Vault-13

INNOVATOR ETFS TRUST BAUG

US EQUT BUFR AUG · ETP · CUSIP 45782C698

67 institutional holders +3 vs Q4 2022
2,391,5732.4m shares reported held*
$75.4mreported value*
10 new 14 added 24 reduced 7 sold out net bought ≈ $17.1m (+540.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.55.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 64Q4 22: 64Q1 23: 6767Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202264
Q4 202264
Q1 202367

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 19 bought or addedQ4 22: 32 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 31 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221932
Q1 20232431

Biggest buyers

COMMONWEALTH EQUITY SERVICES, LLC Added +184,681+184.7k
TRUIST FINANCIAL CORP New +175,809+175.8k
Accuvest Global Advisors New +156,556+156.6k
Brookstone Capital Management New +138,198+138.2k
OLD MISSION CAPITAL LLC New +15,267+15.3k
OSAIC HOLDINGS, INC. Added +8,786+8.8k
Cerity Partners LLC Added +5,500+5.5k
EverSource Wealth Advisors, LLC Added +4,862+4.9k
Larson Financial Group LLC New +4,829+4.8k
Spire Wealth Management New +4,560+4.6k

Biggest sellers

BECK CAPITAL MANAGEMENT, LLC Sold out -84,226-84.2k
Composition Wealth, LLC Sold out -19,931-19.9k
HighTower Advisors, LLC Reduced -15,900-15.9k
ROYAL BANK OF CANADA Reduced -11,652-11.7k
IFP Advisors, Inc Reduced -9,750-9.8k
WOLVERINE TRADING, LLC Reduced -9,089-9.1k
Penserra Capital Management LLC Reduced -6,364-6.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -5,871-5.9k
UBS Group AG Sold out -4,640-4.6k
Janney Montgomery Scott LLC Reduced -3,126-3.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (20.6%, 2026-09-02)

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 337,205337.2k $10.6m $10.6m 0.02% Added +184.7k +184,681
2 PERSONAL CFO SOLUTIONS, LLC 1.65% of their portfolio CHESTER, NJ 253,324253.3k $8.0m $8.0m 1.65% Reduced -855 -855
3 Berkshire Money Management, Inc. 1.03% of their portfolio DALTON, MA 216,000216.0k $6.8m $6.8m 1.03% Reduced -325 -325
4 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 175,809175.8k $5.5m $5.5m 0.01% New
5 Accuvest Global Advisors 2.23% of their portfolio PROVO, UT 156,556156.6k $4.9m $4.9m 2.23% New
6 Brookstone Capital Management 0.09% of their portfolio WHEATON, IL 138,198138.2k $4.4m $4.4m 0.09% New
7 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 128,176128.2k $4.0m $4.0m 0.01% Added +8.8k +8,786
8 Penserra Capital Management LLC 0.06% of their portfolio ORINDA, CA 92,29792.3k $2.9m $2.9m 0.06% Reduced -6.4k -6,364
9 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 79,77079.8k $2.5m $2.5m 0.01% Reduced -3.1k -3,126
10 Diligent Investors, LLC 0.49% of their portfolio REDLANDS, CA 50,14950.1k $1.6m $1.6m 0.49% Reduced -150 -150
11 LINCOLN NATIONAL CORP 0.03% of their portfolio RADNOR, PA 40,81340.8k $1.3m $1.3m 0.03% Added +1.3k +1,335
12 Fragasso Financial Advisors Inc 0.14% of their portfolio SEWICKLEY, PA 39,02439.0k $1.2m $1.2m 0.14% Added +1.0k +1,000
13 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 35,94735.9k $1.1m $1.1m 0.00% Reduced -15.9k -15,900
14 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 31,17431.2k $983.9k $983.9k 0.00% Reduced -746 -746
15 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 29,78029.8k $940.0k $940.0k 0.00% Reduced -456 -456
16 Steward Financial Group LLC 0.30% of their portfolio COLLEYVILLE, TX 28,98529.0k $914.0k $914.0k 0.30% Unchanged
17 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 27,27927.3k $861.0k $861.0k 0.01% Unchanged
18 BCS Wealth Management 0.38% of their portfolio JOHNSON CITY, TN 27,00327.0k $852.0k $852.0k 0.38% Unchanged
19 INTEGRAL INVESTMENT ADVISORS, INC. 0.57% of their portfolio TURLOCK, CA 25,38325.4k $801.1k $801.1k 0.57% Reduced -60 -60
20 Valtinson Bruner Financial Planning LLC 0.43% of their portfolio NEW BRIGHTON, MN 24,12724.1k $761.5k $761.5k 0.43% Added +2.2k +2,223
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 23,85423.9k $752.9k $752.9k 0.00% Reduced -5.9k -5,871
22 DHJJ Financial Advisors, Ltd. 0.38% of their portfolio NAPERVILLE, IL 22,31522.3k $704.3k $704.3k 0.38% Reduced -679 -679
23 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.21% of their portfolio BLUE BELL, PA 21,83321.8k $689.1k $689.1k 0.21% Reduced -356 -356
24 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 20,31520.3k $641.2k $641.2k 0.01% Added +1.4k +1,420
25 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 19,96820.0k $630.2k $630.2k 0.01% Reduced -70 -70
26 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 18,52818.5k $584.8k $584.8k 0.00% Added +1.9k +1,857
27 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 17,81517.8k $562.3k $562.3k 0.02% Added +3.0k +2,955
28 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 17,43317.4k $550.2k $550.2k 0.00% Added +5.5k +5,500
29 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 16,78916.8k $529.9k $529.9k 0.00% Reduced -742 -742
30 First Commonwealth Financial Corp /PA/ 0.19% of their portfolio Indiana, PA 16,52316.5k $521.5k $521.5k 0.19% Reduced -198 -198
31 Visionary Wealth Advisors 0.04% of their portfolio O'FALLON, IL 15,94915.9k $503.4k $503.4k 0.04% Reduced -1.8k -1,755
32 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 15,26715.3k $481.9k $481.9k 0.01% New
33 Arax Advisory Partners 0.06% of their portfolio NEW YORK, NY 14,15814.2k $446.9k $446.9k 0.06% Unchanged
34 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,47613.5k $425.3k $425.3k 0.00% Added +3.3k +3,310
35 Outlook Wealth Advisors, LLC 0.18% of their portfolio SHENANDOAH, TX 13,07513.1k $412.7k $412.7k 0.18% Reduced -322 -322
36 EverSource Wealth Advisors, LLC 0.05% of their portfolio BIRMINGHAM, AL 12,40612.4k $391.6k $391.6k 0.05% Added +4.9k +4,862
37 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 11,35811.4k $358.5k $358.5k 0.01% Reduced -1.9k -1,927
38 Weaver Consulting Group 0.16% of their portfolio HUNTINGTON BEACH, CA 11,07611.1k $349.6k $349.6k 0.16% Unchanged
39 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 10,91810.9k $344.6k $344.6k 0.01% Added +630 +630
40 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 10,78110.8k $340.3k $340.3k 0.00% Unchanged
41 Chicago Partners Investment Group LLC 0.02% of their portfolio CHICAGO, IL 10,46510.5k $331.3k $331.3k 0.02% Unchanged
42 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 10,00010.0k $315.6k $315.6k 0.00% Added +1.9k +1,900
43 Lantz Financial LLC 0.13% of their portfolio NAPERVILLE, IL 9,5919.6k $302.7k $302.7k 0.13% Unchanged
44 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 9,5359.5k $301.0k $301.0k 0.01% Unchanged
45 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 8,6248.6k $215.4k $215.4k 0.01% Reduced -9.8k -9,750
46 Pinnacle Wealth Management Group, Inc. 0.23% of their portfolio PLYMOUTH, MI 8,4508.4k $266.7k $266.7k 0.23% Unchanged
47 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 7,9588.0k $249.0k $249.0k 0.01% Reduced -9.1k -9,089
48 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 7,5347.5k $237.8k $237.8k 0.01% Unchanged
49 Garden State Investment Advisory Services LLC 0.12% of their portfolio Red Bank, NJ 7,3757.4k $232.8k $232.8k 0.12% Reduced -485 -485
50 PCA Investment Advisory Services Inc. 0.15% of their portfolio CINCINNATI, OH 6,8156.8k $215.1k $215.1k 0.15% First filing
51 Sunbelt Securities, Inc. 0.03% of their portfolio HOUSTON, TX 6,8146.8k $212.9k $212.9k 0.03% Reduced -2.7k -2,732
52 Larson Financial Group LLC 0.02% of their portfolio ST LOUIS, MO 4,8294.8k $152.4k $152.4k 0.02% New
53 Bellwether Advisors, LLC 0.04% of their portfolio LINCOLN, NE 4,6944.7k $148.2k $148.2k 0.04% Unchanged
54 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 4,5604.6k $143.9k $143.9k 0.01% New
55 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 4,2924.3k $136.0k $136.0k 0.00% Reduced -11.7k -11,652
56 WealthPLAN Partners, LLC 0.01% of their portfolio OMAHA, NE 3,7913.8k $119.7k $119.7k 0.01% New
57 WealthShield Partners, LLC 0.02% of their portfolio CARY, NC 3,6003.6k $113.6k $113.6k 0.02% New
58 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 3,0813.1k $97.2k $97.2k 0.01% Unchanged
59 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,7501.8k $55.2k $55.2k 0.00% Unchanged
60 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 1,4031.4k $44.4k $44.4k 0.00% New
61 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 1,3751.4k $43.0k $43.0k 0.00% Unchanged
62 Integrity Financial Corp /WA 0.03% of their portfolio JACKSON, WY 1,1511.2k $36.3k $36.3k 0.03% Reduced -377 -377
63 Cape Investment Advisory, Inc. 0.02% of their portfolio MCDONOUGH, GA 1,0001.0k $31.6k $31.6k 0.02% First filing
64 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 920920 $29.0k $29.0k 0.00% New
65 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 662662 $20.9k $20.9k 0.00% Unchanged
66 JDM Financial Group LLC 0.01% of their portfolio AUSTIN, TX 468468 $14.8k $14.8k 0.01% Added +23 +23
67 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged