Vault-13

INNOVATOR ETFS TRUST PAUG

US EQTY PWR BF · ETP · CUSIP 45782C680

196 institutional holders +18 vs Q3 2023
23,529,82723.5m shares reported held*
$755.9mreported value*
25 new 62 added 65 reduced 12 sold out net bought ≈ $14.8m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($53.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $32.13.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 121Q4 22: 125Q1 23: 122Q2 23: 143Q3 23: 178Q4 23: 196196Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022121
Q4 2022125
Q1 2023122
Q2 2023143
Q3 2023178
Q4 2023196

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 53 bought or addedQ4 22: 49 cut or sold outQ4 22Q1 23: 50 bought or addedQ1 23: 57 cut or sold outQ1 23Q2 23: 58 bought or addedQ2 23: 51 cut or sold outQ2 23Q3 23: 137 bought or addedQ3 23: 41 cut or sold outQ3 23Q4 23: 87 bought or addedQ4 23: 77 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225349
Q1 20235057
Q2 20235851
Q3 202313741
Q4 20238777

Biggest buyers

SageView Advisory Group, LLC Added +884,218+884.2k
Brookstone Capital Management Added +316,072+316.1k
Strategic Wealth Partners Group, LLC New +185,610+185.6k
Penserra Capital Management LLC Added +181,894+181.9k
HighTower Advisors, LLC Added +181,027+181.0k
BLAIR WILLIAM & CO/IL Added +166,679+166.7k
NewEdge Advisors, LLC Added +164,257+164.3k
AE Wealth Management LLC Added +162,092+162.1k
Capital Investment Advisory Services, LLC Added +114,712+114.7k
MERCER GLOBAL ADVISORS INC /ADV Added +112,610+112.6k

Biggest sellers

INTEGRAL INVESTMENT ADVISORS, INC. Reduced -441,319-441.3k
OSAIC HOLDINGS, INC. Reduced -348,311-348.3k
STEPHENS INC /AR/ Sold out -235,485-235.5k
Caprock Group, LLC Sold out -203,014-203.0k
Transform Wealth, LLC Reduced -120,488-120.5k
World Investment Advisors Sold out -94,766-94.8k
ALLIANCEBERNSTEIN L.P. Reduced -66,094-66.1k
Cornerstone Wealth Group, LLC Reduced -51,142-51.1k
JANE STREET GROUP, LLC Reduced -51,034-51.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -50,921-50.9k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALLIANCEBERNSTEIN L.P. 0.03% of their portfolio NASHVILLE, TN 2,641,9482.6m $88.2m $88.2m 0.03% Reduced -66.1k -66,094
2 AE Wealth Management LLC 0.32% of their portfolio TOPEKA, KS 1,870,8841.9m $63.5m $63.5m 0.32% Added +162.1k +162,092
3 Brookstone Capital Management 0.83% of their portfolio WHEATON, IL 1,281,9381.3m $42.8m $42.8m 0.83% Added +316.1k +316,072
4 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 1,133,1071.1m $37.8m $37.8m 0.07% Reduced -348.3k -348,311
5 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 1,079,2931.1m $36.0m $36.0m 0.07% Reduced -18.5k -18,524
6 SageView Advisory Group, LLC 0.00% of their portfolio Newport Beach, CA 911,786911.8k $26.8k $26.8k 0.00% Added +884.2k +884,218
7 Penserra Capital Management LLC 0.57% of their portfolio ORINDA, CA 910,698910.7k $30.4m $30.4m 0.57% Added +181.9k +181,894
8 Sageworth Trust Co 1.83% of their portfolio LANCASTER, PA 805,500805.5k $26.9m $26.9m 1.83% Unchanged
9 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 744,602744.6k $24.9m $24.9m 0.04% Added +181.0k +181,027
10 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 674,567674.6k $22.5m $22.5m 0.01% Reduced -50.9k -50,921
11 PERSONAL CFO SOLUTIONS, LLC 2.99% of their portfolio CHESTER, NJ 517,873517.9k $17.3m $17.3m 2.99% Reduced -2.8k -2,828
12 Ascent Wealth Partners, LLC 2.73% of their portfolio NEW HARTFORD, NY 500,981501.0k $16.7m $16.7m 2.73% Added +19.3k +19,319
13 BLAIR WILLIAM & CO/IL 0.05% of their portfolio CHICAGO, IL 463,085463.1k $15.5m $15.5m 0.05% Added +166.7k +166,679
14 Cresset Asset Management, LLC 0.09% of their portfolio Chicago, IL 448,496448.5k $15.0m $15.0m 0.09% Reduced -48.4k -48,397
15 InterOcean Capital Group, LLC 0.35% of their portfolio NASHVILLE, TN 390,416390.4k $13.0m $13.0m 0.35% Added +15.9k +15,872
16 MAI Capital Management 0.15% of their portfolio INDEPENDENCE, OH 341,777341.8k $11.4m $11.4m 0.15% Added +100.7k +100,723
17 INTEGRAL INVESTMENT ADVISORS, INC. 6.05% of their portfolio TURLOCK, CA 284,063284.1k $9.5m $9.5m 6.05% Reduced -441.3k -441,319
18 Steward Partners Investment Advisory, LLC 0.12% of their portfolio STAMFORD, CT 260,266260.3k $8.7m $8.7m 0.12% Added +2.5k +2,485
19 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 257,083257.1k $8.6m $8.6m 0.01% Added +11.2k +11,239
20 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 254,577254.6k $8.5m $8.5m 0.04% Added +15.3k +15,304
21 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 234,070234.1k $7.8m $7.8m 0.01% Added +4.0k +3,990
22 WEST MICHIGAN ADVISORS, LLC 2.84% of their portfolio HOLLAND, MI 224,719224.7k $7.5m $7.5m 2.84% Reduced -2.4k -2,375
23 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 213,345213.3k $7.1m $7.1m 0.04% Added +4.2k +4,227
24 Cetera Advisors LLC 0.09% of their portfolio DENVER, CO 201,374201.4k $6.7m $6.7m 0.09% Added +12.5k +12,508
25 Beacon Pointe Advisors, LLC 0.08% of their portfolio NEWPORT BEACH, CA 199,444199.4k $6.7m $6.7m 0.08% Reduced -27.1k -27,142
26 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 186,989187.0k $6.2m $6.2m 0.05% Added +73.3k +73,271
27 Strategic Wealth Partners Group, LLC 0.78% of their portfolio DEERFIELD, IL 185,610185.6k $6.2m $6.2m 0.78% New
28 LINCOLN NATIONAL CORP 0.10% of their portfolio RADNOR, PA 174,849174.8k $5.8m $5.8m 0.10% Added +17.3k +17,296
29 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 172,029172.0k $5.8m $5.8m 0.06% Added +164.3k +164,257
30 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 169,353169.4k $5.7m $5.7m 0.02% Added +19.3k +19,337
31 Belpointe Asset Management LLC 0.44% of their portfolio RENO, NV 148,846148.8k $5.0m $5.0m 0.44% Reduced -2.1k -2,051
32 Transform Wealth, LLC 0.47% of their portfolio GREENWOOD VILLAGE, CO 145,887145.9k $4.9m $4.9m 0.47% Reduced -120.5k -120,488
33 GILL CAPITAL PARTNERS, LLC 1.93% of their portfolio DENVER, CO 137,187137.2k $4.6m $4.6m 1.93% Reduced -10.0k -9,987
34 Catalina Capital Group, LLC 3.34% of their portfolio Torrance, CA 130,077130.1k $4.3m $4.3m 3.34% First filing
35 KFG WEALTH MANAGEMENT, LLC 1.98% of their portfolio GRANGER, IN 130,041130.0k $4.3m $4.3m 1.98% Added +50.8k +50,773
36 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 128,407128.4k $4.3m $4.3m 0.01% Added +112.6k +112,610
37 Diligent Investors, LLC 1.13% of their portfolio REDLANDS, CA 123,699123.7k $4.1m $4.1m 1.13% Added +12.7k +12,694
38 CoreCap Advisors, LLC 0.26% of their portfolio SOUTHFIELD, MI 122,057122.1k $4.1m $4.1m 0.26% Reduced -7.5k -7,518
39 CORRADO ADVISORS, LLC 3.15% of their portfolio RAMSEY, NJ 115,531115.5k $3.9m $3.9m 3.15% Reduced -3.8k -3,819
40 Capital Investment Advisory Services, LLC 0.36% of their portfolio RALEIGH, NC 115,302115.3k $3.8m $3.8m 0.36% Added +114.7k +114,712
41 Advisory Alpha, LLC 0.18% of their portfolio HOLLAND, MI 114,573114.6k $3.8m $3.8m 0.18% Added +855 +855
42 Keystone Wealth Services, LLC 1.22% of their portfolio PALM DESERT, CA 106,500106.5k $3.6m $3.6m 1.22% Reduced -2.3k -2,257
43 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 104,186104.2k $3.5m $3.5m 0.03% Added +8.0k +8,021
44 Capital Analysts, LLC 0.17% of their portfolio FORT WASHINGTON, PA 101,816101.8k $3.4m $3.4m 0.17% Reduced -7.2k -7,213
45 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 101,214101.2k $3.4m $3.4m 0.01% Reduced -10.7k -10,721
46 TOWNSQUARE CAPITAL LLC 0.06% of their portfolio Lehi, UT 96,31396.3k $3.2m $3.2m 0.06% Added +20.0k +19,989
47 Outlook Wealth Advisors, LLC 1.09% of their portfolio SHENANDOAH, TX 93,61893.6k $3.1m $3.1m 1.09% Added +40.8k +40,843
48 YARGER WEALTH STRATEGIES, LLC 2.50% of their portfolio WESTERVILLE, OH 93,01593.0k $3.1m $3.1m 2.50% Reduced -5.9k -5,882
49 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 91,98192.0k $3.1m $3.1m 0.00% Added +43.8k +43,807
50 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 91,12191.1k $3.0m $3.0m 0.04% Reduced -8.4k -8,373
51 Global Strategic Investment Solutions, LLC 0.37% of their portfolio Scottsdale, AZ 90,24490.2k $3.0m $3.0m 0.37% Reduced -13.2k -13,183
52 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 85,92985.9k $2.9m $2.9m 0.01% Added +475 +475
53 Lineweaver Wealth Advisors, LLC 0.71% of their portfolio VALLEY VIEW, OH 82,30382.3k $2.7m $2.7m 0.71% Reduced -9.3k -9,298
54 DHJJ Financial Advisors, Ltd. 1.24% of their portfolio NAPERVILLE, IL 79,70579.7k $2.7m $2.7m 1.24% Reduced -1.3k -1,259
55 Trek Financial, LLC 0.23% of their portfolio Scottsdale, AZ 79,58579.6k $2.7m $2.7m 0.23% Added +5.9k +5,862
56 Bellwether Advisors, LLC 0.65% of their portfolio LINCOLN, NE 78,74378.7k $2.6m $2.6m 0.65% Reduced -1.4k -1,404
57 Disciplined Investments, LLC 1.47% of their portfolio TULSA, OK 74,95275.0k $2.5m $2.5m 1.47% Reduced -337 -337
58 WealthPLAN Partners, LLC 0.25% of their portfolio OMAHA, NE 71,62471.6k $2.4m $2.4m 0.25% New
59 Southland Equity Partners LLC 0.75% of their portfolio WILDWOOD, MO 71,58671.6k $2.4m $2.4m 0.75% Added +3.6k +3,616
60 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 66,50366.5k $2.2m $2.2m 0.04% Reduced -5.1k -5,088
61 Pillar Wealth Advisors, LLC 1.70% of their portfolio WESTTOWN, PA 66,04266.0k $2.2m $2.2m 1.70% Reduced -570 -570
62 WealthPlan Investment Management, LLC 0.35% of their portfolio OMAHA, NE 65,88765.9k $2.2m $2.2m 0.35% New
63 BCS Wealth Management 0.79% of their portfolio JOHNSON CITY, TN 64,47764.5k $2.2m $2.2m 0.79% Added +2.6k +2,572
64 Forvis Mazars Wealth Advisors, LLC 0.06% of their portfolio Springfield, MO 64,31564.3k $2.1m $2.1m 0.06% Reduced -8.6k -8,570
65 John W. Brooker & Co., CPAs 1.13% of their portfolio OAKLAND, CA 58,94658.9k $2.0m $2.0m 1.13% New
66 CRA Financial Services, LLC 0.48% of their portfolio NORTHFIELD, NJ 58,54158.5k $2.0m $2.0m 0.48% Reduced -24.8k -24,795
67 Weaver Capital Management LLC 0.77% of their portfolio SUWANEE, GA 57,46057.5k $1.9m $1.9m 0.77% First filing
68 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 53,26253.3k $1.8m $1.8m 0.01% Added +12.9k +12,867
69 McAlister, Sweet & Associates, Inc. 1.61% of their portfolio HOUSTON, TX 51,94651.9k $1.7m $1.7m 1.61% Added +3.6k +3,618
70 First City Capital Management, Inc. 0.97% of their portfolio SAVANNAH, GA 50,22050.2k $1.7m $1.7m 0.97% Reduced -215 -215
71 EVERMAY WEALTH MANAGEMENT LLC 0.31% of their portfolio ARLINGTON, VA 49,70049.7k $1.7m $1.7m 0.31% Reduced -20.4k -20,417
72 MTM FINANCIAL GROUP, LLC 1.20% of their portfolio BETHLEHEM, PA 49,19649.2k $1.6m $1.6m 1.20% Reduced -19 -19
73 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 45,76345.8k $1.5m $1.5m 0.03% Added +13.8k +13,751
74 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 45,61845.6k $1.5m $1.5m 0.00% New
75 Valmark Advisers, Inc. 0.03% of their portfolio AKRON, OH 44,35544.4k $1.5m $1.5m 0.03% Reduced -240 -240
76 Sigma Planning Corp 0.11% of their portfolio ANN ARBOR, MI 43,13543.1k $1.4m $1.4m 0.11% Added +6.4k +6,445
77 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 40,45940.5k $1.4m $1.4m 0.01% Reduced -13.7k -13,670
78 Orion Capital Management LLC 0.79% of their portfolio CORONADO, CA 40,03540.0k $1.3m $1.3m 0.79% Reduced -2.7k -2,690
79 Strategic Blueprint, LLC 0.11% of their portfolio ATLANTA, GA 39,24239.2k $1.3m $1.3m 0.11% Reduced -4.8k -4,826
80 Continuum Advisory, LLC 0.18% of their portfolio EAGLE, ID 38,57538.6k $1.3m $1.3m 0.18% Added +5.1k +5,093
81 Clay Northam Wealth Management, LLC 1.12% of their portfolio HUNTINGTON BEACH, CA 37,61037.6k $1.3m $1.3m 1.12% Unchanged
82 Patriot Financial Group Insurance Agency, LLC 0.23% of their portfolio Westborough, MA 37,03337.0k $1.2m $1.2m 0.23% Added +3.2k +3,200
83 WEALTH ALLIANCE, LLC 0.17% of their portfolio MELLVILLE, NY 36,16536.2k $1.2m $1.2m 0.17% Added +1.7k +1,685
84 BCGM Wealth Management, LLC 0.48% of their portfolio LAFAYETTE, IN 35,53135.5k $1.2m $1.2m 0.48% Unchanged
85 Cornerstone Wealth Group, LLC 0.17% of their portfolio HUNTERSVILLE, NC 35,00135.0k $1.2m $1.2m 0.17% Reduced -51.1k -51,142
86 Maltin Wealth Management, Inc. 0.74% of their portfolio RIDGEWOOD, NJ 34,77934.8k $1.2m $1.2m 0.74% Reduced -498 -498
87 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.11% of their portfolio CEDAR RAPIDS, IA 34,36134.4k $1.1m $1.1m 0.11% Added +6.6k +6,581
88 ATTICUS WEALTH MANAGEMENT, LLC 0.40% of their portfolio Palm Beach Gardens, FL 34,10034.1k $1.1m $1.1m 0.40% Added +8.1k +8,127
89 FSA Advisors, Inc. 1.35% of their portfolio TROY, MI 32,66232.7k $1.1m $1.1m 1.35% First filing
90 FOCUS FINANCIAL NETWORK INC /ADV 0.04% of their portfolio Minneapolis, MN 31,18831.2k $1.0m $1.0m 0.04% First filing
91 Frisch Financial Group, Inc. 0.38% of their portfolio MELVILLE, NY 30,43130.4k $1.0m $1.0m 0.38% Added +18.5k +18,514
92 CITY HOLDING CO 0.16% of their portfolio CHARLESTON, WV 29,99330.0k $1.0m $1.0m 0.16% Unchanged
93 tru Independence LLC 0.30% of their portfolio PORTLAND, OR 29,68129.7k $990.5k $990.5k 0.30% Added +16.3k +16,285
94 Schulz Wealth, LTD. 0.89% of their portfolio MANSFIELD, TX 27,86527.9k $929.9k $929.9k 0.89% First filing
95 Pinnacle Wealth Management Group, Inc. 0.72% of their portfolio PLYMOUTH, MI 26,41026.4k $881.3k $881.3k 0.72% Added +1.9k +1,950
96 HARBOUR INVESTMENTS, INC. 0.04% of their portfolio MADISON, WI 26,03726.0k $868.9k $868.9k 0.04% Added +497 +497
97 Weaver Consulting Group 0.35% of their portfolio HUNTINGTON BEACH, CA 25,52225.5k $851.7k $851.7k 0.35% Added +10.9k +10,950
98 Valtinson Bruner Financial Planning LLC 0.43% of their portfolio NEW BRIGHTON, MN 25,09025.1k $837.3k $837.3k 0.43% Added +3.3k +3,260
99 Retirement Planning Group, LLC 0.07% of their portfolio LEAWOOD, KS 24,84924.8k $829.2k $829.2k 0.07% Reduced -736 -736
100 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 24,35124.4k $812.6k $812.6k 0.03% Unchanged