00% Added +1.4k +1,409
26 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.17% of their portfolio BLUE BELL, PA 18,83318.8k $632.0k $632.0k 0.17% Reduced -3.0k -3,000
27 Beacon Financial Advisory LLC 0.34% of their portfolio CLEVELAND, OH 17,54817.5k $588.9k $588.9k 0.34% New
28 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 17,24517.2k $578.7k $578.7k 0.01% Reduced -3.1k -3,070
29 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 16,44716.4k $552.0k $552.0k 0.02% Reduced -1.4k -1,368
30 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 16,15416.2k $542.1k $542.1k 0.00% Reduced -635 -635
31 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 14,64114.6k $485.6k $485.6k 0.01% Added +6.7k +6,683
32 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 14,41314.4k $483.7k $483.7k 0.01% Added +3.5k +3,495
33 Arax Advisory Partners 0.06% of their portfolio NEW YORK, NY 13,61513.6k $456.9k $456.9k 0.06% Reduced -543 -543
34 Visionary Wealth Advisors 0.04% of their portfolio O'FALLON, IL 13,59413.6k $456.2k $456.2k 0.04% Reduced -2.4k -2,355
35 Outlook Wealth Advisors, LLC 0.17% of their portfolio SHENANDOAH, TX 13,07513.1k $438.8k $438.8k 0.17% Unchanged
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,54412.5k $421.0k $421.0k 0.00% Reduced -11.3k -11,310
37 EverSource Wealth Advisors, LLC 0.05% of their portfolio BIRMINGHAM, AL 12,40612.4k $416.3k $416.3k 0.05% Unchanged
38 SageView Advisory Group, LLC 0.02% of their portfolio Newport Beach, CA 12,33212.3k $413.9k $413.9k 0.02% New
39 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 11,22011.2k $376.5k $376.5k 0.00% First filing
40 Weaver Consulting Group 0.16% of their portfolio HUNTINGTON BEACH, CA 11,07611.1k $371.7k $371.7k 0.16% Unchanged
41 Chicago Partners Investment Group LLC 0.02% of their portfolio CHICAGO, IL 10,46510.5k $357.9k $357.9k 0.02% Unchanged
42 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 10,27010.3k $344.7k $344.7k 0.01% Reduced -1.1k -1,088
43 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 10,23810.2k $343.6k $343.6k 0.00% Reduced -7.2k -7,195
44 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 10,00010.0k $335.6k $335.6k 0.00% Unchanged
45 Lantz Financial LLC 0.12% of their portfolio NAPERVILLE, IL 9,2919.3k $311.8k $311.8k 0.12% Reduced -300 -300
46 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 7,7007.7k $258.4k $258.4k 0.00% New
47 Pinnacle Wealth Management Group, Inc. 0.22% of their portfolio PLYMOUTH, MI 7,6507.7k $256.7k $256.7k 0.22% Reduced -800 -800
48 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 7,5347.5k $252.8k $252.8k 0.01% Unchanged
49 Garden State Investment Advisory Services LLC 0.11% of their portfolio Red Bank, NJ 7,3757.4k $247.5k $247.5k 0.11% Unchanged
50 PCA Investment Advisory Services Inc. 0.14% of their portfolio CINCINNATI, OH 6,8156.8k $228.7k $228.7k 0.14% Unchanged
51 Sunbelt Securities, Inc. 0.03% of their portfolio HOUSTON, TX 6,8146.8k $228.7k $228.7k 0.03% Unchanged
52 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 6,6826.7k $195.6k $195.6k 0.00% Reduced -1.9k -1,942
53 Marathon Mission, Inc. 0.20% of their portfolio ALBANY, NY 6,3326.3k $212.6k $212.6k 0.20% First filing
54 First Commonwealth Financial Corp /PA/ 0.07% of their portfolio Indiana, PA 6,2816.3k $210.8k $210.8k 0.07% Reduced -10.2k -10,242
55 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 6,2696.3k $210.0k $210.0k 0.01% Reduced -3.3k -3,266
56 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 6,2106.2k $208.4k $208.4k 0.00% New
57 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 6,1576.2k $206.6k $206.6k 0.00% Reduced -7.3k -7,319
58 SILVER OAK SECURITIES, INCORPORATED 0.03% of their portfolio JACKSON, TN 6,1036.1k $205.0k $205.0k 0.03% New
59 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 6,0006.0k $201.4k $201.4k 0.01% First filing
60 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 4,5604.6k $153.0k $153.0k 0.01% Unchanged
61 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 4,0024.0k $134.3k $134.3k 0.01% Reduced -827 -827
62 WealthPLAN Partners, LLC 0.02% of their portfolio OMAHA, NE 3,7913.8k $127.2k $127.2k 0.02% Unchanged
63 WealthShield Partners, LLC 0.02% of their portfolio CARY, NC 3,6003.6k $120.8k $120.8k 0.02% Unchanged
64 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,5233.5k $118.2k $118.2k 0.00% New
65 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 3,0813.1k $103.4k $103.4k 0.01% Unchanged
66 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,7501.8k $58.7k $58.7k 0.00% Unchanged
67 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 1,3751.4k $46.0k $46.0k 0.00% Unchanged
68 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.01% of their portfolio FLINT, MI 865865 $29.0k $29.0k 0.01% New
69 Integrity Financial Corp /WA 0.02% of their portfolio JACKSON, WY 685685 $23.0k $23.0k 0.02% Reduced -466 -466
70 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 662662 $22.2k $22.2k 0.00% Unchanged
71 JDM Financial Group LLC 0.01% of their portfolio AUSTIN, TX 459459 $15.4k $15.4k 0.01% Reduced -9 -9
72 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged