Vault-13

INNOVATOR ETFS TRUST BSEP

US EQTY BUF SEP · ETP · CUSIP 45782C664

82 institutional holders -6 vs Q1 2023
3,932,2883.9m shares reported held*
$135.4mreported value*
6 new 14 added 32 reduced 13 sold out net sold ≈ $1.8m (-53.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.44.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 81Q4 22: 83Q1 23: 88Q2 23: 8282Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202281
Q4 202283
Q1 202388
Q2 202382

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 26 bought or addedQ4 22: 33 cut or sold outQ4 22Q1 23: 28 bought or addedQ1 23: 37 cut or sold outQ1 23Q2 23: 20 bought or addedQ2 23: 45 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222633
Q1 20232837
Q2 20232045

Biggest buyers

Belpointe Asset Management LLC Added +47,064+47.1k
U.S. Capital Wealth Advisors, LLC New +23,032+23.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +15,304+15.3k
Snowden Capital Advisors LLC New +13,370+13.4k
Gradient Investments LLC Added +9,852+9.9k
OLD MISSION CAPITAL LLC Added +8,367+8.4k
Penserra Capital Management LLC Added +7,045+7.0k
MML INVESTORS SERVICES, LLC Added +6,760+6.8k
Sound View Wealth Advisors Group, LLC New +6,096+6.1k
CITADEL ADVISORS LLC Added +4,393+4.4k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -23,029-23.0k
Lion Street Advisors, LLC Sold out -17,876-17.9k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -17,860-17.9k
JANE STREET GROUP, LLC Sold out -17,218-17.2k
Cerity Partners LLC Reduced -13,923-13.9k
CreativeOne Wealth, LLC Sold out -13,370-13.4k
M Holdings Securities, Inc. Sold out -8,568-8.6k
World Investment Advisors Sold out -7,578-7.6k
Cedar Brook Financial Partners, LLC Sold out -7,021-7.0k
Steward Financial Group LLC Sold out -7,000-7.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Brookstone Capital Management 13G · institution +11.4 pts · filed 2026-10-02 12.0% +11.4 pts 1.0m≈ $54.0m 2026-10-02

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Sageworth Trust Co 1.89% of their portfolio LANCASTER, PA 776,400776.4k $26.7m $26.7m 1.89% Unchanged
2 Berkshire Money Management, Inc. 2.42% of their portfolio DALTON, MA 486,592486.6k $16.8m $16.8m 2.42% Reduced -2.1k -2,082
3 Lantz Financial LLC 4.15% of their portfolio NAPERVILLE, IL 307,492307.5k $10.6m $10.6m 4.15% Reduced -4.8k -4,789
4 Vantage Financial Partners, LLC 3.33% of their portfolio ELM GROVE, WI 258,363258.4k $8.9m $8.9m 3.33% Reduced -3.4k -3,380
5 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 252,089252.1k $8.7m $8.7m 0.02% Reduced -17.9k -17,860
6 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 123,651123.7k $4.3m $4.3m 0.01% Reduced -23.0k -23,029
7 Penserra Capital Management LLC 0.07% of their portfolio ORINDA, CA 98,20398.2k $3.4m $3.4m 0.07% Added +7.0k +7,045
8 Diligent Investors, LLC 0.96% of their portfolio REDLANDS, CA 94,49094.5k $3.3m $3.3m 0.96% Unchanged
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 86,55586.6k $3.0m $3.0m 0.00% Added +3.0k +2,967
10 Valtinson Bruner Financial Planning LLC 1.48% of their portfolio NEW BRIGHTON, MN 79,59379.6k $2.7m $2.7m 1.48% Reduced -813 -813
11 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 75,24275.2k $2.6m $2.6m 0.03% Unchanged
12 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 66,55966.6k $2.3m $2.3m 0.01% Added +6.8k +6,760
13 LINCOLN NATIONAL CORP 0.04% of their portfolio RADNOR, PA 55,31655.3k $1.9m $1.9m 0.04% Added +1.6k +1,625
14 Outlook Wealth Advisors, LLC 0.67% of their portfolio SHENANDOAH, TX 51,78751.8k $1.8m $1.8m 0.67% Reduced -983 -983
15 Belpointe Asset Management LLC 0.19% of their portfolio RENO, NV 50,85150.9k $1.8m $1.8m 0.19% Added +47.1k +47,064
16 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 49,34549.3k $1.7m $1.7m 0.03% Reduced -965 -965
17 DHJJ Financial Advisors, Ltd. 0.88% of their portfolio NAPERVILLE, IL 48,81148.8k $1.7m $1.7m 0.88% Reduced -290 -290
18 CAPITAL WEALTH MANAGEMENT, LLC 0.90% of their portfolio W. WARWICK, RI 47,89047.9k $1.6m $1.6m 0.90% Added +2.0k +1,960
19 WealthPLAN Partners, LLC 0.22% of their portfolio OMAHA, NE 45,76845.8k $1.6m $1.6m 0.22% Added +300 +300
20 Delta Investment Management, LLC 0.43% of their portfolio SAN FRANCISCO, CA 45,36445.4k $1.6m $1.6m 0.43% Reduced -205 -205
21 Strategic Blueprint, LLC 0.14% of their portfolio ATLANTA, GA 43,78143.8k $1.5m $1.5m 0.14% Reduced -1.4k -1,420
22 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 40,50240.5k $1.4m $1.4m 0.01% Reduced -13.9k -13,923
23 Maltin Wealth Management, Inc. 0.95% of their portfolio RIDGEWOOD, NJ 38,92238.9k $1.3m $1.3m 0.95% Unchanged
24 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.30% of their portfolio BLUE BELL, PA 33,32333.3k $1.1m $1.1m 0.30% Reduced -3 -3
25 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 32,26232.3k $1.1m $1.1m 0.01% Reduced -800 -800
26 BCS Wealth Management 0.73% of their portfolio JOHNSON CITY, TN 28,88128.9k $995.0k $995.0k 0.73% Reduced -4.7k -4,743
27 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 26,39526.4k $909.4k $909.4k 0.01% Reduced -355 -355
28 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 25,71925.7k $886.1k $886.1k 0.00% Added +4.4k +4,393
29 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 25,07725.1k $863.9k $863.9k 0.01% Reduced -3.8k -3,794
30 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 24,98025.0k $863.0k $863.0k 0.00% Reduced -1.3k -1,259
31 INTEGRAL INVESTMENT ADVISORS, INC. 0.57% of their portfolio TURLOCK, CA 24,72724.7k $851.9k $851.9k 0.57% Reduced -1.2k -1,174
32 U.S. Capital Wealth Advisors, LLC 0.04% of their portfolio AUSTIN, TX 23,03223.0k $793.5k $793.5k 0.04% New
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 22,62322.6k $779.4k $779.4k 0.00% Added +15.3k +15,304
34 Garden State Investment Advisory Services LLC 0.32% of their portfolio Red Bank, NJ 21,25021.2k $732.1k $732.1k 0.32% Unchanged
35 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 20,54620.5k $707.8k $707.8k 0.00% Reduced -1.1k -1,050
36 Pinnacle Wealth Management Group, Inc. 0.60% of their portfolio PLYMOUTH, MI 20,09020.1k $692.1k $692.1k 0.60% Reduced -2.7k -2,700
37 Bellwether Advisors, LLC 0.20% of their portfolio LINCOLN, NE 20,06920.1k $691.4k $691.4k 0.20% Reduced -3.1k -3,104
38 Fragasso Financial Advisors Inc 0.07% of their portfolio SEWICKLEY, PA 19,33619.3k $666.2k $666.2k 0.07% Unchanged
39 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 19,01719.0k $655.0k $655.0k 0.00% Added +150 +150
40 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.06% of their portfolio CEDAR RAPIDS, IA 17,91617.9k $617.2k $617.2k 0.06% Reduced -415 -415
41 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 17,61417.6k $606.8k $606.8k 0.01% Unchanged
42 Chicago Partners Investment Group LLC 0.03% of their portfolio CHICAGO, IL 17,21617.2k $601.0k $601.0k 0.03% Unchanged
43 THOROUGHBRED FINANCIAL SERVICES, LLC 0.07% of their portfolio BRENTWOOD, TN 15,72715.7k $541.0k $541.0k 0.07% Unchanged
44 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 14,80314.8k $510.0k $510.0k 0.02% Added +8.4k +8,367
45 Gradient Investments LLC 0.01% of their portfolio ARDEN HILLS, MN 13,65713.7k $470.5k $470.5k 0.01% Added +9.9k +9,852
46 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 13,37013.4k $460.6k $460.6k 0.02% New
47 Arax Advisory Partners 0.06% of their portfolio NEW YORK, NY 13,16513.2k $453.6k $453.6k 0.06% Reduced -45 -45
48 CoreCap Advisors, LLC 0.03% of their portfolio SOUTHFIELD, MI 12,19412.2k $420.1k $420.1k 0.03% First filing
49 Beacon Financial Advisory LLC 0.24% of their portfolio CLEVELAND, OH 12,18812.2k $419.9k $419.9k 0.24% Unchanged
50 Capital Investment Advisory Services, LLC 0.04% of their portfolio RALEIGH, NC 11,95312.0k $411.8k $411.8k 0.04% Reduced -2.9k -2,865
51 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 11,79011.8k $406.2k $406.2k 0.00% Unchanged
52 Retirement Planning Group, LLC 0.04% of their portfolio LEAWOOD, KS 10,38310.4k $357.7k $357.7k 0.04% Reduced -4.0k -3,951
53 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 10,06110.1k $346.6k $346.6k 0.02% Unchanged
54 BCGM Wealth Management, LLC 0.15% of their portfolio LAFAYETTE, IN 10,00010.0k $344.5k $344.5k 0.15% Unchanged
55 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 9,9509.9k $342.8k $342.8k 0.00% Added +58 +58
56 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 9,6489.6k $284.4k $284.4k 0.01% Added +2.7k +2,718
57 Kathmere Capital Management, LLC 0.05% of their portfolio WAYNE, PA 8,4358.4k $290.6k $290.6k 0.05% Reduced -36 -36
58 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.04% of their portfolio Westlake, OH 8,1818.2k $281.8k $281.8k 0.04% Unchanged
59 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 7,8727.9k $271.2k $271.2k 0.01% Reduced -4.5k -4,521
60 Visionary Wealth Advisors 0.02% of their portfolio O'FALLON, IL 7,8637.9k $270.9k $270.9k 0.02% Unchanged
61 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 7,5977.6k $261.7k $261.7k 0.00% Unchanged
62 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 7,5577.6k $256.9k $256.9k 0.00% Reduced -5.2k -5,163
63 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 7,3487.3k $253.2k $253.2k 0.01% Unchanged
64 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 7,0677.1k $243.5k $243.5k 0.00% Reduced -3.4k -3,365
65 Sound View Wealth Advisors Group, LLC 0.03% of their portfolio SAVANNAH, GA 6,0966.1k $210.0k $210.0k 0.03% New
66 Sunbelt Securities, Inc. 0.03% of their portfolio HOUSTON, TX 5,2375.2k $180.4k $180.4k 0.03% Unchanged
67 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,1855.2k $178.6k $178.6k 0.00% Unchanged
68 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 4,0004.0k $137.8k $137.8k 0.01% Unchanged
69 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,0823.1k $106.0k $106.0k 0.00% New
70 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 2,3002.3k $79.0k $79.0k 0.00% Reduced -490 -490
71 Cape Investment Advisory, Inc. 0.04% of their portfolio MCDONOUGH, GA 2,1382.1k $73.7k $73.7k 0.04% Unchanged
72 Sugarloaf Wealth Management, LLC 0.02% of their portfolio DULUTH, GA 2,1002.1k $72.3k $72.3k 0.02% Unchanged
73 Archer Investment Corp 0.02% of their portfolio Carmel, IN 2,0082.0k $69.2k $69.2k 0.02% Unchanged
74 WealthShield Partners, LLC 0.01% of their portfolio CARY, NC 1,6001.6k $55.1k $55.1k 0.01% Unchanged
75 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,0471.0k $36.1k $36.1k 0.00% Reduced -1.0k -1,027
76 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 1,0001.0k $34.5k $34.5k 0.00% Unchanged
77 CWM, LLC 0.00% of their portfolio OMAHA, NE 765765 $26.0k $26.0k 0.00% New
78 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 583583 $20.1k $20.1k 0.00% Unchanged
79 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 491491 $16.9k $16.9k 0.00% Unchanged
80 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 207207 $7.1k $7.1k 0.00% Unchanged
81 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $34 $34 0.00% New
82 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged