Vault-13

INNOVATOR ETFS TRUST BAUG

US EQUT BUFR AUG · ETP · CUSIP 45782C698

64 institutional holders +0 vs Q3 2022
1,888,4741.9m shares reported held*
$56.5mreported value*
8 new 11 added 24 reduced 8 sold out net sold ≈ $15.8m (-528.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.92.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 64Q4 22: 6464Q3 22Q4 22
Numbers
QuarterHolders
Q3 202264
Q4 202264

Biggest buyers

Penserra Capital Management LLC Added +42,766+42.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +21,929+21.9k
Composition Wealth, LLC New +19,931+19.9k
Cerity Partners LLC New +11,933+11.9k
NewEdge Advisors, LLC New +10,781+10.8k
B. Riley Wealth Advisors, Inc. New +7,534+7.5k
Cetera Advisor Networks LLC Added +6,824+6.8k
WOLVERINE TRADING, LLC Added +6,237+6.2k
Berkshire Money Management, Inc. Added +6,100+6.1k
HighTower Advisors, LLC Added +5,689+5.7k

Biggest sellers

Karp Capital Management Corp Sold out -432,654-432.7k
OSAIC HOLDINGS, INC. Reduced -44,155-44.2k
OLD MISSION CAPITAL LLC Sold out -42,681-42.7k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -25,133-25.1k
CITADEL ADVISORS LLC Reduced -14,636-14.6k
Krilogy Financial LLC Sold out -13,580-13.6k
ENVESTNET ASSET MANAGEMENT INC Reduced -12,317-12.3k
WELLS FARGO & COMPANY/MN Sold out -11,542-11.5k
TRUSTCORE FINANCIAL SERVICES, LLC Reduced -11,150-11.2k
TRUIST FINANCIAL CORP Sold out -8,048-8.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Brookstone Capital Management (20.6%, 2026-09-02)

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PERSONAL CFO SOLUTIONS, LLC 1.61% of their portfolio CHESTER, NJ 254,179254.2k $7.6m $7.6m 1.61% Reduced -3.4k -3,392
2 Berkshire Money Management, Inc. 1.03% of their portfolio DALTON, MA 216,325216.3k $6.5m $6.5m 1.03% Added +6.1k +6,100
3 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 152,524152.5k $4.6m $4.6m 0.01% Reduced -25.1k -25,133
4 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 119,390119.4k $3.6m $3.6m 0.01% Reduced -44.2k -44,155
5 Penserra Capital Management LLC 0.06% of their portfolio ORINDA, CA 98,66198.7k $3.0m $3.0m 0.06% Added +42.8k +42,766
6 BECK CAPITAL MANAGEMENT, LLC 1.06% of their portfolio AUSTIN, TX 84,22684.2k $2.5m $2.5m 1.06% Reduced -7.8k -7,814
7 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 82,89682.9k $2.5m $2.5m 0.01% Reduced -319 -319
8 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 51,84751.8k $1.6m $1.6m 0.00% Added +5.7k +5,689
9 Diligent Investors, LLC 0.49% of their portfolio REDLANDS, CA 50,29950.3k $1.5m $1.5m 0.49% Unchanged
10 CoreCap Advisors, LLC 0.09% of their portfolio SOUTHFIELD, MI 43,09743.1k $1.3m $1.3m 0.09% Reduced -559 -559
11 LINCOLN NATIONAL CORP 0.03% of their portfolio RADNOR, PA 39,47839.5k $1.2m $1.2m 0.03% Reduced -24 -24
12 Fragasso Financial Advisors Inc 0.13% of their portfolio SEWICKLEY, PA 38,02438.0k $1.1m $1.1m 0.13% Unchanged
13 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 31,92031.9k $956.1k $956.1k 0.00% Added +625 +625
14 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 30,23630.2k $906.0k $906.0k 0.00% Reduced -377 -377
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 29,72529.7k $890.4k $890.4k 0.00% Added +21.9k +21,929
16 Steward Financial Group LLC 0.43% of their portfolio COLLEYVILLE, TX 28,98529.0k $868.0k $868.0k 0.43% Unchanged
17 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 27,27927.3k $817.1k $817.1k 0.01% Reduced -1.6k -1,589
18 BCS Wealth Management 0.34% of their portfolio JOHNSON CITY, TN 27,00327.0k $809.0k $809.0k 0.34% Reduced -1.2k -1,218
19 INTEGRAL INVESTMENT ADVISORS, INC. 0.59% of their portfolio TURLOCK, CA 25,44325.4k $762.1k $762.1k 0.59% Reduced -290 -290
20 DHJJ Financial Advisors, Ltd. 0.39% of their portfolio NAPERVILLE, IL 22,99423.0k $688.7k $688.7k 0.39% Reduced -370 -370
21 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.22% of their portfolio BLUE BELL, PA 22,18922.2k $664.6k $664.6k 0.22% Reduced -4.2k -4,197
22 Valtinson Bruner Financial Planning LLC 0.39% of their portfolio NEW BRIGHTON, MN 21,90421.9k $667.2k $667.2k 0.39% Unchanged
23 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 20,03820.0k $600.2k $600.2k 0.01% Unchanged
24 Composition Wealth, LLC 0.02% of their portfolio LOS ANGELES, CA 19,93119.9k $597.0k $597.0k 0.02% New
25 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 18,89518.9k $566.0k $566.0k 0.01% Unchanged
26 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 18,37418.4k $459.0k $459.0k 0.01% Unchanged
27 Visionary Wealth Advisors 0.05% of their portfolio O'FALLON, IL 17,70417.7k $530.0k $530.0k 0.05% Reduced -2.8k -2,805
28 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 17,53117.5k $525.1k $525.1k 0.00% Added +6.8k +6,824
29 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 17,04717.0k $511.0k $511.0k 0.01% Added +6.2k +6,237
30 First Commonwealth Financial Corp /PA/ 0.19% of their portfolio Indiana, PA 16,72116.7k $500.8k $500.8k 0.19% Reduced -2.7k -2,745
31 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 16,67116.7k $499.3k $499.3k 0.00% Reduced -12.3k -12,317
32 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 15,94415.9k $478.0k $478.0k 0.00% Reduced -1.9k -1,852
33 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 14,86014.9k $445.1k $445.1k 0.02% Added +508 +508
34 Arax Advisory Partners 0.06% of their portfolio NEW YORK, NY 14,15814.2k $424.1k $424.1k 0.06% Reduced -120 -120
35 Outlook Wealth Advisors, LLC 0.19% of their portfolio SHENANDOAH, TX 13,39713.4k $401.3k $401.3k 0.19% Reduced -754 -754
36 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 13,28513.3k $397.9k $397.9k 0.01% Reduced -2.1k -2,054
37 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 11,93311.9k $357.4k $357.4k 0.00% New
38 Weaver Consulting Group 0.17% of their portfolio HUNTINGTON BEACH, CA 11,07611.1k $331.8k $331.8k 0.17% Unchanged
39 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 10,78110.8k $322.9k $322.9k 0.01% New
40 Chicago Partners Investment Group LLC 0.02% of their portfolio CHICAGO, IL 10,46510.5k $333.6k $333.6k 0.02% Unchanged
41 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 10,28810.3k $308.2k $308.2k 0.01% Reduced -4.9k -4,893
42 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,16610.2k $304.5k $304.5k 0.00% Reduced -14.6k -14,636
43 Lantz Financial LLC 0.13% of their portfolio NAPERVILLE, IL 9,5919.6k $287.3k $287.3k 0.13% Unchanged
44 Sunbelt Securities, Inc. 0.06% of their portfolio HOUSTON, TX 9,5469.5k $285.9k $285.9k 0.06% Unchanged
45 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 9,5359.5k $286.0k $286.0k 0.02% Unchanged
46 Pinnacle Wealth Management Group, Inc. 0.22% of their portfolio PLYMOUTH, MI 8,4508.4k $253.0k $253.0k 0.22% Unchanged
47 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 8,1008.1k $242.6k $242.6k 0.00% Unchanged
48 Garden State Investment Advisory Services LLC 0.14% of their portfolio Red Bank, NJ 7,8607.9k $235.4k $235.4k 0.14% First filing
49 EverSource Wealth Advisors, LLC 0.03% of their portfolio BIRMINGHAM, AL 7,5447.5k $226.0k $226.0k 0.03% Added +1.2k +1,189
50 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 7,5347.5k $225.7k $225.7k 0.01% New
51 Bellwether Advisors, LLC 0.04% of their portfolio LINCOLN, NE 4,6944.7k $140.6k $140.6k 0.04% Unchanged
52 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,6404.6k $139.0k $139.0k 0.00% Reduced -941 -941
53 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 3,0813.1k $92.3k $92.3k 0.01% Added +325 +325
54 MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio PALM BEACH GARDENS, FL 1,9201.9k $57.5k $57.5k 0.00% New
55 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,7501.8k $52.4k $52.4k 0.00% Unchanged
56 TRUSTCORE FINANCIAL SERVICES, LLC 0.00% of their portfolio BRENTWOOD, TN 1,7001.7k $50.9k $50.9k 0.00% Reduced -11.2k -11,150
57 Integrity Financial Corp /WA 0.04% of their portfolio JACKSON, WY 1,5281.5k $45.8k $45.8k 0.04% Added +373 +373
58 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 1,3751.4k $41.0k $41.0k 0.00% Unchanged
59 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 662662 $19.8k $19.8k 0.00% Unchanged
60 JDM Financial Group LLC 0.01% of their portfolio AUSTIN, TX 445445 $13.3k $13.3k 0.01% First filing
61 My Personal CFO, LLC 0.01% of their portfolio VANCOUVER, WA 400400 $12.0k $12.0k 0.01% New
62 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 155155 $5.0k $5.0k 0.00% New
63 CORRADO ADVISORS, LLC 0.00% of their portfolio RAMSEY, NJ 7575 $2.2k $2.2k 0.00% New
64 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged