INNOVATOR ETFS TRUST UAUG
US EQT ULTRA BF · ETP · CUSIP 45782C672
46
institutional holders
+16 vs Q3 2022
2.5m
shares reported held*
$66.5mreported value*
13 new
8 added
9 reduced
3 sold out
net bought ≈ $13.6m (+519.1k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.13.
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 30 |
| Q4 2022 | 46 |
Biggest buyers
| Sageworth Trust Co | New | +421.2k |
| Janney Montgomery Scott LLC | New | +197.3k |
| Strategic Blueprint, LLC | Added | +33.9k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +23.3k |
| OLD MISSION CAPITAL LLC | New | +9.0k |
| Sound View Wealth Advisors Group, LLC | New | +8.5k |
| WOLVERINE TRADING, LLC | New | +8.4k |
| Kestra Advisory Services, LLC | New | +8.1k |
| Cambridge Investment Research Advisors, Inc. | Added | +6.7k |
| MONEY CONCEPTS CAPITAL CORP | Added | +6.5k |
Biggest sellers
| AXXCESS WEALTH MANAGEMENT, LLC | Sold out | -72.9k |
| JANE STREET GROUP, LLC | Sold out | -63.1k |
| AE Wealth Management LLC | Reduced | -50.4k |
| Fermata Advisors, LLC | Sold out | -18.9k |
| Arete Wealth Advisors, LLC | Reduced | -3.3k |
| Stone House Investment Management, LLC | Reduced | -2.1k |
| WEALTH ALLIANCE, LLC | Reduced | -1.8k |
| IFP Advisors, Inc | Reduced | -700 |
| WealthShield Partners, LLC | Reduced | -572 |
| ENVESTNET ASSET MANAGEMENT INC | Reduced | -500 |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| Brookstone Capital Management 13G · institution +20.1 pts · filed 2026-09-02 | 23.1% |
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| AE Wealth Management LLC 0.17% of their portfolio | 903.8k $23.6m | Reduced -50.4k |
| Sageworth Trust Co 0.87% of their portfolio | 421.2k $11.0m | New |
| Janney Montgomery Scott LLC 0.02% of their portfolio | 197.3k $5.2m | New |
| Lloyd Advisory Services, LLC. 2.62% of their portfolio | 144.4k $3.8m | Added +1.5k |
| Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio | 141.1k $3.7m | Added +6.7k |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 118.1k $3.1m | Added +499 |
| Strategic Blueprint, LLC 0.24% of their portfolio | 78.9k $2.1m | Added +33.9k |
| B.O.S.S. Retirement Advisors, LLC 0.47% of their portfolio | 70.8k $1.8m | First filing |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.55% of their portfolio | 67.8k $1.8m | First filing |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 51.9k $1.4m | Unchanged |
| Brookstone Capital Management 0.02% of their portfolio | 46.0k $1.2m | Added +2.1k |
| Cetera Investment Advisers 0.01% of their portfolio | 40.4k $1.1m | Added +719 |
| KFG WEALTH MANAGEMENT, LLC 0.94% of their portfolio | 35.3k $921.4k | First filing |
| Arete Wealth Advisors, LLC 0.08% of their portfolio | 33.7k $880.5k | Reduced -3.3k |
| Garden State Investment Advisory Services LLC 0.45% of their portfolio | 29.1k $761.1k | First filing |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 28.9k $755.6k | Reduced -500 |
| Balboa Wealth Partners 0.31% of their portfolio | 26.6k $695.9k | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 23.3k $608.1k | New |
| Spire Wealth Management 0.03% of their portfolio | 21.7k $567.0k | Unchanged |
| First Commonwealth Financial Corp /PA/ 0.19% of their portfolio | 19.8k $515.8k | Unchanged |
| Archer Investment Corp 0.20% of their portfolio | 19.7k $514.0k | Added +97 |
| Cypress Wealth Services, LLC 0.16% of their portfolio | 19.6k $512.9k | Unchanged |
| WealthShield Partners, LLC 0.08% of their portfolio | 15.9k $415.8k | Reduced -572 |
| Stone House Investment Management, LLC 0.14% of their portfolio | 14.8k $386.6k | Reduced -2.1k |
| WEALTH ALLIANCE, LLC 0.07% of their portfolio | 14.1k $368.1k | Reduced -1.8k |
| SageView Advisory Group, LLC 0.02% of their portfolio | 10.8k $282.6k | First filing |
| MONEY CONCEPTS CAPITAL CORP 0.01% of their portfolio | 9.9k $257.9k | Added +6.5k |
| Cresset Asset Management, LLC 0.00% of their portfolio | 9.3k $242.5k | Unchanged |
| OLD MISSION CAPITAL LLC 0.01% of their portfolio | 9.0k $235.8k | New |
| IFP Advisors, Inc 0.01% of their portfolio | 8.8k $221.0k | Reduced -700 |
| Sound View Wealth Advisors Group, LLC 0.03% of their portfolio | 8.5k $262.7k | New |
| WOLVERINE TRADING, LLC 0.00% of their portfolio | 8.4k $219.0k | New |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 8.3k $217.5k | Reduced -41 |
| DHJJ Financial Advisors, Ltd. 0.12% of their portfolio | 8.3k $216.6k | Reduced -100 |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 8.1k $210.6k | New |
| MORGAN STANLEY 0.00% of their portfolio | 5.8k $150.2k | Unchanged |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 4.0k $107.7k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 3.5k $91.9k | New |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 1.5k $39.3k | New |
| Arax Advisory Partners 0.00% of their portfolio | 1.2k $30.6k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 510 $13.3k | New |
| ATTICUS WEALTH MANAGEMENT, LLC 0.00% of their portfolio | 200 $5.2k | New |
| Belpointe Asset Management LLC 0.00% of their portfolio | 171 $4.5k | New |
| CWM, LLC 0.00% of their portfolio | 46 $1.0k | New |
| Richard W. Paul & Associates, LLC 0.00% of their portfolio | 35 $914 | First filing |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |